Vault-13

NEUBERGER BERMAN HIGH YIELD NHS

COM · Closed-End Fund · CUSIP 64128C106

61 institutional holders +8 vs Q1 2026
13,944,13013.9m shares reported held*
$87.0mreported value*
18 new 26 added 8 reduced 10 sold out net bought ≈ $45.2m (+7.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.24.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 47Q4 22: 41Q1 23: 43Q2 23: 46Q3 23: 41Q4 23: 44Q1 24: 35Q2 24: 38Q3 24: 32Q4 24: 40Q1 25: 39Q2 25: 42Q3 25: 42Q4 25: 43Q1 26: 53Q2 26: 6161Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202247
Q4 202241
Q1 202343
Q2 202346
Q3 202341
Q4 202344
Q1 202435
Q2 202438
Q3 202432
Q4 202440
Q1 202539
Q2 202542
Q3 202542
Q4 202543
Q1 202653
Q2 202661

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 15 bought or addedQ3 24: 15 cut or sold outQ4 24: 26 bought or addedQ4 24: 12 cut or sold outQ4 24Q1 25: 16 bought or addedQ1 25: 22 cut or sold outQ2 25: 27 bought or addedQ2 25: 11 cut or sold outQ2 25Q3 25: 24 bought or addedQ3 25: 18 cut or sold outQ4 25: 22 bought or addedQ4 25: 21 cut or sold outQ4 25Q1 26: 31 bought or addedQ1 26: 18 cut or sold outQ2 26: 44 bought or addedQ2 26: 18 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241515
Q4 20242612
Q1 20251622
Q2 20252711
Q3 20252418
Q4 20252221
Q1 20263118
Q2 20264418

Biggest buyers

SIT INVESTMENT ASSOCIATES INC Added +5,300,207+5.3m
RIVERNORTH CAPITAL MANAGEMENT, LLC New +1,371,413+1.4m
ABSOLUTE INVESTMENT ADVISERS, LLC New +800,744+800.7k
J.W. COLE ADVISORS, INC. New +218,297+218.3k
TORONTO DOMINION BANK New +204,757+204.8k
Clear Street Group Inc. New +198,684+198.7k
Marex Group Ltd Added +116,473+116.5k
Invesco Ltd. Added +79,763+79.8k
Uncommon Cents Investing LLC Added +66,588+66.6k
MORGAN STANLEY Added +66,138+66.1k

Biggest sellers

BOOTHBAY FUND MANAGEMENT, LLC Sold out -487,326-487.3k
Alpine Global Management, LLC Sold out -481,027-481.0k
Cable Car Capital, LP Reduced -316,831-316.8k
Quarry LP Reduced -145,393-145.4k
Yakira Capital Management, Inc. Sold out -104,209-104.2k
LPL Financial LLC Reduced -65,557-65.6k
Allspring Global Investments Holdings, LLC Sold out -48,654-48.7k
GUGGENHEIM CAPITAL LLC Reduced -44,525-44.5k
NOMURA HOLDINGS INC Sold out -25,000-25.0k
Cetera Investment Advisers Sold out -22,660-22.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.0 pts · filed 2026-10-19 19.4% -1.0 pts 5.0m≈ $31.4m 2026-10-19
SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2026-05-05 13.0% new 5.4m≈ $34.0m 2026-05-05

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.66% of their portfolio Minneapolis, MN 5,605,4815.6m $35.0m $35.0m 0.66% Added +5.3m +5,300,207
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.41% of their portfolio WEST PALM BEACH, FL 1,371,4131.4m $8.6m $8.6m 0.41% New
3 ABSOLUTE INVESTMENT ADVISERS, LLC 0.48% of their portfolio ROSEMARY BEACH, FL 800,744800.7k $5.0m $5.0m 0.48% New
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 725,270725.3k $4.5m $4.5m 0.00% Added +66.1k +66,138
5 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 488,989489.0k $3.1m $3.1m 0.02% Reduced -44.5k -44,525
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 415,028415.0k $2.6m $2.6m 0.00% Reduced -65.6k -65,557
7 GraniteShares Advisors LLC 1.58% of their portfolio NEW YORK, NY 392,922392.9k $2.5m $2.5m 1.58% Added +51.4k +51,425
8 Quarry LP 0.34% of their portfolio NEW YORK, NY 341,935341.9k $2.1m $2.1m 0.34% Reduced -145.4k -145,393
9 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 322,732322.7k $2.0m $2.0m 0.00% Added +79.8k +79,763
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 286,201286.2k $1.8m $1.8m 0.00% Added +19.9k +19,887
11 Uncommon Cents Investing LLC 0.34% of their portfolio JANESVILLE, WI 247,750247.8k $1.5m $1.5m 0.34% Added +66.6k +66,588
12 Cable Car Capital, LP 0.06% of their portfolio SAN FRANCISCO, CA 233,169233.2k $1.5m $1.5m 0.06% Reduced -316.8k -316,831
13 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 218,297218.3k $1.4m $1.4m 0.02% New
14 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 204,757204.8k $1.3m $1.3m 0.00% New
15 Clear Street Group Inc. 0.00% of their portfolio NEW YORK, NY 198,684198.7k $1.2m $1.2m 0.00% New
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 198,182198.2k $1.2m $1.2m 0.00% Added +8.2k +8,182
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 172,589172.6k $1.1m $1.1m 0.00% Reduced -335 -335
18 Marex Group Ltd 0.01% of their portfolio London, X0 161,473161.5k $1.0m $1.0m 0.01% Added +116.5k +116,473
19 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 152,385152.4k $950.9k $950.9k 0.01% Reduced -16.9k -16,916
20 Bramshill Investments, LLC 0.06% of their portfolio NAPLES, FL 133,785133.8k $834.8k $834.8k 0.06% Added +34.7k +34,682
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 112,370112.4k $701.2k $701.2k 0.00% Added +26.7k +26,694
22 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 110,364110.4k $688.7k $688.7k 0.00% Added +20.7k +20,742
23 MELFA WEALTH MANAGEMENT, INC. 0.35% of their portfolio WESTBOROUGH, MA 104,287104.3k $650.8k $650.8k 0.35% Added +8.0k +8,000
24 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 62,48862.5k $389.9k $389.9k 0.01% New
25 Logan Stone Capital, LLC 0.08% of their portfolio CHICAGO, IL 61,13261.1k $381.5k $381.5k 0.08% New
26 Total Wealth Planning & Management, Inc. 0.25% of their portfolio Ponte Vedra Beach, FL 54,30254.3k $338.8k $338.8k 0.25% Added +6.5k +6,542
27 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 53,68053.7k $335.0k $335.0k 0.00% Added +6.7k +6,670
28 READYSTATE ASSET MANAGEMENT LP 0.01% of their portfolio CHICAGO, IL 52,15152.2k $325.4k $325.4k 0.01% New
29 UBS Group AG 0.00% of their portfolio ZURICH, V8 49,62249.6k $309.6k $309.6k 0.00% Added +24.6k +24,568
30 Apollon Wealth Management, LLC 0.00% of their portfolio MOUNT PLEASANT, SC 47,07847.1k $293.8k $293.8k 0.00% Added +1.1k +1,113
31 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 46,00046.0k $287.0k $287.0k 0.00% Unchanged
32 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 45,66145.7k $284.9k $284.9k 0.03% Added +5.7k +5,748
33 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 45,21545.2k $282.1k $282.1k 0.00% Added +3.2k +3,221
34 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 37,73737.7k $235.5k $235.5k 0.00% New
35 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 33,00033.0k $205.9k $205.9k 0.01% Added +17.0k +17,000
36 ROBINSON CAPITAL MANAGEMENT, LLC 0.09% of their portfolio GROSSE POINTE FARMS, MI 32,99333.0k $205.9k $205.9k 0.09% Unchanged
37 TrueMark Investments, LLC 0.02% of their portfolio CHICAGO, IL 31,34731.3k $195.6k $195.6k 0.02% New
38 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 30,64830.6k $191.2k $191.2k 0.00% Added +26 +26
39 StoneX Group Inc. 0.01% of their portfolio NEW YORK, NY 28,93828.9k $184.8k $184.8k 0.01% New
40 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 28,76328.8k $179.5k $179.5k 0.00% Added +2.2k +2,212
41 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 22,06222.1k $138.0k $138.0k 0.00% Added +11.5k +11,467
42 AlphaCore Capital LLC 0.00% of their portfolio LA JOLLA, CA 21,00021.0k $131.0k $131.0k 0.00% Reduced -3.0k -3,000
43 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 19,26019.3k $120.2k $120.2k 0.00% New
44 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 19,13219.1k $119.4k $119.4k 0.00% New
45 MRA Advisory Group 0.04% of their portfolio PARSIPPANY, NJ 19,01719.0k $118.7k $118.7k 0.04% Added +515 +515
46 PFG Investments, LLC 0.00% of their portfolio WOODBURY, NY 18,50018.5k $115.4k $115.4k 0.00% New
47 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 15,51915.5k $96.8k $96.8k 0.00% Added +3.0k +3,000
48 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 13,24413.2k $82.6k $82.6k 0.00% Unchanged
49 CURA WEALTH ADVISORS, LLC 0.03% of their portfolio CHICAGO, IL 12,28212.3k $76.6k $76.6k 0.03% Unchanged
50 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 11,30111.3k $70.5k $70.5k 0.00% New
51 BAILARD, INC. 0.00% of their portfolio Foster City, CA 10,83910.8k $67.6k $67.6k 0.00% Unchanged
52 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 10,34110.3k $65.0k $65.0k 0.00% Reduced -3.6k -3,554
53 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 3,0143.0k $18.8k $18.8k 0.00% Added +282 +282
54 Axiom Investment Management LLC 0.01% of their portfolio NEW YORK, NY 2,5232.5k $15.7k $15.7k 0.01% Unchanged
55 Osbon Capital Management LLC 0.01% of their portfolio BOSTON, MA 1,8101.8k $11.3k $11.3k 0.01% New
56 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 1,5001.5k $9.4k $9.4k 0.00% Unchanged
57 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,1311.1k $7.1k $7.1k 0.00% First filing
58 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,0661.1k $6.7k $6.7k 0.00% Added +294 +294
59 Community Financial Services Group, LLC 0.00% of their portfolio NEWPORT, VT 470470 $2.9k $2.9k 0.00% Unchanged
60 Pinnacle Wealth Planning Services, Inc. 0.00% of their portfolio MANSFIELD, OH 388388 $2.4k $2.4k 0.00% New
61 WPG Advisers, LLC 0.00% of their portfolio BALTIMORE, MD 169169 $1.1k $1.1k 0.00% New