Vault-13

NEOVOLTA INC NEOV

COM · Common Stock · CUSIP 640655106

40 institutional holders +4 vs Q1 2026
15,250,37915.3m shares reported held*
35.7% of all shares outstanding*
$48.0mreported value*
17 new 8 added 8 reduced 12 sold out net bought ≈ $16.3m (+5.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 42.7m as of 2026-05-14, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $3.15. Options: 4 managers hold calls ($403.5k notional), 6 hold puts ($498.3k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 17Q4 22: 19Q1 23: 16Q2 23: 15Q3 23: 16Q4 23: 20Q1 24: 16Q2 24: 15Q3 24: 16Q4 24: 31Q1 25: 24Q2 25: 24Q3 25: 25Q4 25: 33Q1 26: 36Q2 26: 4040Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202217
Q4 202219
Q1 202316
Q2 202315
Q3 202316
Q4 202320
Q1 202416
Q2 202415
Q3 202416
Q4 202431
Q1 202524
Q2 202524
Q3 202525
Q4 202533
Q1 202636
Q2 202640

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 6 bought or addedQ3 24: 6 cut or sold outQ4 24: 23 bought or addedQ4 24: 3 cut or sold outQ4 24Q1 25: 12 bought or addedQ1 25: 13 cut or sold outQ2 25: 8 bought or addedQ2 25: 10 cut or sold outQ2 25Q3 25: 15 bought or addedQ3 25: 6 cut or sold outQ4 25: 20 bought or addedQ4 25: 7 cut or sold outQ4 25Q1 26: 17 bought or addedQ1 26: 19 cut or sold outQ2 26: 25 bought or addedQ2 26: 20 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202466
Q4 2024233
Q1 20251213
Q2 2025810
Q3 2025156
Q4 2025207
Q1 20261719
Q2 20262520

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 25 calls: $0Q3 25 puts: $0Q3 25P/C —Q4 25 calls: $0Q4 25 puts: $0Q4 25P/C —Q1 26 calls: $40.7kQ1 26 puts: $0Q1 26P/C 0.00Q2 26 calls: $403.5kQ2 26 puts: $498.3kQ2 26P/C 1.23
Numbers
QuarterCallsPutsP/C
Q3 2025$0$0—
Q4 2025$0$0—
Q1 2026$40.7k$00.00
Q2 2026$403.5k$498.3k1.23

Biggest buyers

MARSHALL WACE, LLP Added +1,849,432+1.8m
AWM Investment Company, Inc. New +1,645,557+1.6m
Alyeska Investment Group, L.P. New +1,550,000+1.6m
Arosa Capital Management LP New +320,000+320.0k
RENAISSANCE TECHNOLOGIES LLC New +263,751+263.8k
VANGUARD CAPITAL MANAGEMENT LLC Added +262,219+262.2k
HRT FINANCIAL LP New +178,411+178.4k
CITADEL ADVISORS LLC New +158,461+158.5k
Scientech Research LLC New +107,676+107.7k
MGO ONE SEVEN LLC New +88,500+88.5k

Biggest sellers

Legacy Wealth Managment, LLC/ID Reduced -428,509-428.5k
MILLENNIUM MANAGEMENT LLC Sold out -259,900-259.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -187,870-187.9k
683 Capital Management, LLC Sold out -170,000-170.0k
BARCLAYS PLC Reduced -108,518-108.5k
UBS Group AG Reduced -65,128-65.1k
Hudson Bay Capital Management LP Sold out -59,182-59.2k
Schonfeld Strategic Advisors LLC Sold out -50,718-50.7k
TRUIST FINANCIAL CORP Sold out -42,416-42.4k
BANK OF AMERICA CORP /DE/ Sold out -38,187-38.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $240.7k76.4k shares
SIMPLEX TRADING, LLC New $94.8k30.1k shares
IMC-Chicago, LLC New $35.0k11.1k shares
JANE STREET GROUP, LLC New $33.1k10.5k shares

Biggest puts

JANE STREET GROUP, LLC New $183.6k58.3k shares
SIMPLEX TRADING, LLC New $140.5k44.6k shares
CITADEL ADVISORS LLC New $70.2k22.3k shares
IMC-Chicago, LLC New $62.4k19.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $41.3k13.1k shares
GROUP ONE TRADING LLC New $315100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Infinite Grid Capital, LP 13G · passive investor -1.8 pts · filed 2026-08-14 7.6% -1.8 pts 4.5m≈ $11.2m 2026-08-14

Fell to 5% or below in the last year: DAVIDSON KEMPNER CAPITAL MANAGEMENT LP (4.5%, 2026-01-29)

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 2 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——
Q2 20262$231.8k0——
Q3 20260—0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-06-11 Hass John A Director Bought 25,000 $1.92 $48.0k25.0k shares +33%
2026-06-01 Bond Steve Executive Vice President, director Bought 43,000 $1.99 $85.6k43.0k shares +5%
2026-05-19 Bond Steve Executive Vice President, director Bought 47,000 $2.09 $98.2k47.0k shares +6%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Legacy Wealth Managment, LLC/ID 6.36% of their portfolio BOISE, ID 4,896,5154.9m $15.4m $15.4m 6.36% Reduced -428.5k -428,509
2 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 1,975,4232.0m $6.2m $6.2m 0.01% Added +1.8m +1,849,432
3 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 1,948,1401.9m $6.1m $6.1m 0.00% Added +262.2k +262,219
4 AWM Investment Company, Inc. 0.45% of their portfolio NEW YORK, NY 1,645,5571.6m $5.2m $5.2m 0.45% New
5 Alyeska Investment Group, L.P. 0.01% of their portfolio CHICAGO, IL 1,550,0001.6m $4.9m $4.9m 0.01% New
6 BlackRock, Inc. 0.00% of their portfolio New York, NY 518,297518.3k $1.6m $1.6m 0.00% Added +27.3k +27,281
7 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 438,387438.4k $1.4m $1.4m 0.00% Added +67.2k +67,169
8 Arosa Capital Management LP 0.88% of their portfolio MIAMI BEACH, FL 320,000320.0k $1.0m $1.0m 0.88% New
9 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 263,751263.8k $830.8k $830.8k 0.00% New
10 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 219,931219.9k $692.8k $692.8k 0.00% Reduced -13.7k -13,684
11 BIP Wealth, LLC 0.02% of their portfolio ATLANTA, GA 214,159214.2k $674.6k $674.6k 0.02% Unchanged
12 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 178,411178.4k $561.0k $561.0k 0.00% New
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 173,800173.8k $547.5k $547.5k 0.00% Reduced -65.1k -65,128
14 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 158,461158.5k $499.2k $499.2k 0.00% New
15 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 149,164149.2k $469.9k $469.9k 0.00% Unchanged
16 Scientech Research LLC 0.27% of their portfolio JERSEY CITY, NJ 107,676107.7k $339.2k $339.2k 0.27% New
17 MGO ONE SEVEN LLC 0.00% of their portfolio Beachwood, OH 88,50088.5k $278.8k $278.8k 0.00% New
18 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 84,51484.5k $266.2k $266.2k 0.00% Reduced -29.8k -29,816
19 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 38,79038.8k $122.2k $122.2k 0.00% New
20 Centiva Capital, LP 0.00% of their portfolio New York, NY 32,99633.0k $103.9k $103.9k 0.00% New
21 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 32,38132.4k $102.0k $102.0k 0.00% Reduced -31.3k -31,262
22 Keel Point, LLC 0.01% of their portfolio HUNTSVILLE, AL 32,35532.4k $101.9k $101.9k 0.01% New
23 Sovran Advisors, LLC 0.00% of their portfolio SAN DIEGO, CA 24,50924.5k $49.3k $49.3k 0.00% Unchanged
24 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 23,72123.7k $74.7k $74.7k 0.00% Added +22.9k +22,949
25 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 20,28920.3k $63.9k $63.9k 0.00% New
26 INDEPENDENT FINANCIAL GROUP, LLC 0.00% of their portfolio SAN DIEGO, CA 18,58018.6k $58.5k $58.5k 0.00% New
27 Mariner, LLC 0.00% of their portfolio Overland Park, KS 16,00016.0k $50.4k $50.4k 0.00% New
28 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 12,58412.6k $39.6k $39.6k 0.00% Added +12.5k +12,466
29 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 12,38112.4k $39.0k $39.0k 0.00% New
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,29712.3k $38.7k $38.7k 0.00% Reduced -187.9k -187,870
31 Centennial Wealth Advisory LLC 0.01% of their portfolio Traverse City, MI 10,10010.1k $31.8k $31.8k 0.01% Unchanged
32 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,4079.4k $29.6k $29.6k 0.00% Reduced -13.5k -13,485
33 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 9,3229.3k $21.9k $21.9k 0.00% Added +9.3k +9,296
34 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 8,8108.8k $27.8k $27.8k 0.00% Unchanged
35 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,5453.5k $11.2k $11.2k 0.00% New
36 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 950950 $3.0k $3.0k 0.00% Unchanged
37 FMR LLC 0.00% of their portfolio BOSTON, MA 527527 $1.7k $1.7k 0.00% Added +460 +460
38 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 100100 $315 $315 0.00% Unchanged
39 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 4040 $126 $126 0.00% New
40 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 99 $28 $28 0.00% Reduced -108.5k -108,518