Vault-13

NEOGENOMICS INC NEO 1.25 05.01.25

NOTE 1.250% 5/0 · US DOMESTIC · CUSIP 64049MAA8

15 institutional holders +0 vs Q4 2024
150,000150.0k shares reported held*
$175.6mreported value*
0 new 2 added 1 reduced 1 sold out net bought ≈ $0

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($73.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1170.89.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 22Q4 22: 24Q1 23: 20Q2 23: 18Q3 23: 13Q4 23: 14Q1 24: 11Q2 24: 11Q3 24: 10Q4 24: 15Q1 25: 1515Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202222
Q4 202224
Q1 202320
Q2 202318
Q3 202313
Q4 202314
Q1 202411
Q2 202411
Q3 202410
Q4 202415
Q1 202515

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q2 23: 5 bought or addedQ2 23: 5 cut or sold outQ3 23: 3 bought or addedQ3 23: 7 cut or sold outQ3 23Q4 23: 3 bought or addedQ4 23: 3 cut or sold outQ1 24: 6 bought or addedQ1 24: 4 cut or sold outQ1 24Q2 24: 2 bought or addedQ2 24: 3 cut or sold outQ3 24: 3 bought or addedQ3 24: 3 cut or sold outQ3 24Q4 24: 8 bought or addedQ4 24: 3 cut or sold outQ1 25: 2 bought or addedQ1 25: 2 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 202355
Q3 202337
Q4 202333
Q1 202464
Q2 202423
Q3 202433
Q4 202483
Q1 202522

Biggest buyers

PIPER SANDLER & CO. Added +700,000+700.0k
TENOR CAPITAL MANAGEMENT Co., L.P. Added +36,000+36.0k

Biggest sellers

OAKTREE CAPITAL MANAGEMENT LP Reduced -700,000-700.0k
DEUTSCHE BANK AG\ Sold out -36,000-36.0k

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CAPSTONE INVESTMENT ADVISORS, LLC 0.60% of their portfolio NEW YORK, NY 65,777,00065.8m $65.6m $65.6m 0.60% Unchanged
2 TENOR CAPITAL MANAGEMENT Co., L.P. 0.64% of their portfolio NEW YORK, NY 45,189,00045.2m $45.3m $45.3m 0.64% Added +36.0k +36,000
3 Linden Advisors LP 0.19% of their portfolio New York, NY 28,111,00028.1m $27.9m $27.9m 0.19% Unchanged
4 LAZARD ASSET MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 25,000,00025.0m $24.9m $24.9m 0.04% Unchanged
5 PIPER SANDLER & CO. 2.00% of their portfolio MINNEAPOLIS, MN 2,700,0002.7m $2.7m $2.7m 2.00% Added +700.0k +700,000
6 PALISADE CAPITAL MANAGEMENT, LP 0.06% of their portfolio FORT LEE, NJ 2,000,0002.0m $2.0m $2.0m 0.06% Unchanged
7 EPIQ PARTNERS, LLC 1.05% of their portfolio MINNEAPOLIS, MN 2,000,0002.0m $2.0m $2.0m 1.05% Unchanged
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,667,0001.7m $1.7m $1.7m 0.00% Unchanged
9 OAKTREE CAPITAL MANAGEMENT LP 0.03% of their portfolio LOS ANGELES, CA 1,376,0001.4m $1.4m $1.4m 0.03% Reduced -700.0k -700,000
10 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 924,000924.0k $925.1k $925.1k 0.00% Unchanged
11 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 539,000539.0k $535.0k $535.0k 0.00% First filing
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 395,000395.0k $392.5k $392.5k 0.00% Unchanged
13 Amundi 0.00% of their portfolio Paris, I0 255,000255.0k $253.2k $253.2k 0.00% Unchanged
14 Northside Capital Management, LLC 0.02% of their portfolio Hood River, OR 150,000150.0k $148.9k $148.9k 0.02% Unchanged
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged