Vault-13

NEWMARK GROUP INC NMRK

CL A · Common Stock · CUSIP 65158N102

Multinational real estate service firm

211 institutional holders +4 vs Q3 2022
93,264,91793.3m shares reported held*
$743.4mreported value*
31 new 65 added 69 reduced 32 sold out net sold ≈ $19.5m (-2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $7.97. Options: 4 managers hold calls ($113.3k notional), 6 hold puts ($545.5k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 207Q4 22: 211211Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022207
Q4 2022211

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $9.0mQ3 22 puts: $579.0kQ3 22P/C 0.06Q4 22 calls: $113.3kQ4 22 puts: $545.5kQ4 22P/C 4.82
Numbers
QuarterCallsPutsP/C
Q3 2022$9.0m$579.0k0.06
Q4 2022$113.3k$545.5k4.82

Biggest buyers

Balyasny Asset Management L.P. New +1,873,593+1.9m
Southpoint Capital Advisors LP New +1,000,000+1.0m
DIMENSIONAL FUND ADVISORS LP Added +797,113+797.1k
BRIDGEWAY CAPITAL MANAGEMENT, LLC New +570,951+571.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +395,922+395.9k
Bank of New York Mellon Corp Added +360,626+360.6k
CITADEL ADVISORS LLC Added +313,577+313.6k
DENALI ADVISORS LLC Added +262,570+262.6k
FIRST TRUST ADVISORS LP Added +195,144+195.1k
NORGES BANK Added +160,600+160.6k

Biggest sellers

FULLER & THALER ASSET MANAGEMENT, INC. Reduced -2,345,692-2.3m
K2 PRINCIPAL FUND, L.P. Sold out -1,630,260-1.6m
VANGUARD GROUP INC Reduced -1,137,958-1.1m
FMR LLC Reduced -923,850-923.9k
Brandywine Global Investment Management, LLC Sold out -405,941-405.9k
Nuveen Asset Management, LLC Reduced -311,316-311.3k
State of New Jersey Common Pension Fund D Sold out -226,007-226.0k
MORGAN STANLEY Reduced -209,553-209.6k
Grantham, Mayo, Van Otterloo & Co. LLC Sold out -206,814-206.8k
Prescott Group Capital Management, L.L.C. Reduced -173,991-174.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $62.2k7.8k shares
GROUP ONE TRADING LLC Reduced $27.1k3.4k shares
SIMPLEX TRADING, LLC Reduced $24.0k3.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $186.5k23.4k shares
JANE STREET GROUP, LLC Reduced $178.5k22.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $146.6k18.4k shares
SIMPLEX TRADING, LLC Reduced $33.0k4.2k shares
GROUP ONE TRADING LLC Reduced $797100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
CANTOR FITZGERALD, L. P. 13D · may seek influence -0.1 pts · filed 2025-10-06
Stated purposeItem 4 is hereby amended and supplemented with the following: Completion of Howard W. Lutnick Divestiture In accordance with the transactions detailed below, Mr. Howard W. Lutnick, the U.S. Secretary of Commerce and the Company's former Executive Chairman and former Chairman of the Board of Directors of the Company, has completed his previously announced divestiture of his holdings in the Company in connection with his appointment as the U.S. Secretary of Commerce. Mr. Howard W. Lutnick no longer has any voting or dispositive power over any of the securities of the Company and the Reporting Persons understand that he will file Amendment No. 5B as his final amendment to the Original 13D to reflect his zero ownership. Acquisition of CFGM Voting Shares by Trusts Controlled by Mr. Brandon G… Full filing
22.3% -0.1 pts 44.0m≈ $665.2m 2025-10-06
VANGUARD PORTFOLIO MANAGEMENT LLC 13G · institution new · filed 2026-04-29 8.5% new 13.9m≈ $210.0m 2026-04-29

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD PORTFOLIO MANAGEMENT LLC)

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 21: 0 buyingQ1 21: 0 sellingQ2 21: 0 buyingQ2 21: 0 sellingQ2 21Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 0 buyingQ4 21: 0 sellingQ4 21Q1 22: 1 buyingQ1 22: 0 sellingQ2 22: 1 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20210—0——
Q2 20210—0——
Q3 20210—0——
Q4 20210—0——
Q1 20221$8.5m0——
Q2 20221$6.0m0——
Q3 20220—0——
Q4 20220—0——

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 20,768,59020.8m $165.5m $165.5m 0.00% Reduced -1.1m -1,137,958
2 BlackRock Inc. 0.00% of their portfolio New York, NY 9,755,9459.8m $77.8m $77.8m 0.00% Reduced -65.0k -64,967
3 CARDINAL CAPITAL MANAGEMENT LLC /CT 1.20% of their portfolio GREENWICH, CT 4,687,0354.7m $37.4m $37.4m 1.20% Reduced -158.6k -158,580
4 FMR LLC 0.00% of their portfolio BOSTON, MA 4,668,6754.7m $37.2m $37.2m 0.00% Reduced -923.9k -923,850
5 Empyrean Capital Partners, LP 1.28% of their portfolio LOS ANGELES, CA 4,360,1504.4m $34.8m $34.8m 1.28% Unchanged
6 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 4,007,0874.0m $31.9m $31.9m 0.01% Added +797.1k +797,113
7 River Road Asset Management, LLC 0.41% of their portfolio LOUISVILLE, KY 3,734,7273.7m $29.8m $29.8m 0.41% Added +149.0k +148,975
8 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 3,038,8473.0m $24.2m $24.2m 0.00% Reduced -108.9k -108,934
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 2,858,1252.9m $22.8m $22.8m 0.00% Reduced -13.8k -13,786
10 FULLER & THALER ASSET MANAGEMENT, INC. 0.12% of their portfolio SAN MATEO, CA 2,372,3492.4m $18.9m $18.9m 0.12% Reduced -2.3m -2,345,692
11 Balyasny Asset Management L.P. 0.05% of their portfolio Chicago, IL 1,873,5931.9m $14.9m $14.9m 0.05% New
12 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 1,744,7711.7m $13.9m $13.9m 0.00% Reduced -75.9k -75,928
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,742,9371.7m $13.9m $13.9m 0.00% Reduced -209.6k -209,553
14 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 1,470,5231.5m $11.7m $11.7m 0.00% Added +83.5k +83,470
15 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,379,5191.4m $11.0m $11.0m 0.00% Added +360.6k +360,626
16 NORGES BANK 0.00% of their portfolio OSLO, Q8 1,323,4021.3m $10.5m $10.5m 0.00% Added +160.6k +160,600
17 Leeward Investments, LLC - MA 0.46% of their portfolio BOSTON, MA 1,294,0231.3m $10.3m $10.3m 0.46% Reduced -9.1k -9,139
18 Ceredex Value Advisors LLC 0.16% of their portfolio WINTER PARK, FL 1,287,1221.3m $10.3m $10.3m 0.16% Added +14.7k +14,684
19 PAULSON & CO. INC. 0.92% of their portfolio JERSEY CITY, NJ 1,284,6251.3m $10.2m $10.2m 0.92% Unchanged
20 Southpoint Capital Advisors LP 0.21% of their portfolio NEW YORK, NY 1,000,0001.0m $8.0m $8.0m 0.21% New
21 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 972,829972.8k $7.8m $7.8m 0.01% Reduced -147.1k -147,109
22 SYSTEMATIC FINANCIAL MANAGEMENT LP 0.23% of their portfolio TEANECK, NJ 882,225882.2k $7.0m $7.0m 0.23% Reduced -76.5k -76,503
23 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 775,004775.0k $6.2m $6.2m 0.01% Reduced -57.9k -57,874
24 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 755,806755.8k $6.0m $6.0m 0.01% Reduced -65.5k -65,550
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 719,362719.4k $5.7m $5.7m 0.00% Added +61.9k +61,907
26 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 693,884693.9k $5.5m $5.5m 0.00% Added +7.6k +7,626
27 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 617,306617.3k $4.9m $4.9m 0.00% Added +61.4k +61,380
28 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.12% of their portfolio HOUSTON, TX 570,951571.0k $4.6m $4.6m 0.12% New
29 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio JUPITER, FL 478,330478.3k $3.8m $3.8m 0.02% Added +36.2k +36,190
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 474,062474.1k $3.8m $3.8m 0.01% Added +395.9k +395,922
31 KENNEDY CAPITAL MANAGEMENT LLC 0.10% of their portfolio ST LOUIS, MO 465,047465.0k $3.7m $3.7m 0.10% Reduced -25.9k -25,895
32 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 456,623456.6k $3.6m $3.6m 0.01% Reduced -155.6k -155,614
33 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 455,717455.7k $3.6m $3.6m 0.00% Reduced -311.3k -311,316
