Vault-13

NEW YORK MTG TR INC NYMT

COM PAR $.02 · REIT · CUSIP 649604501

5 institutional holders -220 vs Q4 2022
10,82610.8k shares reported held*
$107.4kreported value*
0 new 0 added 4 reduced 215 sold out net sold ≈ $1.9bn (-196.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.92. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 226Q4 22: 225Q1 23: 55Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022226
Q4 2022225
Q1 20235

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 99 bought or addedQ4 22: 93 cut or sold outQ4 22Q1 23: 0 bought or addedQ1 23: 219 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229993
Q1 20230219

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $1.1mQ3 22 puts: $2.8mQ3 22P/C 2.57Q4 22 calls: $1.1mQ4 22 puts: $1.1mQ4 22P/C 1.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$1.1m$2.8m2.57
Q4 2022$1.1m$1.1m1.00
Q1 2023$0$0—

Biggest buyers

None

Biggest sellers

BlackRock Inc. Sold out -65,364,742-65.4m
VANGUARD GROUP INC Sold out -24,967,740-25.0m
STATE STREET CORP Sold out -15,223,614-15.2m
Allspring Global Investments Holdings, LLC Sold out -14,597,681-14.6m
GEODE CAPITAL MANAGEMENT, LLC Sold out -7,350,959-7.4m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Sold out -4,478,974-4.5m
NORTHERN TRUST CORP Sold out -4,285,376-4.3m
Balyasny Asset Management L.P. Sold out -4,165,887-4.2m
Bank of New York Mellon Corp Sold out -3,567,997-3.6m
Clear Harbor Asset Management, LLC Sold out -3,545,030-3.5m

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 EMC Capital Management 0.08% of their portfolio HOUSTON, TX 9,8639.9k $98.0k $98.0k 0.08% Reduced -29.6k -29,592
2 Financial Connections Group, Inc. 0.00% of their portfolio CORTE MADERA, CA 614614 $6.0k $6.0k 0.00% Reduced -1.8k -1,764
3 EARNEST PARTNERS LLC 0.00% of their portfolio ATLANTA, GA 325325 $3.2k $3.2k 0.00% Reduced -975 -975
4 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2424 $147 $147 0.00% Reduced -8.1k -8,123
5 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged