RITHM CAPITAL CORP RITM
COM NEW · REIT · CUSIP 64828T201 · ISIN US64828T2015
American investment management company
- SectorReal estate
- IndustryReal Estate Investment Trusts
- HeadquartersNew York, NY
- Websiterithmcap.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($14.2m this quarter). Holder counts are more reliable. Shares outstanding: 558.3m as of 2026-05-01, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $9.48. Options: 12 managers hold calls ($31.3m notional), 15 hold puts ($55.7m).
Trends to Q1 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 401 |
| Q4 2022 | 426 |
| Q1 2023 | 399 |
| Q2 2023 | 408 |
| Q3 2023 | 424 |
| Q4 2023 | 448 |
| Q1 2024 | 443 |
| Q2 2024 | 469 |
| Q3 2024 | 492 |
| Q4 2024 | 480 |
| Q1 2025 | 504 |
| Q2 2025 | 523 |
| Q3 2025 | 542 |
| Q4 2025 | 546 |
| Q1 2026 | 526 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q2 2024 | 232 | 183 |
| Q3 2024 | 248 | 200 |
| Q4 2024 | 222 | 199 |
| Q1 2025 | 263 | 186 |
| Q2 2025 | 278 | 201 |
| Q3 2025 | 314 | 162 |
| Q4 2025 | 279 | 212 |
| Q1 2026 | 268 | 260 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q2 2025 | $47.2m | $59.2m | 1.25 |
| Q3 2025 | $49.5m | $73.5m | 1.48 |
| Q4 2025 | $34.9m | $73.4m | 2.10 |
| Q1 2026 | $31.3m | $55.7m | 1.78 |
Biggest buyers
| BlackRock, Inc. | Added | +41.3m |
| STATE STREET CORP | Added | +8.4m |
| WELLINGTON MANAGEMENT GROUP LLP | Added | +3.9m |
| GOLDMAN SACHS GROUP INC | Added | +3.7m |
| PRINCIPAL FINANCIAL GROUP INC | Added | +2.7m |
| Balyasny Asset Management L.P. | Added | +2.1m |
| Public Sector Pension Investment Board | Added | +1.9m |
| Bank of New York Mellon Corp | Added | +1.4m |
| UBS Group AG | Added | +1.1m |
| Delphi Financial Group, Inc. | New | +1.1m |
Biggest sellers
| Qube Research & Technologies Ltd | Sold out | -5.7m |
| Nan Shan Life Insurance Co., Ltd. | Sold out | -4.3m |
| RENAISSANCE TECHNOLOGIES LLC | Sold out | -2.9m |
| AQR CAPITAL MANAGEMENT LLC | Reduced | -2.1m |
| FIRST TRUST ADVISORS LP | Reduced | -1.5m |
| FMR LLC | Reduced | -1.4m |
| Jump Financial, LLC | Reduced | -1.4m |
| MILLENNIUM MANAGEMENT LLC | Reduced | -1.2m |
| CITADEL ADVISORS LLC | Reduced | -1.2m |
| Point72 Asset Management, L.P. | Sold out | -1.2m |
Biggest calls
| EMG Holdings, L.P. | New | $9.5m1.0m shares |
| Centiva Capital, LP | Reduced | $8.9m942.0k shares |
| Parallax Volatility Advisers, L.P. | New | $4.1m405.0k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $2.1m226.1k shares |
| IMC-Chicago, LLC | Added | $1.6m165.9k shares |
| CITADEL ADVISORS LLC | Reduced | $1.5m159.6k shares |
| JANE STREET GROUP, LLC | Reduced | $1.1m113.5k shares |
| SIMPLEX TRADING, LLC | Reduced | $782.1k82.5k shares |
| D. E. Shaw & Co., Inc. | New | $676.9k71.4k shares |
| GROUP ONE TRADING LLC | Reduced | $567.9k59.9k shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $13.4m1.4m shares |
| Parallax Volatility Advisers, L.P. | Reduced | $10.8m1.1m shares |
| JANE STREET GROUP, LLC | Added | $6.0m636.3k shares |
| Saba Capital Management, L.P. | Unchanged | $4.7m500.0k shares |
| BAYVIEW ASSET MANAGEMENT, LLC | Unchanged | $4.3m450.0k shares |
| GROUP ONE TRADING LLC | Added | $2.9m308.9k shares |
| PEAK6 LLC | New | $2.9m307.9k shares |
| CITADEL ADVISORS LLC | Reduced | $2.8m294.3k shares |
| MILLENNIUM MANAGEMENT LLC | Reduced | $2.0m214.7k shares |
| IMC-Chicago, LLC | Added | $1.9m205.3k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution +7.4 pts · filed 2026-04-07 | 12.4% |
| PICTON MAHONEY ASSET MANAGEMENT 13G · institution new · filed 2026-04-27 | 8.3% |
| VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-30 | 5.3% |
| VANGUARD PORTFOLIO MANAGEMENT LLC 13G · institution new · filed 2026-04-29 | 5.2% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD CAPITAL MANAGEMENT LLC)
Insider purchases and sales in Q1 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2024 | 0 | — | 0 | — | — |
| Q3 2024 | 0 | — | 0 | — | — |
| Q4 2024 | 0 | — | 0 | — | — |
| Q1 2025 | 0 | — | 0 | — | — |
| Q2 2025 | 0 | — | 0 | — | — |
| Q3 2025 | 0 | — | 0 | — | — |
| Q4 2025 | 0 | — | 2 | $3.5m | — |
| Q1 2026 | 0 | — | 1 | $93.2k | $93.2k |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2026-02-27 | Zeiden David Chief Legal Officer | Sold plan | $93.2k9.2k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q1 2026
| Manager | Shares | Change |
|---|---|---|
| BlackRock, Inc. 0.01% of their portfolio | 71.7m $680.1m | Added +41.3m |
| VANGUARD PORTFOLIO MANAGEMENT LLC 0.01% of their portfolio | 28.8m $273.3m | First filing |
| VANGUARD CAPITAL MANAGEMENT LLC 0.01% of their portfolio | 25.0m $236.8m | First filing |
| STATE STREET CORP 0.01% of their portfolio | 19.0m $179.7m | Added +8.4m |
| WELLINGTON MANAGEMENT GROUP LLP 0.02% of their portfolio | 10.1m $96.2m | Added +3.9m |
| GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 10.1m $95.6m | Added +457.4k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio | 7.0m $66.5m | Added +1.0m |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 6.9m $65.8m | Reduced -524.8k |
| MORGAN STANLEY 0.00% of their portfolio | 6.5m $61.7m | Added +426.1k |
| LSV ASSET MANAGEMENT 0.11% of their portfolio | 5.4m $51.0m | Added +60.5k |
| UBS Group AG 0.01% of their portfolio | 5.0m $47.4m | Added +1.1m |
| GOLDMAN SACHS GROUP INC 0.01% of their portfolio | 4.8m $45.5m | Added +3.7m |
| NORTHERN TRUST CORP 0.01% of their portfolio | 4.7m $44.7m | Added +423.8k |
| Balyasny Asset Management L.P. 0.08% of their portfolio | 4.4m $42.0m | Added +2.1m |
| VANGUARD FIDUCIARY TRUST CO 0.01% of their portfolio | 3.5m $32.8m | First filing |
| Bank of New York Mellon Corp 0.01% of their portfolio | 3.4m $32.1m | Added +1.4m |
| FMR LLC 0.00% of their portfolio | 3.0m $28.5m | Reduced -1.4m |
| ROYAL BANK OF CANADA 0.01% of their portfolio | 3.0m $28.2m | Added +331.5k |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.04% of their portfolio | 2.9m $27.7m | Added +817.2k |
| NOMURA HOLDINGS INC 0.23% of their portfolio | 2.9m $27.3m | Reduced -11.9k |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.11% of their portfolio | 2.9m $27.1m | Reduced -395.3k |
| FIRST TRUST ADVISORS LP 0.02% of their portfolio | 2.7m $25.9m | Reduced -1.5m |
| PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio | 2.7m $25.5m | Added +2.7m |
| Conversant Capital LLC 3.18% of their portfolio | 2.5m $23.7m | Reduced -755.0k |
| D. E. Shaw & Co., Inc. 0.02% of their portfolio | 2.5m $23.6m | Added +642.1k |
| VAN ECK ASSOCIATES CORP 0.02% of their portfolio | 2.5m $23.6m | Added +231.9k |
| VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio | 2.4m $22.8m | Reduced -356.0k |
| VIRGINIA RETIREMENT SYSTEMS ET Al 0.16% of their portfolio | 2.3m $21.7m | Added +60.8k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 2.2m $20.4m | Added +84.9k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 2.0m $19.0m | Added +772.5k |
| Public Sector Pension Investment Board 0.06% of their portfolio | 2.0m $18.9m | Added +1.9m |
| MOORE CAPITAL MANAGEMENT, LP 0.68% of their portfolio | 2.0m $18.7m | Added +375.0k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 1.8m $17.2m | Added +258.8k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 1.8m $16.5m | Reduced -261.5k |
| Invesco Ltd. 0.00% of their portfolio | 1.7m $16.2m | Added +921.2k |
| Nuveen, LLC 0.00% of their portfolio | 1.7m $15.7m | Reduced -1.0m |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 1.6m $15.6m | Added +416.8k |
| BlueCrest Capital Management Ltd 1.32% of their portfolio | 1.5m $14.1m | Unchanged |
| Cetera Investment Advisers 0.01% of their portfolio | 1.4m $13.7m | Added +306.6k |
| Northern Right Capital Management, L.P. 4.75% of their portfolio | 1.4m $13.3m | Reduced -415.1k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.03% of their portfolio | 1.4m $13.1m | Added +304.6k |
| Legal & General Group Plc 0.00% of their portfolio | 1.3m $12.7m | Added +790.3k |
| MARINER INVESTMENT GROUP LLC 3.83% of their portfolio | 1.3m $12.6m | Added +463.9k |
| RHUMBLINE ADVISERS 0.01% of their portfolio | 1.3m $12.5m | Added +839.8k |
| Advisors Capital Management, LLC 0.14% of their portfolio | 1.3m $12.1m | Added +38.1k |
| ALGERT GLOBAL LLC 0.18% of their portfolio | 1.3m $12.0m | Reduced -655.4k |
| NATIXIS 0.05% of their portfolio | 1.2m $11.8m | Reduced -49.0k |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 1.2m $11.5m | Added +257.3k |
| Allianz Asset Management GmbH 0.01% of their portfolio | 1.2m $11.0m | Reduced -587.7k |
| SEI INVESTMENTS CO 0.01% of their portfolio | 1.1m $10.9m | Added +188.6k |
| Swiss National Bank 0.01% of their portfolio | 1.1m $10.4m | Added +51.3k |
| Delphi Financial Group, Inc. 4.62% of their portfolio | 1.1m $10.2m | New |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 1.1m $10.1m | Added +226.1k |
| California Public Employees Retirement System 0.01% of their portfolio | 1.0m $9.8m | Added +22.6k |
| WATERFALL ASSET MANAGEMENT, LLC 5.44% of their portfolio | 1.0m $9.7m | Added +326.0k |
| Columbus Macro, LLC 1.00% of their portfolio | 984.1k $9.3m | Added +270.9k |
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. 0.02% of their portfolio | 953.8k $9.0m | Added +822.5k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 952.4k $9.0m | Reduced -14.7k |
| EVERGREEN CAPITAL MANAGEMENT LLC 0.18% of their portfolio | 858.7k $8.1m | Added +831.0k |
| AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 849.4k $8.1m | Reduced -2.1m |
| MACQUARIE GROUP LTD 0.05% of their portfolio | 822.5k $7.8m | New |
| MACKENZIE FINANCIAL CORP 0.01% of their portfolio | 816.8k $7.7m | Reduced -643.0k |
| LPL Financial LLC 0.00% of their portfolio | 801.0k $7.6m | Reduced -81.2k |
| MGO ONE SEVEN LLC 0.15% of their portfolio | 777.4k $7.4m | Reduced -19.5k |
| State of Alaska, Department of Revenue 0.07% of their portfolio | 697.6k $6.6m | Added +274.4k |
| STIFEL FINANCIAL CORP 0.01% of their portfolio | 691.1k $6.6m | Added +33.8k |
| Fort Sheridan Advisors LLC 0.75% of their portfolio | 652.3k $6.2m | Added +285.2k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 649.5k $7.1m | Added +148.6k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio | 621.3k $5.9m | Added +119.9k |
| CANADA LIFE ASSURANCE Co 0.01% of their portfolio | 559.0k $5.3m | Added +493.5k |
| CITIGROUP INC 0.00% of their portfolio | 541.2k $5.1m | Reduced -187.4k |
| STANSBERRY ASSET MANAGEMENT, LLC 0.52% of their portfolio | 534.6k $5.1m | Added +407.8k |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.83% of their portfolio | 522.5k $5.0m | New |
| State of New Jersey Common Pension Fund D 0.02% of their portfolio | 513.4k $4.9m | Added +39.1k |
| VANGUARD ASSET MANAGEMENT, Ltd 0.00% of their portfolio | 513.3k $4.9m | First filing |
| Universal- Beteiligungs- und Servicegesellschaft mbH 0.01% of their portfolio | 509.0k $4.8m | Unchanged |
| PRUDENTIAL FINANCIAL INC 0.01% of their portfolio | 509.0k $4.8m | Added +479.1k |
| Family Manage LLC 0.55% of their portfolio | 487.6k $4.6m | Added +186.8k |
| ExodusPoint Capital Management, LP 0.04% of their portfolio | 476.7k $4.5m | Added +141.8k |
| Illinois Municipal Retirement Fund 0.06% of their portfolio | 474.1k $4.5m | Added +85.6k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio | 430.6k $4.1m | Unchanged |
| Quantinno Capital Management LP 0.01% of their portfolio | 426.0k $4.0m | Added +259.9k |
| Thrivent Financial for Lutherans 0.01% of their portfolio | 416.3k $3.9m | Added +237.2k |
| CAXTON ASSOCIATES LLP 0.09% of their portfolio | 413.2k $3.9m | Reduced -20.7k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 408.3k $3.9m | Reduced -1.2m |
| Waterloo Capital, L.P. 0.27% of their portfolio | 406.2k $3.9m | Added +4.7k |
| BAYVIEW ASSET MANAGEMENT, LLC 3.21% of their portfolio | 405.7k $3.8m | Reduced -20.3k |
| WINTON GROUP Ltd 0.13% of their portfolio | 402.2k $3.8m | Added +218.1k |
| BARCLAYS PLC 0.00% of their portfolio | 398.7k $3.8m | Added +74.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 395.5k $3.7m | Reduced -818.7k |
| Rockefeller Capital Management L.P. 0.01% of their portfolio | 389.9k $3.7m | Added +78.2k |
| Focus Partners Wealth 0.00% of their portfolio | 351.7k $2.6m | Reduced -76.0k |
| OPPENHEIMER & CO INC 0.04% of their portfolio | 350.3k $3.3m | Added +412 |
| Simplify Asset Management Inc. 0.05% of their portfolio | 336.6k $3.2m | Added +220.0k |
| Alden Global Capital LLC 1.78% of their portfolio | 331.6k $3.1m | Reduced -130.0k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 327.2k $3.1m | Reduced -68.0k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 318.2k $3.0m | Reduced -1.2m |
| Janney Montgomery Scott LLC 0.01% of their portfolio | 303.2k $2.9m | Reduced -4.5k |
| PEAK6 LLC 0.08% of their portfolio | 302.6k $2.9m | New |
| EMG Holdings, L.P. 4.18% of their portfolio | 300.0k $2.8m | New |