34 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 436,586436.6k $3.5m $3.5m 0.00% Added +195.1k +195,144
35 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 414,938414.9k $3.3m $3.3m 0.00% Reduced -55.0k -54,976
36 Cubist Systematic Strategies, LLC 0.03% of their portfolio STAMFORD, CT 408,287408.3k $3.3m $3.3m 0.03% Added +104.9k +104,915
37 DENALI ADVISORS LLC 1.32% of their portfolio SAN DIEGO, CA 394,561394.6k $3.1m $3.1m 1.32% Added +262.6k +262,570
38 Swiss National Bank 0.00% of their portfolio ZURICH, V8 381,107381.1k $3.0m $3.0m 0.00% Reduced -6.2k -6,200
39 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 350,486350.5k $2.8m $2.8m 0.01% Reduced -75.1k -75,089
40 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 325,965326.0k $2.6m $2.6m 0.00% Added +313.6k +313,577
41 CM Management, LLC 3.09% of their portfolio GULF BREEZE, FL 325,000325.0k $2.6m $2.6m 3.09% Unchanged
42 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 306,126306.1k $2.4m $2.4m 0.00% Reduced -138.2k -138,211
43 PANAGORA ASSET MANAGEMENT INC 0.02% of their portfolio BOSTON, MA 302,196302.2k $2.4m $2.4m 0.02% Added +938 +938
44 Boston Partners 0.00% of their portfolio BOSTON, MA 272,131272.1k $2.2m $2.2m 0.00% Added +6.3k +6,288
45 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 266,676266.7k $2.1m $2.1m 0.01% Added +77.5k +77,548
46 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 264,416264.4k $2.1m $2.1m 0.00% Added +105.6k +105,581
47 Robertson Stephens Wealth Management, LLC 0.18% of their portfolio San Francisco, CA 229,190229.2k $1.8m $1.8m 0.18% Added +12.6k +12,587
48 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 224,935224.9k $1.8m $1.8m 0.00% Reduced -2.0k -2,012
49 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 208,967209.0k $1.7m $1.7m 0.00% Unchanged
50 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 199,068199.1k $1.6m $1.6m 0.00% Reduced -10.3k -10,258
51 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 191,116191.1k $1.5m $1.5m 0.00% Reduced -5.4k -5,362
52 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 187,737187.7k $1.5m $1.5m 0.00% Reduced -32.0k -31,976
53 Edge Wealth Management LLC 0.30% of their portfolio NEW YORK, NY 164,013164.0k $1.3m $1.3m 0.30% Added +8 +8
54 Quinn Opportunity Partners LLC 0.16% of their portfolio CHARLOTTESVILLE, VA 163,380163.4k $1.3m $1.3m 0.16% Reduced -5.0k -5,000
55 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 152,232152.2k $1.2m $1.2m 0.00% Added +55.3k +55,284
56 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 150,881150.9k $1.2m $1.2m 0.00% Unchanged
57 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 136,520136.5k $1.1m $1.1m 0.02% Reduced -121.5k -121,512
58 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.02% of their portfolio BALA CYNWYD, PA 135,300135.3k $1.1m $1.1m 0.02% Added +74.7k +74,715
59 Legal & General Group Plc 0.00% of their portfolio London, X0 132,830132.8k $1.1m $1.1m 0.00% Reduced -7.7k -7,677
60 Graham Capital Management, L.P. 0.04% of their portfolio ROWAYTON, CT 127,533127.5k $1.0m $1.0m 0.04% Reduced -11.6k -11,603
61 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 124,570124.6k $992.8k $992.8k 0.00% Reduced -3.6k -3,596
62 Tranquility Partners, LLC 0.50% of their portfolio Brentwood, TN 123,502123.5k $984.3k $984.3k 0.50% Added +7.3k +7,286
63 PDT Partners, LLC 0.15% of their portfolio New York, NY 113,444113.4k $904.1k $904.1k 0.15% Added +88.1k +88,065
64 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 111,591111.6k $889.4k $889.4k 0.00% Reduced -83.2k -83,159
65 Motley Fool Asset Management LLC 0.09% of their portfolio ALEXANDRIA, VA 97,91397.9k $780.4k $780.4k 0.09% Reduced -9.8k -9,790
66 Advisors Capital Management, LLC 0.02% of their portfolio RIDGEWOOD, NJ 96,07996.1k $766.0k $766.0k 0.02% Reduced -1.1k -1,095
67 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 95,36595.4k $760.0k $760.0k 0.00% Reduced -14.6k -14,578
68 TUDOR INVESTMENT CORP ET AL 0.02% of their portfolio STAMFORD, CT 88,92288.9k $709.0k $709.0k 0.02% Added +8.5k +8,483
69 HGI Capital Management, LLC 0.20% of their portfolio NEW YORK, NY 88,59388.6k $706.1k $706.1k 0.20% Added +2.2k +2,193
70 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 86,50986.5k $689.5k $689.5k 0.01% Added +26.4k +26,385
71 Ergoteles LLC 0.02% of their portfolio NEW YORK, NY 82,13382.1k $654.6k $654.6k 0.02% New
72 COMERICA BANK 0.01% of their portfolio DALLAS, TX 80,47180.5k $709.0k $709.0k 0.01% Reduced -90.2k -90,150
73 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 77,03777.0k $614.0k $614.0k 0.00% Unchanged
74 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 74,86974.9k $597.0k $597.0k 0.00% Added +62.4k +62,355
75 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 74,70474.7k $595.0k $595.0k 0.00% Unchanged
76 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 71,69371.7k $571.0k $571.0k 0.01% Added +1.6k +1,561
77 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 66,61466.6k $530.9k $530.9k 0.00% Unchanged
78 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 63,93263.9k $509.5k $509.5k 0.00% Reduced -3.3k -3,324
79 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 62,14462.1k $495.3k $495.3k 0.00% Added +45.8k +45,838
80 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 61,58561.6k $490.2k $490.2k 0.00% Added +3.1k +3,058
81 Quantbot Technologies LP 0.04% of their portfolio NEW YORK, NY 61,36061.4k $489.0k $489.0k 0.04% New
82 GREAT LAKES ADVISORS, LLC 0.03% of their portfolio CHICAGO, IL 59,77259.8k $476.4k $476.4k 0.03% Reduced -1.3k -1,275
83 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 57,72857.7k $460.1k $460.1k 0.00% Reduced -2.5k -2,548
84 AFFINITY INVESTMENT ADVISORS, LLC 0.20% of their portfolio NEWPORT BEACH, CA 55,61455.6k $443.2k $443.2k 0.20% Reduced -9.4k -9,352
85 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 55,50755.5k $442.4k $442.4k 0.00% Reduced -1.1k -1,090
86 Capital Impact Advisors, LLC 0.42% of their portfolio Boston, MA 54,19654.2k $431.9k $431.9k 0.42% Added +12.5k +12,453
87 Trexquant Investment LP 0.01% of their portfolio STAMFORD, CT 51,90851.9k $413.7k $413.7k 0.01% Added +38.6k +38,591
88 Asset Management One Co., Ltd. 0.00% of their portfolio TOKYO, M0 51,65751.7k $419.5k $419.5k 0.00% New
89 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 50,17950.2k $399.9k $399.9k 0.00% Added +26.7k +26,658
90 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 47,96048.0k $382.2k $382.2k 0.00% Reduced -1.3k -1,313
91 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 44,53144.5k $354.9k $354.9k 0.00% Added +149 +149
92 Engineers Gate Manager LP 0.02% of their portfolio NEW YORK, NY 43,17743.2k $344.1k $344.1k 0.02% Added +11.9k +11,865
93 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 43,13643.1k $343.8k $343.8k 0.00% First filing
94 UBS Group AG 0.00% of their portfolio ZURICH, V8 42,12942.1k $335.8k $335.8k 0.00% Added +17.2k +17,216
95 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 41,98542.0k $334.6k $334.6k 0.00% Reduced -2.4k -2,405
96 MARTINGALE ASSET MANAGEMENT L P 0.01% of their portfolio BOSTON, MA 40,93240.9k $326.2k $326.2k 0.01% New
97 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 40,80740.8k $325.2k $325.2k 0.00% Reduced -34.8k -34,791
98 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.01% of their portfolio Stamford, CT 40,70440.7k $324.4k $324.4k 0.01% Added +29.4k +29,381
99 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 39,43639.4k $314.3k $314.3k 0.00% Reduced -141 -141
100 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 38,63238.6k $307.9k $307.9k 0.01% Added +138 +138