Vault-13

NEW GOLD INC CDA NGD

COM · Common Stock · CUSIP 644535106 · ISIN CA6445351068

166 institutional holders +4 vs Q1 2023
218,845,493218.8m shares reported held*
$236.8mreported value*
18 new 43 added 40 reduced 14 sold out net bought ≈ $5.1m (+4.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($126.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1.08. Options: 9 managers hold calls ($1.1m notional), 5 hold puts ($391.6k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 147Q4 22: 153Q1 23: 162Q2 23: 166166Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022147
Q4 2022153
Q1 2023162
Q2 2023166

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 60 bought or addedQ4 22: 55 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 55 cut or sold outQ1 23Q2 23: 61 bought or addedQ2 23: 54 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226055
Q1 20236355
Q2 20236154

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $815.0kQ3 22 puts: $314.0kQ3 22P/C 0.39Q4 22 calls: $1.1mQ4 22 puts: $1.9mQ4 22P/C 1.73Q1 23 calls: $2.7mQ1 23 puts: $282.2kQ1 23P/C 0.10Q2 23 calls: $1.1mQ2 23 puts: $391.6kQ2 23P/C 0.36
Numbers
QuarterCallsPutsP/C
Q3 2022$815.0k$314.0k0.39
Q4 2022$1.1m$1.9m1.73
Q1 2023$2.7m$282.2k0.10
Q2 2023$1.1m$391.6k0.36

Biggest buyers

Hillsdale Investment Management Inc. New +4,767,275+4.8m
CITADEL ADVISORS LLC Added +3,828,157+3.8m
JPMORGAN CHASE & CO Added +2,589,577+2.6m
TWO SIGMA INVESTMENTS, LP Added +2,452,594+2.5m
TORONTO DOMINION BANK Added +1,870,144+1.9m
Monaco Asset Management SAM Added +1,650,000+1.6m
Invenomic Capital Management LP Added +1,364,744+1.4m
RENAISSANCE TECHNOLOGIES LLC Added +1,167,000+1.2m
MARSHALL WACE, LLP New +1,041,520+1.0m
MILLENNIUM MANAGEMENT LLC Added +858,720+858.7k

Biggest sellers

VAN ECK ASSOCIATES CORP Reduced -7,146,424-7.1m
SPROTT INC. Reduced -2,999,584-3.0m
EdgePoint Investment Group Inc. Sold out -2,741,486-2.7m
AMERICAN CENTURY COMPANIES INC Reduced -1,848,203-1.8m
CITIGROUP INC Reduced -1,673,700-1.7m
GOLDMAN SACHS GROUP INC Reduced -1,464,622-1.5m
TD Asset Management Inc Reduced -1,173,701-1.2m
Connor, Clark & Lunn Investment Management Ltd. Reduced -635,800-635.8k
Herr Investment Group LLC Reduced -500,000-500.0k
BANK OF MONTREAL /CAN/ Reduced -463,926-463.9k

Biggest calls

GROUP ONE TRADING LLC Added $483.9k448.1k shares
SIMPLEX TRADING, LLC Reduced $297.0k275.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $230.4k213.3k shares
CITADEL ADVISORS LLC Reduced $63.5k58.8k shares
BANK OF MONTREAL /CAN/ New $9.2k8.1k shares
HAP Trading, LLC Added $3.8k27.2k shares
BANK OF AMERICA CORP /DE/ New $1.5k1.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Unchanged $0200 shares

Biggest puts

GROUP ONE TRADING LLC Added $184.0k170.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $117.8k109.1k shares
CITADEL ADVISORS LLC Reduced $50.8k47.0k shares
SIMPLEX TRADING, LLC Added $39.0k36.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
VAN ECK ASSOCIATES CORP 13G · institution +3.1 pts · filed 2025-11-12 9.7% +3.1 pts 76.7m 2025-11-12

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VAN ECK ASSOCIATES CORP 0.15% of their portfolio NEW YORK, NY 65,096,20265.1m $70.3m $70.3m 0.15% Reduced -7.1m -7,146,424
2 Connor, Clark & Lunn Investment Management Ltd. 0.09% of their portfolio VANCOUVER, A1 16,037,38216.0m $17.4m $17.4m 0.09% Reduced -635.8k -635,800
3 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 15,772,86415.8m $17.0m $17.0m 0.02% Added +1.2m +1,167,000
4 TSP Capital Management Group, LLC 4.28% of their portfolio Summit, NJ 10,986,00011.0m $11.9m $11.9m 4.28% Reduced -31.0k -31,000
5 SPROTT INC. 1.01% of their portfolio TORONTO, A6 10,336,23810.3m $11.2m $11.2m 1.01% Reduced -3.0m -2,999,584
6 Invenomic Capital Management LP 0.36% of their portfolio BOSTON, MA 5,958,2706.0m $6.4m $6.4m 0.36% Added +1.4m +1,364,744
7 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 5,397,5625.4m $5.8m $5.8m 0.01% Added +3.8m +3,828,157
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 5,068,4585.1m $5.5m $5.5m 0.00% Reduced -7.8k -7,776
9 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 5,046,5315.0m $5.5m $5.5m 0.00% Reduced -1.8m -1,848,203
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,965,3635.0m $5.4m $5.4m 0.00% Added +2.6m +2,589,577
11 Hillsdale Investment Management Inc. 0.48% of their portfolio Toronto, A6 4,767,2754.8m $5.2m $5.2m 0.48% New
12 Mudita Advisors LLP 3.41% of their portfolio London, X0 4,127,3944.1m $4.5m $4.5m 3.41% Added +209.6k +209,600
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,971,5664.0m $4.3m $4.3m 0.00% Added +583.1k +583,142
14 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 3,606,5703.6m $3.9m $3.9m 0.00% Reduced -1.2m -1,173,701
15 Empyrean Capital Partners, LP 0.19% of their portfolio LOS ANGELES, CA 3,400,0003.4m $3.7m $3.7m 0.19% Unchanged
16 Herr Investment Group LLC 0.96% of their portfolio AUSTIN, TX 2,960,6183.0m $3.2m $3.2m 0.96% Reduced -500.0k -500,000
17 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 2,926,2682.9m $3.2m $3.2m 0.01% Added +2.5m +2,452,594
18 U S GLOBAL INVESTORS INC 0.17% of their portfolio SAN ANTONIO, TX 2,617,4932.6m $2.8m $2.8m 0.17% Reduced -25.6k -25,557
19 INTACT INVESTMENT MANAGEMENT INC. 0.12% of their portfolio MONTREAL, A8 2,612,7002.6m $2.8m $2.8m 0.12% Unchanged
20 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 2,267,8702.3m $2.4m $2.4m 0.00% Added +100.3k +100,280
21 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 2,224,5412.2m $2.4m $2.4m 0.01% Added +843.0k +842,951
22 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 2,091,1442.1m $2.3m $2.3m 0.00% Added +1.9m +1,870,144
23 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 1,957,4612.0m $2.1m $2.1m 0.00% Added +858.7k +858,720
24 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,809,2181.8m $2.0m $2.0m 0.00% Reduced -463.9k -463,926
25 Monaco Asset Management SAM 1.04% of their portfolio Monaco, O9 1,788,8371.8m $1.9m $1.9m 1.04% Added +1.6m +1,650,000
26 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 1,768,7001.8m $1.9m $1.9m 0.00% Added +95.3k +95,300
27 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,627,3311.6m $1.8m $1.8m 0.00% Reduced -159.7k -159,708
28 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,560,4081.6m $1.7m $1.7m 0.00% Reduced -1.5m -1,464,622
29 Legal & General Group Plc 0.00% of their portfolio London, X0 1,534,5511.5m $1.7m $1.7m 0.00% Added +290.9k +290,869
30 Swiss National Bank 0.00% of their portfolio ZURICH, V8 1,504,1621.5m $1.6m $1.6m 0.00% Added +92.6k +92,600
31 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 1,434,6241.4m $1.5m $1.5m 0.00% Added +209.2k +209,229
32 PEAK6 Investments LLC 0.13% of their portfolio CHICAGO, IL 1,431,8991.4m $1.5m $1.5m 0.13% Reduced -451.2k -451,237
