Vault-13

NEUBERGER BERMAN ETF TRUST NBOS

OPT STRATEGY ETF · ETP · CUSIP 64135A705

55 institutional holders +7 vs Q3 2025
12,085,14212.1m shares reported held*
$329.6mreported value*
13 new 17 added 13 reduced 6 sold out net bought ≈ $96.8k (+3.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($87.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.27.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q1 24: 27Q2 24: 30Q3 24: 33Q4 24: 46Q1 25: 44Q2 25: 47Q3 25: 48Q4 25: 5555Q1 24Q3 24Q1 25Q3 25Q4 25
Numbers
QuarterHolders
Q1 202427
Q2 202430
Q3 202433
Q4 202446
Q1 202544
Q2 202547
Q3 202548
Q4 202555

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 24: 13 bought or addedQ2 24: 12 cut or sold outQ2 24Q3 24: 16 bought or addedQ3 24: 12 cut or sold outQ4 24: 22 bought or addedQ4 24: 14 cut or sold outQ4 24Q1 25: 17 bought or addedQ1 25: 25 cut or sold outQ2 25: 23 bought or addedQ2 25: 16 cut or sold outQ2 25Q3 25: 24 bought or addedQ3 25: 22 cut or sold outQ4 25: 30 bought or addedQ4 25: 19 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q2 20241312
Q3 20241612
Q4 20242214
Q1 20251725
Q2 20252316
Q3 20252422
Q4 20253019

Biggest buyers

CARY STREET PARTNERS FINANCIAL LLC New +769,101+769.1k
CWM, LLC Added +149,849+149.8k
Proficio Capital Partners LLC New +103,090+103.1k
CARY STREET PARTNERS INVESTMENT ADVISORY LLC New +43,975+44.0k
Edge Financial Advisors LLC New +23,798+23.8k
BlackRock, Inc. New +19,782+19.8k
MML INVESTORS SERVICES, LLC Added +19,119+19.1k
AE Wealth Management LLC Added +18,747+18.7k
LPL Financial LLC Added +12,761+12.8k
OLD MISSION CAPITAL LLC Added +12,374+12.4k

Biggest sellers

NEUBERGER BERMAN GROUP LLC Reduced -760,635-760.6k
ASSETMARK, INC Reduced -173,467-173.5k
OSAIC HOLDINGS, INC. Reduced -94,400-94.4k
RAYMOND JAMES FINANCIAL INC Reduced -86,149-86.1k
B.O.S.S. Retirement Advisors, LLC Reduced -29,870-29.9k
LifeWealth Investments, LLC Reduced -15,270-15.3k
SageView Advisory Group, LLC Reduced -10,612-10.6k
JANE STREET GROUP, LLC Sold out -8,193-8.2k
Summit Trail Advisors, LLC Sold out -7,962-8.0k
Cambridge Investment Research Advisors, Inc. Sold out -7,665-7.7k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NEUBERGER BERMAN GROUP LLC 0.14% of their portfolio NEW YORK, NY 6,921,4126.9m $188.7m $188.7m 0.14% Reduced -760.6k -760,635
2 ASSETMARK, INC 0.06% of their portfolio CONCORD, CA 1,059,0781.1m $28.9m $28.9m 0.06% Reduced -173.5k -173,467
3 CARY STREET PARTNERS FINANCIAL LLC 0.52% of their portfolio RICHMOND, VA 769,101769.1k $21.0m $21.0m 0.52% New
4 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 615,147615.1k $16.8m $16.8m 0.04% Added +19.1k +19,119
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 583,856583.9k $15.9m $15.9m 0.00% Added +12.8k +12,761
6 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 501,511501.5k $13.7m $13.7m 0.08% Added +18.7k +18,747
7 MARQUETTE ASSOCIATES, INC. 16.15% of their portfolio CHICAGO, IL 462,368462.4k $12.6m $12.6m 16.15% Unchanged
8 Wealthspire Advisors, LLC 0.05% of their portfolio NEW YORK, NY 215,237215.2k $5.9m $5.9m 0.05% Reduced -5.0k -5,048
9 CWM, LLC 0.01% of their portfolio OMAHA, NE 166,240166.2k $4.5m $4.5m 0.01% Added +149.8k +149,849
10 Proficio Capital Partners LLC 0.20% of their portfolio NEWTON, MA 103,090103.1k $2.8m $2.8m 0.20% New
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 79,50779.5k $2.2m $2.2m 0.00% Reduced -5.8k -5,756
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 60,67960.7k $1.7m $1.7m 0.00% Reduced -94.4k -94,400
13 Fifth Third Securities, Inc. 0.09% of their portfolio Cincinnati, OH 49,25549.3k $1.3m $1.3m 0.09% Added +4.9k +4,867
14 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 48,61948.6k $1.3m $1.3m 0.01% Reduced -6.5k -6,459
15 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.32% of their portfolio RICHMOND, VA 43,97544.0k $1.2m $1.2m 0.32% New
16 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 37,26937.3k $1.0m $1.0m 0.00% Reduced -86.1k -86,149
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 35,42835.4k $966.1k $966.1k 0.00% Added +8.9k +8,868
18 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 30,20030.2k $824.0k $824.0k 0.00% Added +1.7k +1,675
19 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 26,25226.3k $715.9k $715.9k 0.03% Added +12.4k +12,374
20 Edge Financial Advisors LLC 0.27% of their portfolio WHEATON, IL 23,79823.8k $649.0k $649.0k 0.27% New
21 Key Capital Management, INC 0.58% of their portfolio HENDERSONVILLE, TN 37075, TN 21,28621.3k $580.5k $580.5k 0.58% First filing
22 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 21,06621.1k $574.5k $574.5k 0.00% Unchanged
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,34420.3k $554.8k $554.8k 0.00% Added +5.0k +4,958
24 BlackRock, Inc. 0.00% of their portfolio New York, NY 19,78219.8k $539.5k $539.5k 0.00% New
25 TFB Advisors LLC 0.13% of their portfolio OVERLAND PARK, KS 16,51116.5k $450.3k $450.3k 0.13% Added +86 +86
26 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 15,68015.7k $427.6k $427.6k 0.00% Added +269 +269
27 LifeWealth Investments, LLC 0.12% of their portfolio WINTER GARDEN, FL 14,41014.4k $393.0k $393.0k 0.12% Reduced -15.3k -15,270
28 B.O.S.S. Retirement Advisors, LLC 0.11% of their portfolio Lehi, UT 13,39413.4k $365.3k $365.3k 0.11% Reduced -29.9k -29,870
29 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 13,02513.0k $355.2k $355.2k 0.00% Added +1.8k +1,805
30 Simplicity Wealth,LLC 0.02% of their portfolio SUMMIT, NJ 12,77512.8k $348.4k $348.4k 0.02% Added +78 +78
31 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,97911.0k $299.4k $299.4k 0.00% Unchanged
32 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 10,63010.6k $289.9k $289.9k 0.00% Unchanged
33 Quest 10 Wealth Builders, Inc. 0.24% of their portfolio Fuquay-Varina, VA 9,9039.9k $270.1k $270.1k 0.24% Reduced -319 -319
34 Savant Capital, LLC 0.00% of their portfolio ROCKFORD, IL 9,4819.5k $258.6k $258.6k 0.00% Added +44 +44
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,3209.3k $254.2k $254.2k 0.00% New
36 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 8,3078.3k $226.5k $226.5k 0.00% Added +170 +170
37 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 7,6637.7k $209.0k $209.0k 0.00% Added +74 +74
38 Kingdom Financial Group LLC. 0.05% of their portfolio PEORIA, AZ 5,9385.9k $161.9k $161.9k 0.05% New
39 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,1223.1k $85.1k $85.1k 0.00% New
40 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,9633.0k $80.8k $80.8k 0.00% Unchanged
41 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 1,9732.0k $54.0k $54.0k 0.00% Reduced -333 -333
42 Raleigh Capital Management Inc. 0.02% of their portfolio CARY, NC 1,6061.6k $43.8k $43.8k 0.02% New
43 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,1171.1k $30.5k $30.5k 0.00% Added +537 +537
44 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,0001.0k $27.3k $27.3k 0.00% New
45 SageView Advisory Group, LLC 0.00% of their portfolio Newport Beach, CA 790790 $21.5k $21.5k 0.00% Reduced -10.6k -10,612
46 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 610610 $16.6k $16.6k 0.00% Unchanged
47 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 560560 $15.3k $15.3k 0.00% Unchanged
48 Triumph Capital Management 0.00% of their portfolio DENVER, CO 464464 $12.7k $12.7k 0.00% New
49 Networth Advisors, LLC 0.01% of their portfolio CANONSBURG, PA 412412 $11.2k $11.2k 0.01% First filing
50 Lloyd Advisory Services, LLC. 0.00% of their portfolio SUWANEE, GA 388388 $10.6k $10.6k 0.00% New
51 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 367367 $10.0k $10.0k 0.00% New
52 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 213213 $5.8k $5.8k 0.00% Unchanged
53 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 178178 $4.9k $4.9k 0.00% Reduced -71 -71
54 FMR LLC 0.00% of their portfolio BOSTON, MA 3232 $873 $873 0.00% Unchanged
55 Sterling Capital Management LLC 0.00% of their portfolio CHARLOTTE, NC 2626 $709 $709 0.00% Unchanged