NEW YORK CMNTY CAP TR V FLG 6 11.01.51
UNIT 05/07/2051 · PUBLIC · CUSIP 64944P307
36
institutional holders
+2 vs Q1 2023
2.5m
shares reported held*
$100.7mreported value*
5 new
10 added
7 reduced
3 sold out
net bought ≈ $19.4m (+674.4k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.57.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 39 |
| Q4 2022 | 35 |
| Q1 2023 | 34 |
| Q2 2023 | 36 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 9 | 14 |
| Q1 2023 | 13 | 11 |
| Q2 2023 | 15 | 10 |
Biggest buyers
| LORD, ABBETT & CO. LLC | New | +439.0k |
| ADVENT CAPITAL MANAGEMENT /DE/ | New | +177.7k |
| AMERIPRISE FINANCIAL INC | New | +153.2k |
| BlackRock Inc. | Added | +29.0k |
| SSI INVESTMENT MANAGEMENT LLC | Added | +25.2k |
| WELLS FARGO & COMPANY/MN | Added | +16.4k |
| INFRASTRUCTURE CAPITAL ADVISORS, LLC | Added | +6.0k |
| Atria Wealth Solutions, Inc. | New | +5.1k |
| CSS LLC/IL | New | +5.1k |
| FOUNDERS CAPITAL MANAGEMENT, LLC | Added | +2.8k |
Biggest sellers
| ADVENT CAPITAL MANAGEMENT /DE/ | Sold out | -194.8k |
| CAMDEN ASSET MANAGEMENT L P /CA | Sold out | -96.1k |
| Mirae Asset Global Investments Co., Ltd. | Sold out | -56.8k |
| VICTORY CAPITAL MANAGEMENT INC | Reduced | -19.7k |
| MORGAN STANLEY | Reduced | -4.0k |
| BANK OF AMERICA CORP /DE/ | Reduced | -3.5k |
| UBS Group AG | Reduced | -3.0k |
| PRIVATE ASSET MANAGEMENT INC | Reduced | -3.0k |
| KCS Wealth Advisory | Reduced | -566 |
| Galvin, Gaustad & Stein, LLC | Reduced | -60 |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| INFRASTRUCTURE CAPITAL ADVISORS, LLC 13G · institution -19.9 pts · filed 2026-08-14 | 7.1% |
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| VICTORY CAPITAL MANAGEMENT INC 0.03% of their portfolio | 600.1k $24.3m | Reduced -19.7k |
| LORD, ABBETT & CO. LLC 0.03% of their portfolio | 439.0k $17.9m | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 261.3k $10.6m | Reduced -3.5k |
| BlackRock Inc. 0.00% of their portfolio | 249.6k $10.1m | Added +29.0k |
| ADVENT CAPITAL MANAGEMENT /DE/ 0.14% of their portfolio | 177.7k $7.2m | New |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 153.2k $6.2m | New |
| Cutler Capital Management, LLC 1.69% of their portfolio | 88.8k $3.6m | Added +350 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 79.8k $3.2m | Added +16.4k |
| Thrivent Financial for Lutherans 0.01% of their portfolio | 74.5k $3.0m | Unchanged |
| SSI INVESTMENT MANAGEMENT LLC 0.18% of their portfolio | 64.9k $2.6m | Added +25.2k |
| Pinnacle Holdings, LLC 0.72% of their portfolio | 39.6k $1.6m | Unchanged |
| FOUNDERS CAPITAL MANAGEMENT, LLC 0.30% of their portfolio | 32.8k $1.3m | Added +2.8k |
| GABELLI FUNDS LLC 0.01% of their portfolio | 32.0k $1.3m | Unchanged |
| PRIVATE ASSET MANAGEMENT INC 0.19% of their portfolio | 24.9k $1.0m | Reduced -3.0k |
| KCS Wealth Advisory 0.32% of their portfolio | 22.7k $917.7k | Reduced -566 |
| INFRASTRUCTURE CAPITAL ADVISORS, LLC 0.13% of their portfolio | 22.3k $901.8k | Added +6.0k |
| ZAZOVE ASSOCIATES LLC 0.07% of their portfolio | 20.1k $813.0k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 15.2k $611.9k | Reduced -4.0k |
| Ameritas Investment Partners, Inc. 0.02% of their portfolio | 15.1k $609.5k | Unchanged |
| Carnegie Investment Counsel 0.02% of their portfolio | 14.4k $584.4k | Added +280 |
| Galvin, Gaustad & Stein, LLC 0.05% of their portfolio | 13.3k $539.2k | Reduced -60 |
| IMS Capital Management 0.21% of their portfolio | 9.4k $380.6k | Added +310 |
| GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio | 9.0k $364.1k | Unchanged |
| NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio | 5.5k $224.5k | Unchanged |
| CSS LLC/IL 0.02% of their portfolio | 5.1k $205.7k | New |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 5.1k $207.2k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 4.6k $187.0k | Added +126 |
| UBS Group AG 0.00% of their portfolio | 1.5k $60.4k | Reduced -3.0k |
| M&R CAPITAL MANAGEMENT INC 0.01% of their portfolio | 1.0k $40.5k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 800 $32.4k | Added +300 |
| MONTAG A & ASSOCIATES INC 0.00% of their portfolio | 750 $30.3k | Unchanged |
| Fairfield Financial Advisors, LTD 0.01% of their portfolio | 640 $25.9k | Unchanged |
| Bangor Savings Bank 0.00% of their portfolio | 600 $24.3k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 287 $11.6k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 169 $6.8k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |