NEUBASE THERAPEUTICS INC NBSE
COM NEW · Common Stock · CUSIP 64132K201
20
institutional holders
-5 vs Q2 2023
300.0k
shares reported held*
$260.4kreported value*
1 new
4 added
3 reduced
6 sold out
net sold ≈ $158.4k (-181.8k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.87. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q2 2023 | 25 |
| Q3 2023 | 20 |
Biggest buyers
| TWO SIGMA SECURITIES, LLC | New | +12.4k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +3.8k |
| ROYAL BANK OF CANADA | Added | +379 |
| WELLS FARGO & COMPANY/MN | Added | +3 |
| MORGAN STANLEY | Added | +2 |
Biggest sellers
| ARMISTICE CAPITAL, LLC | Sold out | -166.2k |
| RENAISSANCE TECHNOLOGIES LLC | Sold out | -12.6k |
| Kestra Advisory Services, LLC | Reduced | -7.5k |
| CM Management, LLC | Sold out | -6.0k |
| Tower Research Capital LLC (TRC) | Reduced | -5.4k |
| JPMORGAN CHASE & CO | Sold out | -539 |
| UBS Group AG | Sold out | -68 |
| BlackRock Inc. | Reduced | -24 |
| IFP Advisors, Inc | Sold out | -10 |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| GREENLIGHT CAPITAL INC 0.01% of their portfolio | 136.3k $118.6k | Unchanged |
| Point72 Asset Management, L.P. 0.00% of their portfolio | 62.5k $54.4k | Unchanged |
| VANGUARD GROUP INC 0.00% of their portfolio | 19.0k $16.5k | Unchanged |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 18.0k $15.6k | Reduced -7.5k |
| JACOB ASSET MANAGEMENT OF NEW YORK LLC 0.02% of their portfolio | 15.7k $13.6k | Unchanged |
| PRELUDE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 15.6k $13.5k | Unchanged |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 15.5k $13.5k | Added +3.8k |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 12.4k $10.7k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 2.4k $2.1k | Reduced -5.4k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 804 $698 | Unchanged |
| FIRST MANHATTAN CO. LLC. 0.00% of their portfolio | 706 $614 | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 662 $0 | Added +379 |
| BlackRock Inc. 0.00% of their portfolio | 440 $383 | Reduced -24 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 65 $56 | Added +3 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 22 $19 | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 21 $18 | Unchanged |
| Global Wealth Management Investment Advisory, Inc. 0.00% of their portfolio | 12 $10 | Unchanged |
| NFSG Corp 0.00% of their portfolio | 12 $10 | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 9 $8 | Added +2 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |