Vault-13

NETCAPITAL INC NCPLW

*W EXP 07/12/202 · Equity WRT · CUSIP 64113L111

8 institutional holders -1 vs Q1 2023
574,624574.6k shares reported held*
$70.7kreported value*
1 new 2 added 3 reduced 1 sold out net sold ≈ $4.3k (-27.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.12.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0510Q3 22: 6Q4 22: 9Q1 23: 9Q2 23: 88Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 20226
Q4 20229
Q1 20239
Q2 20238

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
404Q4 22: 3 bought or addedQ4 22: 1 cut or sold outQ4 22Q1 23: 1 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 3 bought or addedQ2 23: 4 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202231
Q1 202314
Q2 202334

Biggest buyers

Warberg Asset Management LLC Added +43,578+43.6k
CLEAR STREET LLC Added +8,458+8.5k
UBS Group AG New +2,310+2.3k

Biggest sellers

Coppell Advisory Solutions LLC Reduced -41,424-41.4k
Walleye Capital LLC Reduced -26,793-26.8k
CITADEL ADVISORS LLC Sold out -12,458-12.5k
BARD ASSOCIATES INC Reduced -1,200-1.2k

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BARD ASSOCIATES INC 0.01% of their portfolio CHICAGO, IL 235,225235.2k $18.6k $18.6k 0.01% Reduced -1.2k -1,200
2 Warberg Asset Management LLC 0.00% of their portfolio WINNETKA, IL 148,578148.6k $15.3k $15.3k 0.00% Added +43.6k +43,578
3 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 133,680133.7k $17.1k $17.1k 0.00% Reduced -26.8k -26,793
4 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 35,55935.6k $4.5k $4.5k 0.00% Added +8.5k +8,458
5 One68 Global Capital, LLC 0.03% of their portfolio NEW YORK, NY 18,92818.9k $4.9k $4.9k 0.03% Unchanged
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,3102.3k $182 $182 0.00% New
7 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 344344 $10.0k $10.0k 0.00% Reduced -41.4k -41,424
8 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged