NEW YORK CMNTY CAP TR V FLG 6 11.01.51
UNIT 05/07/2051 · PUBLIC · CUSIP 64944P307
38
institutional holders
+2 vs Q2 2023
2.5m
shares reported held*
$93.0mreported value*
4 new
9 added
13 reduced
2 sold out
net bought ≈ $1.2m (+34.6k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $36.97.
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 39 |
| Q4 2022 | 35 |
| Q1 2023 | 34 |
| Q2 2023 | 36 |
| Q3 2023 | 38 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 9 | 14 |
| Q1 2023 | 13 | 11 |
| Q2 2023 | 15 | 10 |
| Q3 2023 | 13 | 15 |
Biggest buyers
| Mirae Asset Global Investments Co., Ltd. | New | +56.5k |
| AMERIPRISE FINANCIAL INC | Added | +35.0k |
| BANK OF AMERICA CORP /DE/ | Added | +13.6k |
| CSS LLC/IL | Added | +9.4k |
| Cutler Capital Management, LLC | Added | +3.7k |
| INFRASTRUCTURE CAPITAL ADVISORS, LLC | Added | +1.2k |
| BlackRock Inc. | Added | +660 |
| IMS Capital Management | Added | +500 |
| Steward Partners Investment Advisory, LLC | New | +500 |
| OSAIC HOLDINGS, INC. | New | +238 |
Biggest sellers
| VICTORY CAPITAL MANAGEMENT INC | Reduced | -59.6k |
| ADVENT CAPITAL MANAGEMENT /DE/ | Reduced | -8.7k |
| NEUBERGER BERMAN GROUP LLC | Sold out | -5.5k |
| Atria Wealth Solutions, Inc. | Sold out | -5.1k |
| KCS Wealth Advisory | Reduced | -4.9k |
| ROYAL BANK OF CANADA | Reduced | -959 |
| PRIVATE ASSET MANAGEMENT INC | Reduced | -900 |
| Galvin, Gaustad & Stein, LLC | Reduced | -895 |
| MORGAN STANLEY | Reduced | -462 |
| Pinnacle Holdings, LLC | Reduced | -300 |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| INFRASTRUCTURE CAPITAL ADVISORS, LLC 13G · institution -19.9 pts · filed 2026-08-14 | 7.1% |
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| VICTORY CAPITAL MANAGEMENT INC 0.02% of their portfolio | 540.5k $19.7m | Reduced -59.6k |
| LORD, ABBETT & CO. LLC 0.03% of their portfolio | 439.2k $16.1m | Added +178 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 274.9k $10.0m | Added +13.6k |
| BlackRock Inc. 0.00% of their portfolio | 250.3k $9.1m | Added +660 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 188.2k $6.9m | Added +35.0k |
| ADVENT CAPITAL MANAGEMENT /DE/ 0.15% of their portfolio | 169.1k $6.2m | Reduced -8.7k |
| Cutler Capital Management, LLC 1.52% of their portfolio | 92.5k $3.4m | Added +3.7k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 79.8k $2.9m | Added +2 |
| Thrivent Financial for Lutherans 0.01% of their portfolio | 74.5k $2.7m | Unchanged |
| SSI INVESTMENT MANAGEMENT LLC 0.19% of their portfolio | 64.9k $2.4m | Unchanged |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 56.5k $2.1m | New |
| Pinnacle Holdings, LLC 0.67% of their portfolio | 39.3k $1.4m | Reduced -300 |
| FOUNDERS CAPITAL MANAGEMENT, LLC 0.27% of their portfolio | 32.8k $1.2m | Reduced -33 |
| GABELLI FUNDS LLC 0.01% of their portfolio | 32.0k $1.2m | Unchanged |
| PRIVATE ASSET MANAGEMENT INC 0.21% of their portfolio | 24.0k $874.6k | Reduced -900 |
| INFRASTRUCTURE CAPITAL ADVISORS, LLC 0.33% of their portfolio | 23.5k $1.8m | Added +1.2k |
| ZAZOVE ASSOCIATES LLC 0.08% of their portfolio | 20.1k $730.0k | Unchanged |
| KCS Wealth Advisory 0.28% of their portfolio | 17.8k $648.7k | Reduced -4.9k |
| Ameritas Investment Partners, Inc. 0.02% of their portfolio | 15.1k $549.6k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 14.8k $541.8k | Reduced -462 |
| CSS LLC/IL 0.04% of their portfolio | 14.5k $533.5k | Added +9.4k |
| Carnegie Investment Counsel 0.02% of their portfolio | 14.4k $525.1k | Reduced -50 |
| Galvin, Gaustad & Stein, LLC 0.05% of their portfolio | 12.4k $453.5k | Reduced -895 |
| IMS Capital Management 0.22% of their portfolio | 9.9k $361.4k | Added +500 |
| GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio | 9.0k $328.2k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 3.6k $133.0k | Reduced -959 |
| UBS Group AG 0.00% of their portfolio | 1.4k $50.3k | Reduced -115 |
| MONTAG A & ASSOCIATES INC 0.00% of their portfolio | 750 $27.4k | Unchanged |
| M&R CAPITAL MANAGEMENT INC 0.01% of their portfolio | 750 $27.4k | Reduced -250 |
| Fairfield Financial Advisors, LTD 0.01% of their portfolio | 640 $23.3k | Unchanged |
| Bangor Savings Bank 0.00% of their portfolio | 600 $21.9k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 574 $20.9k | Reduced -226 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 500 $18.2k | New |
| US BANCORP \DE\ 0.00% of their portfolio | 287 $10.5k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 238 $8.7k | New |
| Sound Income Strategies, LLC 0.00% of their portfolio | 184 $6.7k | New |
| CITIGROUP INC 0.00% of their portfolio | 169 $6.2k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |