Vault-13

NEXTERA ENERGY INC NEE 6.219 09.01.23

UNIT 09/01/2023 · PUBLIC · CUSIP 65339F739

73 institutional holders +6 vs Q4 2022
45,848,28045.8m shares reported held*
$2.1bnreported value*
9 new 27 added 23 reduced 4 sold out net bought ≈ $77.3m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $44.99.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 77Q4 22: 67Q1 23: 7373Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202277
Q4 202267
Q1 202373

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 27 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 36 bought or addedQ1 23: 27 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222740
Q1 20233627

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $0Q3 22 puts: $12.1mQ3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$12.1m—
Q4 2022$0$0—
Q1 2023$0$0—

Biggest buyers

CAMDEN ASSET MANAGEMENT L P /CA Added +1,310,000+1.3m
TWO SIGMA INVESTMENTS, LP Added +790,189+790.2k
AEGON USA Investment Management, LLC New +487,844+487.8k
Weiss Asset Management LP Added +425,000+425.0k
CITADEL ADVISORS LLC New +277,484+277.5k
JPMORGAN CHASE & CO Added +215,146+215.1k
FMR LLC Added +199,500+199.5k
CITIGROUP INC Added +142,461+142.5k
KAYNE ANDERSON CAPITAL ADVISORS LP Added +125,000+125.0k
BlueCrest Capital Management Ltd Added +97,631+97.6k

Biggest sellers

MANUFACTURERS LIFE INSURANCE COMPANY, THE Reduced -1,268,770-1.3m
LORD, ABBETT & CO. LLC Reduced -884,146-884.1k
AMERIPRISE FINANCIAL INC Reduced -310,600-310.6k
VOYA INVESTMENT MANAGEMENT LLC Reduced -277,585-277.6k
STATE STREET CORP Reduced -109,556-109.6k
BANK OF AMERICA CORP /DE/ Reduced -70,629-70.6k
WOLVERINE ASSET MANAGEMENT LLC Sold out -54,284-54.3k
Invesco Ltd. Sold out -42,871-42.9k
SSI INVESTMENT MANAGEMENT LLC Reduced -19,555-19.6k
VICTORY CAPITAL MANAGEMENT INC Reduced -16,940-16.9k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LORD, ABBETT & CO. LLC 0.92% of their portfolio JERSEY CITY, NJ 10,719,00010.7m $512.1m $512.1m 0.92% Reduced -884.1k -884,146
2 FRANKLIN RESOURCES INC 0.20% of their portfolio San Mateo, CA 8,048,7008.0m $393.1m $393.1m 0.20% Unchanged
3 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 5,225,5005.2m $5.1m $5.1m 0.01% Added +76.5k +76,550
4 VOYA INVESTMENT MANAGEMENT LLC 0.25% of their portfolio ATLANTA, GA 4,779,8254.8m $233.4m $233.4m 0.25% Reduced -277.6k -277,585
5 BlackRock Inc. 0.00% of their portfolio New York, NY 3,025,4963.0m $147.8m $147.8m 0.00% Added +22.3k +22,345
6 CAMDEN ASSET MANAGEMENT L P /CA 3.21% of their portfolio Los Angeles, CA 1,974,2252.0m $96.0m $96.0m 3.21% Added +1.3m +1,310,000
7 ADVENT CAPITAL MANAGEMENT /DE/ 1.36% of their portfolio NEW YORK, NY 1,453,9261.5m $70.9m $70.9m 1.36% Added +51.5k +51,451
8 Calamos Advisors LLC 0.35% of their portfolio NAPERVILLE, IL 1,443,8701.4m $70.5m $70.5m 0.35% Reduced -5.0k -4,968
9 VICTORY CAPITAL MANAGEMENT INC 0.06% of their portfolio San Antonio, TX 1,136,6641.1m $55.5m $55.5m 0.06% Reduced -16.9k -16,940
10 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 1,087,3511.1m $53.0m $53.0m 0.03% Reduced -1.3m -1,268,770
11 TWO SIGMA INVESTMENTS, LP 0.15% of their portfolio NEW YORK, NY 1,037,1081.0m $50.7m $50.7m 0.15% Added +790.2k +790,189
12 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 777,836777.8k $380.0k $380.0k 0.00% Added +1.6k +1,566
13 VAN ECK ASSOCIATES CORP 0.08% of their portfolio NEW YORK, NY 717,438717.4k $35.0m $35.0m 0.08% Added +86.4k +86,401
14 Weiss Asset Management LP 2.65% of their portfolio BOSTON, MA 693,500693.5k $33.8m $33.8m 2.65% Added +425.0k +425,000
15 FMR LLC 0.00% of their portfolio BOSTON, MA 672,000672.0k $32.7m $32.7m 0.00% Added +199.5k +199,500
16 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 662,744662.7k $32.2m $32.2m 0.00% Reduced -109.6k -109,556
17 TD Asset Management Inc 0.03% of their portfolio Toronto, A6 559,000559.0k $27.3m $27.3m 0.03% Unchanged
18 AEGON USA Investment Management, LLC 6.71% of their portfolio CEDAR RAPIDS, IA 487,844487.8k $23.5m $23.5m 6.71% New
19 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 277,484277.5k $13.5m $13.5m 0.01% New
20 KAYNE ANDERSON CAPITAL ADVISORS LP 0.40% of their portfolio LOS ANGELES, CA 275,000275.0k $13.4m $13.4m 0.40% Added +125.0k +125,000
21 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 270,000270.0k $13.1m $13.1m 0.03% Added +83.0k +83,000
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 255,459255.5k $12.5m $12.5m 0.00% Added +215.1k +215,146
23 EAGLE ASSET MANAGEMENT INC 0.07% of their portfolio ST PETERSBURG, FL 240,325240.3k $11.7m $11.7m 0.07% Added +1.3k +1,255
24 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 235,194235.2k $11.5m $11.5m 0.00% Added +35.5k +35,459
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 232,000232.0k $11.3m $11.3m 0.02% Added +80.1k +80,123
26 Skaana Management L.P. 6.29% of their portfolio BROOKLYN, NY 218,415218.4k $10.7m $10.7m 6.29% Added +75.2k +75,224
27 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 200,000200.0k $9.7m $9.7m 0.00% Unchanged
28 Clearbridge Investments, LLC 0.01% of their portfolio NEW YORK, NY 183,821183.8k $9.0m $9.0m 0.01% Unchanged
29 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 144,594144.6k $7.1m $7.1m 0.01% Added +142.5k +142,461
30 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 139,715139.7k $6.8m $6.8m 0.00% Reduced -70.6k -70,629
31 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 125,048125.0k $6.1m $6.1m 0.01% Reduced -4.1k -4,095
32 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 125,000125.0k $6.1m $6.1m 0.01% Added +65.4k +65,375
33 BlueCrest Capital Management Ltd 0.64% of their portfolio ST HELIER, Y9 122,729122.7k $6.0m $6.0m 0.64% Added +97.6k +97,631
34 TORTOISE CAPITAL ADVISORS, L.L.C. 0.08% of their portfolio OVERLAND PARK, KS 111,111111.1k $5.4m $5.4m 0.08% Unchanged
35 RATIONAL ADVISORS, INC. 0.31% of their portfolio San Juan, PR 76,80076.8k $3.8m $3.8m 0.31% Reduced -8.2k -8,200
36 PIER 88 INVESTMENT PARTNERS LLC 0.91% of their portfolio SAN FRANCISCO, CA 76,80076.8k $3.8m $3.8m 0.91% Reduced -8.2k -8,200
37 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 72,22772.2k $3.5m $3.5m 0.00% Added +41.3k +41,343
38 GABELLI FUNDS LLC 0.02% of their portfolio Rye, NY 59,32559.3k $2.9m $2.9m 0.02% Unchanged
39 Sculptor Capital LP 0.06% of their portfolio New York, NY 50,00050.0k $2.4m $2.4m 0.06% New
40 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 45,15845.2k $2.2m $2.2m 0.04% Added +2.1k +2,093
41 LOOMIS SAYLES & CO L P 0.00% of their portfolio BOSTON, MA 35,00535.0k $2.7m $2.7m 0.00% Reduced -455 -455
42 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 30,57430.6k $1.5m $1.5m 0.00% Added +2.8k +2,829
43 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 30,00030.0k $1.5m $1.5m 0.00% Unchanged
44 SHIKIAR ASSET MANAGEMENT INC 0.43% of their portfolio NEW YORK, NY 24,78524.8k $1.2m $1.2m 0.43% First filing
45 Mariner, LLC 0.00% of their portfolio Overland Park, KS 20,80020.8k $1.0m $1.0m 0.00% Reduced -15.3k -15,350
46 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 20,00020.0k $976.8k $976.8k 0.01% Reduced -10.0k -10,000
47 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 19,98420.0k $976.0k $976.0k 0.00% Reduced -735 -735
48 KAVAR CAPITAL PARTNERS GROUP, LLC 0.17% of their portfolio LEAWOOD, KS 16,50016.5k $805.9k $805.9k 0.17% New
49 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 15,27415.3k $746.0k $746.0k 0.03% Unchanged
50 SCHNIEDERS CAPITAL MANAGEMENT LLC 0.15% of their portfolio PASADENA, CA 14,10014.1k $688.6k $688.6k 0.15% Unchanged
51 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 12,05112.1k $589.0k $589.0k 0.00% Added +8.8k +8,843
52 Oxbow Advisors, LLC 0.09% of their portfolio Austin, TX 10,69310.7k $522.2k $522.2k 0.09% Reduced -3.2k -3,235
53 Calamos Wealth Management LLC 0.03% of their portfolio NAPERVILLE, IL 8,9508.9k $437.1k $437.1k 0.03% Reduced -270 -270
54 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 8,5758.6k $419.0k $419.0k 0.00% Reduced -91 -91
55 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 8,4648.5k $412.6k $412.6k 0.00% Added +144 +144
56 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 7,6007.6k $366.9k $366.9k 0.02% Reduced -2.0k -1,975
57 ROWLANDMILLER & PARTNERS.ADV 0.08% of their portfolio ATLANTA, GA 6,4506.5k $315.0k $315.0k 0.08% Added +200 +200
58 Valley Brook Capital Group, Inc. 0.27% of their portfolio Venetia, PA 5,9506.0k $290.6k $290.6k 0.27% Unchanged
59 SSI INVESTMENT MANAGEMENT LLC 0.02% of their portfolio Los Angeles, CA 5,6405.6k $274.2k $274.2k 0.02% Reduced -19.6k -19,555
60 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 5,5205.5k $268.8k $268.8k 0.00% Reduced -310.6k -310,600
61 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 5,2365.2k $252.7k $252.7k 0.00% Reduced -3.5k -3,450
62 INFRASTRUCTURE CAPITAL ADVISORS, LLC 0.05% of their portfolio New York, NY 5,0145.0k $244.9k $244.9k 0.05% New
63 Colonial River Investments, LLC 0.14% of their portfolio MIDLOTHIAN, VA 4,8274.8k $233.0k $233.0k 0.14% New
64 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,5913.6k $175.0k $175.0k 0.00% Added +1.3k +1,266
65 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,7541.8k $85.7k $85.7k 0.00% Reduced -847 -847
66 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,5951.6k $77.9k $77.9k 0.00% Unchanged
67 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 633633 $30.8k $30.8k 0.00% Reduced -72 -72
68 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 600600 $29.3k $29.3k 0.00% New
69 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 547547 $26.7k $26.7k 0.00% Unchanged
70 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 407407 $19.9k $19.9k 0.00% Added +266 +266
71 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 171171 $8.4k $8.4k 0.00% New
72 Syverson Strege & Co 0.00% of their portfolio WEST DES MOINES, IA 5555 $2.7k $2.7k 0.00% New
73 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged