Vault-13

NEUBERGER BERMAN ETF TRUST NBOS

OPT STRATEGY ETF · ETP · CUSIP 64135A705

47 institutional holders +1 vs Q1 2026
10,953,43611.0m shares reported held*
$306.8mreported value*
7 new 16 added 12 reduced 6 sold out net sold ≈ $11.9m (-424.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($79.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.01.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q1 24: 27Q2 24: 30Q3 24: 33Q4 24: 46Q1 25: 44Q2 25: 47Q3 25: 48Q4 25: 55Q1 26: 46Q2 26: 4747Q1 24Q3 24Q1 25Q3 25Q1 26Q2 26
Numbers
QuarterHolders
Q1 202427
Q2 202430
Q3 202433
Q4 202446
Q1 202544
Q2 202547
Q3 202548
Q4 202555
Q1 202646
Q2 202647

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 16 bought or addedQ3 24: 12 cut or sold outQ4 24: 22 bought or addedQ4 24: 14 cut or sold outQ4 24Q1 25: 17 bought or addedQ1 25: 25 cut or sold outQ2 25: 23 bought or addedQ2 25: 16 cut or sold outQ2 25Q3 25: 24 bought or addedQ3 25: 22 cut or sold outQ4 25: 30 bought or addedQ4 25: 19 cut or sold outQ4 25Q1 26: 24 bought or addedQ1 26: 28 cut or sold outQ2 26: 23 bought or addedQ2 26: 18 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241612
Q4 20242214
Q1 20251725
Q2 20252316
Q3 20252422
Q4 20253019
Q1 20262428
Q2 20262318

Biggest buyers

OSAIC HOLDINGS, INC. Added +99,108+99.1k
MARSHALL INVESTMENT MANAGEMENT, LLC New +71,901+71.9k
Steward Partners Investment Advisory, LLC Added +67,364+67.4k
J.W. COLE ADVISORS, INC. New +29,692+29.7k
Equitable Holdings, Inc. Added +27,305+27.3k
RAYMOND JAMES FINANCIAL INC Added +14,511+14.5k
OLD MISSION CAPITAL LLC Added +13,426+13.4k
GOLDMAN SACHS GROUP INC New +11,610+11.6k
Fortitude Advisory Group L.L.C. New +11,401+11.4k
Fifth Third Securities, Inc. Added +11,385+11.4k

Biggest sellers

MML INVESTORS SERVICES, LLC Reduced -508,721-508.7k
NEUBERGER BERMAN GROUP LLC Reduced -139,929-139.9k
CARY STREET PARTNERS INVESTMENT ADVISORY LLC Reduced -48,975-49.0k
JPMORGAN CHASE & CO Reduced -44,265-44.3k
LPL Financial LLC Reduced -33,413-33.4k
CARY STREET PARTNERS FINANCIAL LLC Reduced -23,794-23.8k
ASSETMARK, INC Reduced -18,093-18.1k
AE Wealth Management LLC Sold out -7,707-7.7k
ROYAL BANK OF CANADA Sold out -2,888-2.9k
HB Wealth Management, LLC Reduced -2,795-2.8k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NEUBERGER BERMAN GROUP LLC 0.12% of their portfolio NEW YORK, NY 6,638,4046.6m $186.0m $186.0m 0.12% Reduced -139.9k -139,929
2 ASSETMARK, INC 0.05% of their portfolio CONCORD, CA 1,018,9631.0m $28.5m $28.5m 0.05% Reduced -18.1k -18,093
3 CARY STREET PARTNERS FINANCIAL LLC 0.46% of their portfolio RICHMOND, VA 758,975759.0k $21.3m $21.3m 0.46% Reduced -23.8k -23,794
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 567,965568.0k $15.9m $15.9m 0.00% Reduced -33.4k -33,413
5 MARQUETTE ASSOCIATES, INC. 9.44% of their portfolio CHICAGO, IL 462,368462.4k $13.0m $13.0m 9.44% Unchanged
6 Wealthspire Advisors, LLC 0.03% of their portfolio NEW YORK, NY 208,415208.4k $5.8m $5.8m 0.03% Added +479 +479
7 Proficio Capital Partners LLC 0.21% of their portfolio NEWTON, MA 207,525207.5k $5.8m $5.8m 0.21% Reduced -900 -900
8 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 176,163176.2k $4.9m $4.9m 0.01% Added +99.1k +99,108
9 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 133,036133.0k $3.7m $3.7m 0.00% Added +14.5k +14,511
10 Fifth Third Securities, Inc. 0.16% of their portfolio Cincinnati, OH 99,62299.6k $2.8m $2.8m 0.16% Added +11.4k +11,385
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 93,70193.7k $2.6m $2.6m 0.00% Added +2.3k +2,264
12 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 77,99478.0k $2.2m $2.2m 0.01% Added +67.4k +67,364
13 MARSHALL INVESTMENT MANAGEMENT, LLC 0.84% of their portfolio LITTLETON, CO 71,90171.9k $2.0m $2.0m 0.84% New
14 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 58,49358.5k $1.6m $1.6m 0.00% Reduced -508.7k -508,721
15 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 51,64751.6k $1.4m $1.4m 0.01% Added +27.3k +27,305
16 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 37,74537.7k $1.1m $1.1m 0.00% Reduced -305 -305
17 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 32,20232.2k $902.1k $902.1k 0.01% Reduced -2.8k -2,795
18 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 31,91131.9k $894.0k $894.0k 0.02% Added +13.4k +13,426
19 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 29,69229.7k $831.8k $831.8k 0.01% New
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 24,32824.3k $678.0k $678.0k 0.00% Reduced -44.3k -44,265
21 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 23,15023.1k $648.6k $648.6k 0.00% Added +2.7k +2,695
22 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 21,21221.2k $594.0k $594.0k 0.00% Added +10.0k +9,986
23 Savant Capital, LLC 0.00% of their portfolio ROCKFORD, IL 16,96017.0k $463.0k $463.0k 0.00% Added +7.4k +7,435
24 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 15,26115.3k $427.5k $427.5k 0.01% Added +6.3k +6,290
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 11,61011.6k $325.2k $325.2k 0.00% New
26 Fortitude Advisory Group L.L.C. 0.12% of their portfolio GIG HARBOR, WA 11,40111.4k $319.4k $319.4k 0.12% New
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,97911.0k $307.6k $307.6k 0.00% Unchanged
28 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 10,07810.1k $282.3k $282.3k 0.00% New
29 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 8,6438.6k $242.1k $242.1k 0.00% Added +167 +167
30 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 8,5908.6k $240.6k $240.6k 0.00% Reduced -241 -241
31 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.04% of their portfolio RICHMOND, VA 7,4577.5k $208.9k $208.9k 0.04% Reduced -49.0k -48,975
32 TFB Advisors LLC 0.09% of their portfolio OVERLAND PARK, KS 7,3307.3k $205.3k $205.3k 0.09% New
33 COMPASS FINANCIAL MANAGEMENT LLC 0.02% of their portfolio TAMPA, FL 4,5834.6k $130.1k $130.1k 0.02% First filing
34 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 4,4644.5k $125.1k $125.1k 0.00% Added +1.6k +1,575
35 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 3,5723.6k $100.0k $100.0k 0.00% New
36 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,9633.0k $83.0k $83.0k 0.00% Unchanged
37 Quest 10 Wealth Builders, Inc. 0.04% of their portfolio Fuquay-Varina, VA 1,9592.0k $54.9k $54.9k 0.04% Unchanged
38 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,6651.7k $46.6k $46.6k 0.00% Reduced -285 -285
39 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,1171.1k $31.3k $31.3k 0.00% Unchanged
40 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,0001.0k $28.0k $28.0k 0.00% Unchanged
41 Triumph Capital Management 0.00% of their portfolio DENVER, CO 478478 $13.4k $13.4k 0.00% Added +14 +14
42 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 213213 $6.0k $6.0k 0.00% Unchanged
43 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 186186 $5.2k $5.2k 0.00% Added +4 +4
44 Key Capital Management, INC 0.00% of their portfolio HENDERSONVILLE, TN 37075, TN 175175 $4.9k $4.9k 0.00% Unchanged
45 AMERIFLEX GROUP, INC. 0.00% of their portfolio LAS VEGAS, NV 101101 $2.8k $2.8k 0.00% Unchanged
46 Networth Advisors, LLC 0.00% of their portfolio CANONSBURG, PA 5151 $1.4k $1.4k 0.00% Unchanged
47 Kingdom Financial Group LLC. 0.00% of their portfolio PEORIA, AZ 66 $160 $160 0.00% Unchanged