NEUBASE THERAPEUTICS INC NBSE
COM NEW · Common Stock · CUSIP 64132K201
22
institutional holders
+2 vs Q3 2023
460.2k
shares reported held*
$340.2kreported value*
4 new
3 added
4 reduced
1 sold out
net bought ≈ $130.2k (+175.9k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.74. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q2 2023 | 25 |
| Q3 2023 | 20 |
| Q4 2023 | 22 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2023 | 5 | 9 |
| Q4 2023 | 7 | 5 |
Biggest buyers
| UBS Group AG | New | +65.7k |
| RENAISSANCE TECHNOLOGIES LLC | New | +57.0k |
| Carnegie Mellon University | New | +47.0k |
| TWO SIGMA INVESTMENTS, LP | New | +21.1k |
| Tower Research Capital LLC (TRC) | Added | +16 |
| WELLS FARGO & COMPANY/MN | Added | +14 |
| MORGAN STANLEY | Added | +9 |
Biggest sellers
| TWO SIGMA SECURITIES, LLC | Sold out | -12.4k |
| Kestra Advisory Services, LLC | Reduced | -1.5k |
| ROYAL BANK OF CANADA | Reduced | -362 |
| BlackRock Inc. | Reduced | -356 |
| FIRST MANHATTAN CO. LLC. | Reduced | -353 |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| GREENLIGHT CAPITAL INC 0.00% of their portfolio | 136.3k $100.9k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 65.7k $48.6k | New |
| Point72 Asset Management, L.P. 0.00% of their portfolio | 62.5k $46.3k | Unchanged |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 57.0k $42.0k | New |
| Carnegie Mellon University 0.04% of their portfolio | 47.0k $34.8k | New |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 21.1k $15.6k | New |
| VANGUARD GROUP INC 0.00% of their portfolio | 19.0k $14.0k | Unchanged |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 16.5k $12.2k | Reduced -1.5k |
| PRELUDE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 15.6k $11.5k | Unchanged |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 15.5k $11.5k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 2.4k $1.8k | Added +16 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 804 $595 | Unchanged |
| FIRST MANHATTAN CO. LLC. 0.00% of their portfolio | 353 $261 | Reduced -353 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 300 $0 | Reduced -362 |
| BlackRock Inc. 0.00% of their portfolio | 84 $62 | Reduced -356 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 79 $58 | Added +14 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 22 $16 | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 21 $16 | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 18 $12 | Added +9 |
| Global Wealth Management Investment Advisory, Inc. 0.00% of their portfolio | 12 $9 | Unchanged |
| NFSG Corp 0.00% of their portfolio | 12 $9 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |