RITHM CAPITAL CORP RITM
COM NEW · REIT · CUSIP 64828T201 · ISIN US64828T2015
American investment management company
- SectorReal estate
- IndustryReal Estate Investment Trusts
- HeadquartersNew York, NY
- Websiterithmcap.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($551.9k this quarter). Holder counts are more reliable. Shares outstanding: 519.7m as of 2024-11-01, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $11.33. Options: 13 managers hold calls ($38.4m notional), 17 hold puts ($57.3m).
Trends to Q3 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 401 |
| Q4 2022 | 426 |
| Q1 2023 | 399 |
| Q2 2023 | 408 |
| Q3 2023 | 424 |
| Q4 2023 | 448 |
| Q1 2024 | 443 |
| Q2 2024 | 469 |
| Q3 2024 | 492 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 210 | 168 |
| Q1 2023 | 194 | 181 |
| Q2 2023 | 203 | 161 |
| Q3 2023 | 216 | 153 |
| Q4 2023 | 215 | 169 |
| Q1 2024 | 214 | 188 |
| Q2 2024 | 232 | 183 |
| Q3 2024 | 248 | 200 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2023 | $37.4m | $81.4m | 2.18 |
| Q1 2024 | $36.4m | $44.4m | 1.22 |
| Q2 2024 | $28.3m | $45.9m | 1.62 |
| Q3 2024 | $38.4m | $57.3m | 1.49 |
Biggest buyers
| MARSHALL WACE, LLP | New | +5.2m |
| JPMORGAN CHASE & CO | Added | +5.0m |
| Conversant Capital LLC | New | +3.4m |
| VANGUARD GROUP INC | Added | +3.1m |
| Azora Capital LP | Added | +2.3m |
| SOROS FUND MANAGEMENT LLC | New | +2.1m |
| SEVEN GRAND MANAGERS, LLC | New | +1.1m |
| Maven Securities LTD | New | +1.0m |
| WELLINGTON MANAGEMENT GROUP LLP | Added | +979.0k |
| MILLENNIUM MANAGEMENT LLC | Added | +846.3k |
Biggest sellers
| Invesco Ltd. | Reduced | -1.4m |
| MACQUARIE GROUP LTD | Reduced | -1.4m |
| GREAT LAKES ADVISORS, LLC | Sold out | -1.1m |
| Advisors Capital Management, LLC | Reduced | -683.9k |
| CITADEL ADVISORS LLC | Reduced | -532.6k |
| VOYA INVESTMENT MANAGEMENT LLC | Reduced | -503.2k |
| MACKENZIE FINANCIAL CORP | Reduced | -438.6k |
| MOORE CAPITAL MANAGEMENT, LP | Reduced | -375.0k |
| Holocene Advisors, LP | Sold out | -289.8k |
| JANE STREET GROUP, LLC | Reduced | -278.1k |
Biggest calls
| Centiva Capital, LP | Added | $12.5m1.1m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $10.8m947.6k shares |
| CITADEL ADVISORS LLC | Added | $5.3m470.1k shares |
| GROUP ONE TRADING LLC | Reduced | $3.1m268.9k shares |
| Twin Tree Management, LP | Reduced | $1.3m117.4k shares |
| PEAK6 Investments LLC | New | $1.1m101.3k shares |
| JANE STREET GROUP, LLC | Added | $1.1m96.9k shares |
| SIMPLEX TRADING, LLC | Reduced | $901.0k79.4k shares |
| WOLVERINE TRADING, LLC | Added | $854.7k75.5k shares |
| IMC-Chicago, LLC | Added | $779.7k68.7k shares |
Biggest puts
| MILLENNIUM MANAGEMENT LLC | Added | $21.1m1.9m shares |
| HBK INVESTMENTS L P | Unchanged | $12.8m1.1m shares |
| Parallax Volatility Advisers, L.P. | Added | $6.5m575.3k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $5.1m453.5k shares |
| GROUP ONE TRADING LLC | Added | $3.1m276.9k shares |
| SpiderRock Advisors, LLC | Reduced | $1.7m145.7k shares |
| IMC-Chicago, LLC | Added | $1.6m136.6k shares |
| CITADEL ADVISORS LLC | Reduced | $1.2m107.4k shares |
| SIMPLEX TRADING, LLC | Added | $1.1m101.1k shares |
| JANE STREET GROUP, LLC | Added | $733.2k64.6k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution +7.4 pts · filed 2026-04-07 | 12.4% |
| PICTON MAHONEY ASSET MANAGEMENT 13G · institution new · filed 2026-04-27 | 8.3% |
| VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-30 | 5.3% |
| VANGUARD PORTFOLIO MANAGEMENT LLC 13G · institution new · filed 2026-04-29 | 5.2% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD CAPITAL MANAGEMENT LLC)
Insider purchases and sales in Q3 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q3 2024.
Holders, Q3 2024
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.01% of their portfolio | 48.8m $554.1m | Added +3.1m |
| BlackRock, Inc. 0.01% of their portfolio | 29.1m $330.0m | First filing |
| BANK OF AMERICA CORP /DE/ 0.01% of their portfolio | 11.3m $128.1m | Added +50.2k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 9.2m $104.6m | Added +5.0m |
| STATE STREET CORP 0.00% of their portfolio | 8.6m $98.0m | Reduced -9.8k |
| GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 8.4m $95.5m | Added +610.7k |
| STATE OF MICHIGAN RETIREMENT SYSTEM 0.47% of their portfolio | 8.4m $95.4m | Unchanged |
| NORGES BANK 0.01% of their portfolio | 6.8m $77.7m | Added +703.4k |
| MORGAN STANLEY 0.01% of their portfolio | 6.2m $70.4m | Added +438.3k |
| LSV ASSET MANAGEMENT 0.15% of their portfolio | 6.0m $68.1m | Reduced -48.5k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio | 5.4m $60.9m | Added +366.6k |
| MARSHALL WACE, LLP 0.08% of their portfolio | 5.2m $59.3m | New |
| Nan Shan Life Insurance Co., Ltd. 1.20% of their portfolio | 4.5m $51.0m | Unchanged |
| Balyasny Asset Management L.P. 0.13% of their portfolio | 4.4m $49.9m | Added +618.3k |
| Azora Capital LP 2.68% of their portfolio | 4.4m $49.8m | Added +2.3m |
| WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio | 3.6m $40.5m | Added +979.0k |
| Conversant Capital LLC 7.20% of their portfolio | 3.4m $38.5m | New |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.03% of their portfolio | 3.0m $33.7m | Added +514.8k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 2.5m $28.8m | Added +28.2k |
| Allianz Asset Management GmbH 0.04% of their portfolio | 2.4m $27.4m | Reduced -119.0k |
| BlueCrest Capital Management Ltd 5.55% of their portfolio | 2.1m $24.2m | Unchanged |
| SOROS FUND MANAGEMENT LLC 0.48% of their portfolio | 2.1m $23.8m | New |
| VAN ECK ASSOCIATES CORP 0.03% of their portfolio | 2.0m $21.2m | Added +343.7k |
| MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio | 1.9m $21.8m | Added +846.3k |
| CITADEL ADVISORS LLC 0.02% of their portfolio | 1.9m $21.1m | Reduced -532.6k |
| FIRST TRUST ADVISORS LP 0.02% of their portfolio | 1.9m $21.0m | Reduced -55.3k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 1.8m $19.9m | Added +3.7k |
| Northern Right Capital Management, L.P. 7.39% of their portfolio | 1.7m $19.8m | Added +297.4k |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.04% of their portfolio | 1.6m $18.6m | Added +35.0k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 1.6m $18.3m | Added +81.8k |
| Advisors Capital Management, LLC 0.29% of their portfolio | 1.6m $17.7m | Reduced -683.9k |
| UBS Group AG 0.00% of their portfolio | 1.5m $17.1m | Added +261.2k |
| Qube Research & Technologies Ltd 0.03% of their portfolio | 1.3m $15.0m | Reduced -158.1k |
| Amundi 0.00% of their portfolio | 1.3m $13.5m | Unchanged |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 1.3m $13.5m | Added +9.9k |
| MOORE CAPITAL MANAGEMENT, LP 0.39% of their portfolio | 1.2m $13.4m | Reduced -375.0k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 1.2m $13.3m | Added +592.2k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 1.1m $12.3m | Reduced -83.1k |
| SEVEN GRAND MANAGERS, LLC 2.66% of their portfolio | 1.1m $11.9m | New |
| D. E. Shaw & Co., Inc. 0.02% of their portfolio | 1.0m $11.7m | Reduced -97.3k |
| Maven Securities LTD 1.28% of their portfolio | 1.0m $11.3m | New |
| Swiss National Bank 0.01% of their portfolio | 943.7k $10.7m | Reduced -8.8k |
| California Public Employees Retirement System 0.01% of their portfolio | 943.4k $10.7m | Reduced -47.5k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 899.8k $10.2m | Reduced -246.3k |
| MACKENZIE FINANCIAL CORP 0.01% of their portfolio | 880.5k $10.0m | Reduced -438.6k |
| MACQUARIE GROUP LTD 0.01% of their portfolio | 849.7k $9.6m | Reduced -1.4m |
| MGO ONE SEVEN LLC 0.37% of their portfolio | 751.8k $8.5m | Added +27.0k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 746.2k $8.5m | Added +90.2k |
| Legal & General Group Plc 0.00% of their portfolio | 739.1k $8.4m | Added +15.7k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 738.9k $8.4m | Added +49.5k |
| Philadelphia Financial Management of San Francisco, LLC 1.77% of their portfolio | 728.3k $8.3m | New |
| Invesco Ltd. 0.00% of their portfolio | 713.6k $8.1m | Reduced -1.4m |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 684.7k $7.8m | Added +136.5k |
| STIFEL FINANCIAL CORP 0.01% of their portfolio | 675.9k $7.7m | Added +191.1k |
| LPL Financial LLC 0.00% of their portfolio | 653.4k $7.4m | Added +31.5k |
| LMR Partners LLP 0.16% of their portfolio | 650.0k $7.4m | New |
| FMR LLC 0.00% of their portfolio | 624.5k $7.1m | Added +5.4k |
| SEI INVESTMENTS CO 0.01% of their portfolio | 604.7k $6.9m | Reduced -32.7k |
| VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio | 589.6k $6.7m | Reduced -503.2k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 484.6k $5.5m | Added +43.9k |
| STANSBERRY ASSET MANAGEMENT, LLC 0.67% of their portfolio | 475.5k $5.4m | Added +363.1k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 465.0k $5.3m | Added +20.9k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio | 461.9k $5.2m | Reduced -14.2k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 460.1k $5.2m | Reduced -13.9k |
| Mitsubishi UFJ Trust & Banking Corp 0.01% of their portfolio | 459.0k $5.2m | Reduced -32.8k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio | 443.0k $5.0m | Unchanged |
| State of Alaska, Department of Revenue 0.05% of their portfolio | 423.2k $4.8m | Unchanged |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 415.3k $4.7m | Added +259.5k |
| Squarepoint Ops LLC 0.02% of their portfolio | 407.4k $4.6m | Added +336.5k |
| NorthCoast Asset Management LLC 0.03% of their portfolio | 392.4k $4.5m | Reduced -8.5k |
| AlphaCentric Advisors LLC 3.21% of their portfolio | 381.0k $4.3m | Unchanged |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 370.7k $4.2m | Added +25.8k |
| SG Americas Securities, LLC 0.02% of their portfolio | 362.3k $4.1m | New |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 341.3k $3.9m | Reduced -59.1k |
| GUGGENHEIM CAPITAL LLC 0.03% of their portfolio | 341.0k $3.9m | Added +65.3k |
| Hudson Bay Capital Management LP 0.03% of their portfolio | 327.5k $3.7m | New |
| Waterloo Capital, L.P. 0.40% of their portfolio | 322.5k $3.7m | Reduced -58.3k |
| State of New Jersey Common Pension Fund D 0.02% of their portfolio | 321.8k $3.7m | Reduced -5.0k |
| Ensign Peak Advisors, Inc 0.01% of their portfolio | 309.5k $3.5m | Unchanged |
| SpiderRock Advisors, LLC 0.07% of their portfolio | 277.7k $3.2m | Reduced -53.4k |
| PRUDENTIAL FINANCIAL INC 0.00% of their portfolio | 277.4k $3.1m | Reduced -131.8k |
| CITIGROUP INC 0.00% of their portfolio | 277.2k $3.1m | Added +22.2k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio | 273.2k $3.1m | Reduced -216.4k |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 270.7k $3.1m | Added +3.6k |
| Cetera Investment Advisers 0.01% of their portfolio | 267.6k $3.0m | Added +3.4k |
| Lewis Asset Management, LLC 2.10% of their portfolio | 253.7k $2.9m | Reduced -10.1k |
| Alyeska Investment Group, L.P. 0.01% of their portfolio | 250.0k $2.8m | New |
| Alaska Permanent Fund Corp 0.04% of their portfolio | 249.8k $2.8m | Unchanged |
| INDEPENDENT FINANCIAL GROUP, LLC 0.10% of their portfolio | 248.1k $2.8m | Reduced -7.2k |
| Capital Square, LLC 1.71% of their portfolio | 247.4k $2.8m | Added +1.9k |
| EXCHANGE TRADED CONCEPTS, LLC 0.07% of their portfolio | 244.8k $2.8m | Added +58.4k |
| &PARTNERS 0.05% of their portfolio | 244.3k $2.8m | Added +24.0k |
| DARK FOREST CAPITAL MANAGEMENT LP 0.35% of their portfolio | 238.2k $2.7m | Added +195.0k |
| Capital Investment Advisors, LLC 0.05% of their portfolio | 234.8k $2.7m | Reduced -2.1k |
| TEACHER RETIREMENT SYSTEM OF TEXAS 0.01% of their portfolio | 233.0k $2.6m | Reduced -13.6k |
| HighTower Advisors, LLC 0.00% of their portfolio | 230.8k $2.6m | Added +20.8k |
| Illinois Municipal Retirement Fund 0.04% of their portfolio | 230.1k $2.6m | Reduced -38.9k |
| Fort Sheridan Advisors LLC 0.39% of their portfolio | 229.0k $2.6m | Added +2.7k |
| CAXTON ASSOCIATES LP 0.12% of their portfolio | 226.4k $2.6m | Added +65.3k |
| Independent Advisor Alliance 0.09% of their portfolio | 224.7k $2.5m | Reduced -680 |