33 Boundary Creek Advisors LP 0.58% of their portfolio TUCKAHOE, NY 1,124,4001.1m $1.2m $1.2m 0.58% Unchanged
34 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 1,041,5201.0m $1.1m $1.1m 0.00% New
35 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 872,424872.4k $948.2k $948.2k 0.00% Added +529.9k +529,914
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 870,288870.3k $940.0k $940.0k 0.00% Reduced -302.9k -302,851
37 Oppenheimer & Close, LLC 0.95% of their portfolio NEW YORK, NY 846,870846.9k $914.6k $914.6k 0.95% Unchanged
38 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 822,413822.4k $888.2k $888.2k 0.00% Added +214.4k +214,430
39 Grey Street Capital, LLC 0.46% of their portfolio CHICAGO, IL 800,174800.2k $864.2k $864.2k 0.46% Unchanged
40 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 707,514707.5k $764.1k $764.1k 0.00% Added +265.3k +265,309
41 Quadrature Capital Ltd 0.02% of their portfolio LONDON, X0 668,900668.9k $721.8k $721.8k 0.02% Added +395.9k +395,900
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 589,143589.1k $636.3k $636.3k 0.00% Reduced -82.5k -82,459
43 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 565,960566.0k $615.9k $615.9k 0.00% Added +26.1k +26,124
44 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 560,785560.8k $605.0k $605.0k 0.00% Added +316.8k +316,806
45 Claret Asset Management Corp 0.12% of their portfolio MONTREAL, A8 550,000550.0k $598.0k $598.0k 0.12% Unchanged
46 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 493,265493.3k $532.7k $532.7k 0.00% Unchanged
47 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 449,190449.2k $485.1k $485.1k 0.00% Added +317.0k +316,964
48 Hedges Asset Management LLC 0.40% of their portfolio RENO, NV 432,400432.4k $467.0k $467.0k 0.40% Unchanged
49 UBS Group AG 0.00% of their portfolio ZURICH, V8 394,644394.6k $426.2k $426.2k 0.00% Added +18.7k +18,673
50 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 371,597371.6k $401.0k $401.0k 0.00% Added +33.8k +33,765
51 Alberta Investment Management Corp 0.00% of their portfolio EDMONTON, A0 369,200369.2k $401.8k $401.8k 0.00% Reduced -83.8k -83,800
52 EVOKE WEALTH, LLC 0.01% of their portfolio Los Angeles, CA 333,690333.7k $360.4k $360.4k 0.01% Unchanged
53 Pinnacle Wealth Management Group, Inc. 0.30% of their portfolio PLYMOUTH, MI 322,350322.4k $348.1k $348.1k 0.30% Reduced -16.0k -16,000
54 Cubist Systematic Strategies, LLC 0.00% of their portfolio STAMFORD, CT 315,239315.2k $341.6k $341.6k 0.00% Added +226.2k +226,187
55 Manatuck Hill Partners, LLC 0.15% of their portfolio WESTPORT, CT 300,000300.0k $324.0k $324.0k 0.15% Unchanged
56 CIBC WORLD MARKETS CORP 0.00% of their portfolio NEW YORK, NY 290,000290.0k $313.2k $313.2k 0.00% Added +100.0k +100,000
57 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 279,712279.7k $302.1k $302.1k 0.00% Reduced -18.7k -18,666
58 Oxbow Advisors, LLC 0.05% of their portfolio Austin, TX 272,376272.4k $294.2k $294.2k 0.05% Added +150.0k +150,000
59 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 272,315272.3k $294.2k $294.2k 0.00% Added +94.0k +94,000
60 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 262,922262.9k $285.8k $285.8k 0.00% Added +14.4k +14,420
61 Amundi 0.00% of their portfolio Paris, I0 250,000250.0k $285.0k $285.0k 0.00% Unchanged
62 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 239,082239.1k $258.0k $258.0k 0.00% Reduced -361 -361
63 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 234,621234.6k $253.4k $253.4k 0.01% Reduced -118.1k -118,092
64 EVERGREEN CAPITAL MANAGEMENT LLC 0.01% of their portfolio Bellevue, WA 232,293232.3k $250.9k $250.9k 0.01% Added +903 +903
65 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 223,732223.7k $241.6k $241.6k 0.00% Added +123.3k +123,319
66 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 206,717206.7k $223.0k $223.0k 0.00% Reduced -129.3k -129,265
67 DORCHESTER WEALTH MANAGEMENT Co 0.05% of their portfolio MONTREAL, A8 205,000205.0k $223.0k $223.0k 0.05% Unchanged
68 HC Advisors, LLC 0.12% of their portfolio SANDY SPRINGS, GA 197,720197.7k $213.5k $213.5k 0.12% Reduced -11.6k -11,630
69 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 186,710186.7k $201.6k $201.6k 0.01% New
70 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 178,621178.6k $194.4k $194.4k 0.00% Reduced -198.3k -198,253
71 Versor Investments LP 0.03% of their portfolio New York, NY 162,399162.4k $176.6k $176.6k 0.03% New
72 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 156,142156.1k $168.6k $168.6k 0.00% New
73 Quantbot Technologies LP 0.01% of their portfolio NEW YORK, NY 147,274147.3k $159.1k $159.1k 0.01% Added +59.4k +59,410
74 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 123,177123.2k $133.0k $133.0k 0.00% Reduced -59.6k -59,570
75 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 120,171120.2k $129.8k $129.8k 0.00% Unchanged
76 Virtu Financial LLC 0.01% of their portfolio New York, NY 95,32295.3k $103.0k $103.0k 0.01% New
77 PICTET ASSET MANAGEMENT SA 0.00% of their portfolio GENEVA 73, V8 93,73193.7k $102.0k $102.0k 0.00% Unchanged
78 MIRABELLA FINANCIAL SERVICES LLP 0.01% of their portfolio London, X0 88,90088.9k $96.0k $96.0k 0.01% New
79 Independent Family Office, LLC 0.06% of their portfolio ALBANY, NY 84,11484.1k $90.8k $90.8k 0.06% Unchanged
80 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 77,29977.3k $115.8k $115.8k 0.00% Reduced -1.1k -1,072
81 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 76,00076.0k $82.1k $82.1k 0.01% Added +2.0k +2,000
82 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 74,20474.2k $80.6k $80.6k 0.00% Added +32.7k +32,700
83 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 73,37673.4k $79.8k $79.8k 0.00% Unchanged
84 Y-Intercept (Hong Kong) Ltd 0.01% of their portfolio HONG KONG, K3 69,01269.0k $74.5k $74.5k 0.01% New
85 CreativeOne Wealth, LLC 0.00% of their portfolio OVERLAND PARK, KS 62,90062.9k $67.0k $67.0k 0.00% New
86 INGALLS & SNYDER LLC 0.00% of their portfolio NEW YORK, NY 57,17557.2k $62.0k $62.0k 0.00% Reduced -150 -150
87 Gotham Asset Management, LLC 0.00% of their portfolio NEW YORK, NY 55,16155.2k $59.6k $59.6k 0.00% Reduced -19.6k -19,602
88 PROFUND ADVISORS LLC 0.00% of their portfolio BETHESDA, MD 55,04055.0k $59.4k $59.4k 0.00% Reduced -77 -77
89 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 53,09153.1k $58.0k $58.0k 0.00% New
90 SHELL ASSET MANAGEMENT CO 0.00% of their portfolio THE HAGUE, P7 50,42050.4k $55.0k $55.0k 0.00% Added +600 +600
91 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 50,00050.0k $54.3k $54.3k 0.00% Unchanged
92 Cladis Investment Advisory, LLC 0.03% of their portfolio BILLINGS, MT 50,00050.0k $54.0k $54.0k 0.03% Unchanged
93 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 47,76147.8k $51.6k $51.6k 0.00% Reduced -851 -851
94 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 46,68746.7k $50.4k $50.4k 0.00% Unchanged
95 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 46,07646.1k $49.8k $49.8k 0.00% Added +4.2k +4,153
96 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 39,70039.7k $42.9k $42.9k 0.00% Reduced -100 -100
97 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 39,23039.2k $41.0k $41.0k 0.00% Unchanged
98 WADDELL & ASSOCIATES, LLC 0.01% of their portfolio MEMPHIS, TN 39,00039.0k $42.1k $42.1k 0.01% Unchanged
99 BRAVE ASSET MANAGEMENT INC 0.01% of their portfolio Summit, NJ 38,50038.5k $41.6k $41.6k 0.01% Reduced -7.5k -7,500
100 Centiva Capital, LP 0.00% of their portfolio New York, NY 34,75334.8k $37.5k $37.5k 0.00% Reduced -68.4k -68,446