Vault-13

NEUBERGER BERMAN ETF TRUST NBOS

OPT STRATEGY ETF · ETP · CUSIP 64135A705

46 institutional holders -9 vs Q4 2025
11,549,79711.5m shares reported held*
$308.9mreported value*
7 new 17 added 13 reduced 15 sold out net sold ≈ $13.7m (-511.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($74.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.74.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q1 24: 27Q2 24: 30Q3 24: 33Q4 24: 46Q1 25: 44Q2 25: 47Q3 25: 48Q4 25: 55Q1 26: 4646Q1 24Q3 24Q1 25Q3 25Q1 26
Numbers
QuarterHolders
Q1 202427
Q2 202430
Q3 202433
Q4 202446
Q1 202544
Q2 202547
Q3 202548
Q4 202555
Q1 202646

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 24: 13 bought or addedQ2 24: 12 cut or sold outQ3 24: 16 bought or addedQ3 24: 12 cut or sold outQ3 24Q4 24: 22 bought or addedQ4 24: 14 cut or sold outQ1 25: 17 bought or addedQ1 25: 25 cut or sold outQ1 25Q2 25: 23 bought or addedQ2 25: 16 cut or sold outQ3 25: 24 bought or addedQ3 25: 22 cut or sold outQ3 25Q4 25: 30 bought or addedQ4 25: 19 cut or sold outQ1 26: 24 bought or addedQ1 26: 28 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20241312
Q3 20241612
Q4 20242214
Q1 20251725
Q2 20252316
Q3 20252422
Q4 20253019
Q1 20262428

Biggest buyers

Proficio Capital Partners LLC Added +105,335+105.3k
RAYMOND JAMES FINANCIAL INC Added +81,256+81.3k
Fifth Third Securities, Inc. Added +38,982+39.0k
JPMORGAN CHASE & CO Added +33,165+33.2k
Cerity Partners LLC New +20,455+20.5k
LPL Financial LLC Added +17,522+17.5k
OSAIC HOLDINGS, INC. Added +16,376+16.4k
CARY STREET PARTNERS FINANCIAL LLC Added +13,668+13.7k
CARY STREET PARTNERS INVESTMENT ADVISORY LLC Added +12,457+12.5k
UBS Group AG Added +11,930+11.9k

Biggest sellers

AE Wealth Management LLC Reduced -493,804-493.8k
NEUBERGER BERMAN GROUP LLC Reduced -143,079-143.1k
MML INVESTORS SERVICES, LLC Reduced -47,933-47.9k
ASSETMARK, INC Reduced -22,022-22.0k
Key Capital Management, INC Reduced -21,111-21.1k
BROWN BROTHERS HARRIMAN & CO Sold out -21,066-21.1k
ENVESTNET ASSET MANAGEMENT INC Sold out -20,344-20.3k
BlackRock, Inc. Sold out -19,782-19.8k
TFB Advisors LLC Sold out -16,511-16.5k
LifeWealth Investments, LLC Sold out -14,410-14.4k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NEUBERGER BERMAN GROUP LLC 0.14% of their portfolio NEW YORK, NY 6,778,3336.8m $181.3m $181.3m 0.14% Reduced -143.1k -143,079
2 ASSETMARK, INC 0.06% of their portfolio CONCORD, CA 1,037,0561.0m $27.7m $27.7m 0.06% Reduced -22.0k -22,022
3 CARY STREET PARTNERS FINANCIAL LLC 0.52% of their portfolio RICHMOND, VA 782,769782.8k $20.9m $20.9m 0.52% Added +13.7k +13,668
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 601,378601.4k $16.1m $16.1m 0.00% Added +17.5k +17,522
5 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 567,214567.2k $15.2m $15.2m 0.04% Reduced -47.9k -47,933
6 MARQUETTE ASSOCIATES, INC. 13.45% of their portfolio CHICAGO, IL 462,368462.4k $12.4m $12.4m 13.45% Unchanged
7 Proficio Capital Partners LLC 0.30% of their portfolio NEWTON, MA 208,425208.4k $5.6m $5.6m 0.30% Added +105.3k +105,335
8 Wealthspire Advisors, LLC 0.04% of their portfolio NEW YORK, NY 207,936207.9k $5.6m $5.6m 0.04% Reduced -7.3k -7,301
9 CWM, LLC 0.01% of their portfolio OMAHA, NE 175,994176.0k $4.7m $4.7m 0.01% Added +9.8k +9,754
10 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 118,525118.5k $3.2m $3.2m 0.00% Added +81.3k +81,256
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 91,43791.4k $2.4m $2.4m 0.00% Added +11.9k +11,930
12 Fifth Third Securities, Inc. 0.15% of their portfolio Cincinnati, OH 88,23788.2k $2.4m $2.4m 0.15% Added +39.0k +38,982
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 77,05577.1k $2.1m $2.1m 0.00% Added +16.4k +16,376
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 68,59368.6k $1.8m $1.8m 0.00% Added +33.2k +33,165
15 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.39% of their portfolio RICHMOND, VA 56,43256.4k $1.5m $1.5m 0.39% Added +12.5k +12,457
16 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 38,05038.0k $1.0m $1.0m 0.00% Added +7.8k +7,850
17 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 34,99735.0k $936.0k $936.0k 0.01% Reduced -13.6k -13,622
18 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 24,34224.3k $663.8k $663.8k 0.00% Added +8.7k +8,662
19 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 20,45520.5k $547.1k $547.1k 0.00% New
20 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 18,48518.5k $494.4k $494.4k 0.01% Reduced -7.8k -7,767
21 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 11,22611.2k $300.0k $300.0k 0.00% New
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,97911.0k $293.6k $293.6k 0.00% Unchanged
23 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 10,63010.6k $284.3k $284.3k 0.00% Unchanged
24 Savant Capital, LLC 0.00% of their portfolio ROCKFORD, IL 9,5259.5k $254.7k $254.7k 0.00% Added +44 +44
25 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 8,9719.0k $239.9k $239.9k 0.00% New
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 8,8318.8k $236.2k $236.2k 0.00% Added +1.2k +1,168
27 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 8,4768.5k $226.7k $226.7k 0.00% Added +169 +169
28 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 7,7077.7k $206.1k $206.1k 0.00% Reduced -493.8k -493,804
29 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,9633.0k $79.2k $79.2k 0.00% Unchanged
30 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,8892.9k $77.3k $77.3k 0.00% Reduced -233 -233
31 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,8882.9k $77.0k $77.0k 0.00% New
32 Quest 10 Wealth Builders, Inc. 0.05% of their portfolio Fuquay-Varina, VA 1,9592.0k $52.4k $52.4k 0.05% Reduced -7.9k -7,944
33 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,9501.9k $52.3k $52.3k 0.00% Added +1.3k +1,340
34 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,1171.1k $29.9k $29.9k 0.00% Unchanged
35 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,0001.0k $26.7k $26.7k 0.00% Unchanged
36 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 994994 $26.6k $26.6k 0.00% New
37 Cornerstone Wealth Partners, LLC 0.01% of their portfolio OKEMOS, MI 655655 $17.5k $17.5k 0.01% New
38 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 560560 $15.0k $15.0k 0.00% Unchanged
39 Triumph Capital Management 0.00% of their portfolio DENVER, CO 464464 $12.4k $12.4k 0.00% Unchanged
40 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 213213 $5.7k $5.7k 0.00% Unchanged
41 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 182182 $4.9k $4.9k 0.00% Added +4 +4
42 Key Capital Management, INC 0.00% of their portfolio HENDERSONVILLE, TN 37075, TN 175175 $4.7k $4.7k 0.00% Reduced -21.1k -21,111
43 AMERIFLEX GROUP, INC. 0.00% of their portfolio LAS VEGAS, NV 101101 $2.7k $2.7k 0.00% New
44 Networth Advisors, LLC 0.00% of their portfolio CANONSBURG, PA 5151 $1.4k $1.4k 0.00% Reduced -361 -361
45 Lloyd Advisory Services, LLC. 0.00% of their portfolio SUWANEE, GA 66 $150 $150 0.00% Reduced -382 -382
46 Kingdom Financial Group LLC. 0.00% of their portfolio PEORIA, AZ 66 $150 $150 0.00% Reduced -5.9k -5,932