Vault-13

NEW YORK CMNTY CAP TR V FLG 6 11.01.51

UNIT 05/07/2051 · PUBLIC · CUSIP 64944P307

24 institutional holders +0 vs Q1 2024
1,680,2491.7m shares reported held*
$53.9mreported value*
2 new 6 added 6 reduced 4 sold out net sold ≈ $9.8m (-304.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.08.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 39Q4 22: 35Q1 23: 34Q2 23: 36Q3 23: 38Q4 23: 36Q1 24: 24Q2 24: 2424Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202239
Q4 202235
Q1 202334
Q2 202336
Q3 202338
Q4 202336
Q1 202424
Q2 202424

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 9 bought or addedQ4 22: 14 cut or sold outQ4 22Q1 23: 13 bought or addedQ1 23: 11 cut or sold outQ2 23: 15 bought or addedQ2 23: 10 cut or sold outQ2 23Q3 23: 13 bought or addedQ3 23: 15 cut or sold outQ4 23: 9 bought or addedQ4 23: 14 cut or sold outQ4 23Q1 24: 10 bought or addedQ1 24: 25 cut or sold outQ2 24: 8 bought or addedQ2 24: 10 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022914
Q1 20231311
Q2 20231510
Q3 20231315
Q4 2023914
Q1 20241025
Q2 2024810

Biggest buyers

MALTESE CAPITAL MANAGEMENT LLC Added +27,898+27.9k
Mutual Advisors, LLC New +25,907+25.9k
INFRASTRUCTURE CAPITAL ADVISORS, LLC New +21,449+21.4k
UBS Group AG Added +8,075+8.1k
STIFEL FINANCIAL CORP Added +1,543+1.5k
Cutler Capital Management, LLC Added +1,200+1.2k
IMS Capital Management Added +1,125+1.1k
WELLS FARGO & COMPANY/MN Added +1,100+1.1k

Biggest sellers

VICTORY CAPITAL MANAGEMENT INC Reduced -140,277-140.3k
BANK OF AMERICA CORP /DE/ Reduced -108,085-108.1k
Mirae Asset Global Investments Co., Ltd. Sold out -56,408-56.4k
Thrivent Financial for Lutherans Sold out -43,270-43.3k
MORGAN STANLEY Reduced -34,449-34.4k
683 Capital Management, LLC Sold out -7,271-7.3k
BlackRock Inc. Reduced -2,937-2.9k
ROYAL BANK OF CANADA Reduced -1,569-1.6k
Pinnacle Holdings, LLC Reduced -200-200
EverSource Wealth Advisors, LLC Sold out -77-77

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
INFRASTRUCTURE CAPITAL ADVISORS, LLC 13G · institution -19.9 pts · filed 2026-08-14 7.1% -19.9 pts 267.9k≈ $11.0m 2026-08-14

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LORD, ABBETT & CO. LLC 0.02% of their portfolio JERSEY CITY, NJ 381,378381.4k $12.3m $12.3m 0.02% Unchanged
2 VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio San Antonio, TX 380,872380.9k $12.2m $12.2m 0.01% Reduced -140.3k -140,277
3 BlackRock Inc. 0.00% of their portfolio New York, NY 297,909297.9k $9.5m $9.5m 0.00% Reduced -2.9k -2,937
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 166,114166.1k $5.3m $5.3m 0.00% Reduced -108.1k -108,085
5 Cutler Capital Management, LLC 1.30% of their portfolio WORCESTER, MA 104,295104.3k $3.3m $3.3m 1.30% Added +1.2k +1,200
6 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 53,92453.9k $1.7m $1.7m 0.00% First filing
7 Pinnacle Holdings, LLC 0.62% of their portfolio TULSA, OK 47,73047.7k $1.5m $1.5m 0.62% Reduced -200 -200
8 MALTESE CAPITAL MANAGEMENT LLC 0.27% of their portfolio New York, NY 46,29846.3k $1.5m $1.5m 0.27% Added +27.9k +27,898
9 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 36,22636.2k $1.2m $1.2m 0.00% Added +1.5k +1,543
10 PRINCIPAL SECURITIES, INC. 0.03% of their portfolio DES MOINES, IA 35,75235.8k $1.1m $1.1m 0.03% Unchanged
11 FOUNDERS CAPITAL MANAGEMENT, LLC 0.18% of their portfolio Hartford, CT 31,96032.0k $1.0m $1.0m 0.18% Unchanged
12 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 25,90725.9k $880.8k $880.8k 0.03% New
13 INFRASTRUCTURE CAPITAL ADVISORS, LLC 0.10% of their portfolio New York, NY 21,44921.4k $685.3k $685.3k 0.10% New
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 16,34116.3k $522.1k $522.1k 0.00% Reduced -34.4k -34,449
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 13,62613.6k $435.3k $435.3k 0.00% Added +1.1k +1,100
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 10,00610.0k $319.7k $319.7k 0.00% Added +8.1k +8,075
17 IMS Capital Management 0.14% of their portfolio PORTLAND, OR 8,3358.3k $290.8k $290.8k 0.14% Added +1.1k +1,125
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 811811 $26.0k $26.0k 0.00% Reduced -1.6k -1,569
19 Fairfield Financial Advisors, LTD 0.01% of their portfolio WELLESLEY, MA 640640 $20.4k $20.4k 0.01% First filing
20 Bangor Savings Bank 0.00% of their portfolio BANGOR, ME 600600 $19.2k $19.2k 0.00% Unchanged
21 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 500500 $16.0k $16.0k 0.00% Unchanged
22 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 287287 $9.2k $9.2k 0.00% Unchanged
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 100100 $3.2k $3.2k 0.00% Unchanged
24 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged