Vault-13

NEOGENOMICS INC NEO 0.25 01.15.28

NOTE 0.250% 1/1 · US DOMESTIC · CUSIP 64049MAB6

34 institutional holders +3 vs Q1 2023
3,291,0003.3m shares reported held*
$243.3mreported value*
3 new 7 added 9 reduced 1 sold out net sold ≈ $285.2k (-42.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $73.93.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 32Q4 22: 34Q1 23: 31Q2 23: 3434Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202232
Q4 202234
Q1 202331
Q2 202334

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 12 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 12 bought or addedQ1 23: 9 cut or sold outQ1 23Q2 23: 10 bought or addedQ2 23: 10 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221212
Q1 2023129
Q2 20231010

Biggest buyers

Linden Advisors LP Added +4,000,000+4.0m
BANK OF AMERICA CORP /DE/ Added +1,801,000+1.8m
GOLDMAN SACHS GROUP INC Added +1,500,000+1.5m
DEUTSCHE BANK AG\ Added +1,002,000+1.0m
JANE STREET GROUP, LLC New +150,000+150.0k
OAKTREE CAPITAL MANAGEMENT LP Added +114,000+114.0k
Russell Investments Group, Ltd. Added +61,000+61.0k
MORGAN STANLEY Added +45,000+45.0k
Argent Trust Co New +37,000+37.0k
HighTower Advisors, LLC New +14,000+14.0k

Biggest sellers

CAMDEN ASSET MANAGEMENT L P /CA Reduced -4,000,000-4.0m
SILVERBACK ASSET MANAGEMENT LLC Reduced -2,500,000-2.5m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -1,890,000-1.9m
CREDIT SUISSE AG/ Reduced -300,000-300.0k
NEW YORK STATE COMMON RETIREMENT FUND Reduced -159,000-159.0k
BlackRock Inc. Reduced -100,000-100.0k
Calamos Advisors LLC Reduced -82,000-82.0k
Calamos Wealth Management LLC Reduced -37,000-37.0k
BRC Group Holdings, Inc. Sold out -33,000-33.0k
Marcum Wealth, LLC Reduced -12,000-12.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Linden Advisors LP 0.66% of their portfolio New York, NY 85,576,00085.6m $62.8m $62.8m 0.66% Added +4.0m +4,000,000
2 BRAIDWELL LP 1.18% of their portfolio STAMFORD, CT 48,678,00048.7m $36.1m $36.1m 1.18% Unchanged
3 Calamos Advisors LLC 0.17% of their portfolio NAPERVILLE, IL 46,132,00046.1m $33.9m $33.9m 0.17% Reduced -82.0k -82,000
4 ADVENT CAPITAL MANAGEMENT /DE/ 0.41% of their portfolio NEW YORK, NY 27,718,00027.7m $20.5m $20.5m 0.41% Reduced -1.9m -1,890,000
5 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 17,500,00017.5m $12.9m $12.9m 0.02% Unchanged
6 SILVERBACK ASSET MANAGEMENT LLC 1.28% of their portfolio DURHAM, NC 12,768,00012.8m $9.4m $9.4m 1.28% Reduced -2.5m -2,500,000
7 OAKTREE CAPITAL MANAGEMENT LP 0.12% of their portfolio LOS ANGELES, CA 12,276,00012.3m $9.1m $9.1m 0.12% Added +114.0k +114,000
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 10,000,00010.0m $7.3m $7.3m 0.00% Added +1.5m +1,500,000
9 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 9,500,0009.5m $7.0m $7.0m 0.00% Unchanged
10 SHENKMAN CAPITAL MANAGEMENT INC 0.54% of their portfolio NEW YORK, NY 9,333,0009.3m $6.9m $6.9m 0.54% Unchanged
11 CAPSTONE INVESTMENT ADVISORS, LLC 0.19% of their portfolio NEW YORK, NY 8,708,0008.7m $6.5m $6.5m 0.19% Unchanged
12 CAMDEN ASSET MANAGEMENT L P /CA 0.20% of their portfolio Los Angeles, CA 8,000,0008.0m $5.8m $5.8m 0.20% Reduced -4.0m -4,000,000
13 TENOR CAPITAL MANAGEMENT Co., L.P. 0.12% of their portfolio NEW YORK, NY 7,500,0007.5m $5.5m $5.5m 0.12% Unchanged
14 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 5,071,0005.1m $3.7m $3.7m 0.00% Added +1.0m +1,002,000
15 AXA S.A. 0.01% of their portfolio PARIS, I0 4,900,0004.9m $3.6m $3.6m 0.01% Unchanged
16 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 4,275,0004.3m $3.1m $3.1m 0.00% Unchanged
17 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 2,706,0002.7m $2.0m $2.0m 0.00% Added +61.0k +61,000
18 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 2,491,0002.5m $1.8m $1.8m 0.00% Reduced -159.0k -159,000
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,211,0002.2m $1.6m $1.6m 0.00% Added +1.8m +1,801,000
20 BlackRock Inc. 0.00% of their portfolio New York, NY 2,029,0002.0m $1.5m $1.5m 0.00% Reduced -100.0k -100,000
21 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 1,000,0001.0m $741.2k $741.2k 0.00% Unchanged
22 CSS LLC/IL 0.05% of their portfolio CHICAGO, IL 805,000805.0k $593.9k $593.9k 0.05% Unchanged
23 COMERICA BANK 0.00% of their portfolio DALLAS, TX 650,000650.0k $0 $0 0.00% First filing
24 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 600,000600.0k $424.4k $424.4k 0.00% Reduced -300.0k -300,000
25 Calamos Wealth Management LLC 0.01% of their portfolio NAPERVILLE, IL 221,000221.0k $162.2k $162.2k 0.01% Reduced -37.0k -37,000
26 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 150,000150.0k $110.4k $110.4k 0.00% New
27 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 89,00089.0k $65.1k $65.1k 0.00% Unchanged
28 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 75,00075.0k $54.8k $54.8k 0.00% Added +45.0k +45,000
29 Argent Trust Co 0.00% of their portfolio NASHVILLE, TN 37,00037.0k $27.1k $27.1k 0.00% New
30 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 23,00023.0k $16.8k $16.8k 0.00% Reduced -12.0k -12,000
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 17,00017.0k $12.4k $12.4k 0.00% Unchanged
32 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,00014.0k $10.0k $10.0k 0.00% New
33 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 10,00010.0k $7.3k $7.3k 0.00% Unchanged
34 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged