NEW MTN FIN CORP NMFC 5.75 08.15.23
NOTE 5.750% 8/1 · US DOMESTIC · CUSIP 647551AC4
26
institutional holders
22.9m
shares reported held*
$176.9mreported value*
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $7.83.
Holders, Q3 2022
| Manager | Shares | Change |
|---|---|---|
| Radcliffe Capital Management, L.P. 1.60% of their portfolio | 61.7m $60.8m | — |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 1.44% of their portfolio | 32.4m $32.1m | — |
| ADVENT CAPITAL MANAGEMENT /DE/ 0.42% of their portfolio | 23.1m $22.9m | — |
| OAKTREE CAPITAL MANAGEMENT LP 0.17% of their portfolio | 15.5m $15.4m | — |
| PALISADE CAPITAL MANAGEMENT, LP 0.38% of their portfolio | 13.6m $13.5m | — |
| PIER 88 INVESTMENT PARTNERS LLC 1.99% of their portfolio | 8.5m $8.4m | — |
| STEELHEAD PARTNERS LLC 0.60% of their portfolio | 8.1m $8.1m | — |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.05% of their portfolio | 5.4m $5.3m | — |
| Russell Investments Group, Ltd. 0.01% of their portfolio | 4.5m $4.5m | — |
| Advisors Capital Management, LLC 0.05% of their portfolio | 2.0m $1.9m | — |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 1.7m $1.6m | — |
| SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio | 1.5m $1.5m | — |
| Cutler Capital Management, LLC 0.06% of their portfolio | 140.0k $138.0k | — |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 90.0k $89.0k | — |
| MORGAN STANLEY 0.00% of their portfolio | 71.0k $70.0k | — |
| TRUSTCORE FINANCIAL SERVICES, LLC 0.00% of their portfolio | 50.0k $50.0k | — |
| HighTower Advisors, LLC 0.00% of their portfolio | 40.0k $40.0k | — |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 26.0k $26.0k | — |
| REGIONS FINANCIAL CORP 0.00% of their portfolio | 21.0k $21.0k | — |
| Mariner, LLC 0.00% of their portfolio | 18.0k $18.0k | — |
| Cetera Advisors LLC 0.00% of their portfolio | 15.0k $15.0k | — |
| PFG Advisors 0.00% of their portfolio | 15.0k $15.0k | — |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 10.0k $10.0k | — |
| LAFFER TENGLER INVESTMENTS, INC. 0.94% of their portfolio | 2.6k $2.6m | — |
| Wellesley Asset Management 0.01% of their portfolio | 90 $90.0k | — |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | — |