Vault-13

NEOGENOMICS INC NEO 1.25 05.01.25

NOTE 1.250% 5/0 · US DOMESTIC · CUSIP 64049MAA8

15 institutional holders +5 vs Q3 2024
150,000150.0k shares reported held*
$173.1mreported value*
6 new 2 added 2 reduced 1 sold out net sold ≈ $240.7k (+150.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($71.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1154.37.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 22Q4 22: 24Q1 23: 20Q2 23: 18Q3 23: 13Q4 23: 14Q1 24: 11Q2 24: 11Q3 24: 10Q4 24: 1515Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202222
Q4 202224
Q1 202320
Q2 202318
Q3 202313
Q4 202314
Q1 202411
Q2 202411
Q3 202410
Q4 202415

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 23: 9 bought or addedQ1 23: 11 cut or sold outQ2 23: 5 bought or addedQ2 23: 5 cut or sold outQ2 23Q3 23: 3 bought or addedQ3 23: 7 cut or sold outQ4 23: 3 bought or addedQ4 23: 3 cut or sold outQ4 23Q1 24: 6 bought or addedQ1 24: 4 cut or sold outQ2 24: 2 bought or addedQ2 24: 3 cut or sold outQ2 24Q3 24: 3 bought or addedQ3 24: 3 cut or sold outQ4 24: 8 bought or addedQ4 24: 3 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023911
Q2 202355
Q3 202337
Q4 202333
Q1 202464
Q2 202423
Q3 202433
Q4 202483

Biggest buyers

LAZARD ASSET MANAGEMENT LLC Added +5,000,000+5.0m
OAKTREE CAPITAL MANAGEMENT LP New +2,076,000+2.1m
CAPSTONE INVESTMENT ADVISORS, LLC Added +2,000,000+2.0m
EPIQ PARTNERS, LLC New +2,000,000+2.0m
PALISADE CAPITAL MANAGEMENT, LP New +2,000,000+2.0m
PIPER SANDLER & CO. New +2,000,000+2.0m
Russell Investments Group, Ltd. New +924,000+924.0k
Northside Capital Management, LLC New +150,000+150.0k

Biggest sellers

Linden Advisors LP Reduced -11,000,000-11.0m
VOYA INVESTMENT MANAGEMENT LLC Sold out -5,000,000-5.0m
JPMORGAN CHASE & CO Reduced -395,000-395.0k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CAPSTONE INVESTMENT ADVISORS, LLC 0.64% of their portfolio NEW YORK, NY 65,777,00065.8m $65.0m $65.0m 0.64% Added +2.0m +2,000,000
2 TENOR CAPITAL MANAGEMENT Co., L.P. 0.62% of their portfolio NEW YORK, NY 45,153,00045.2m $44.5m $44.5m 0.62% Unchanged
3 Linden Advisors LP 0.23% of their portfolio New York, NY 28,111,00028.1m $27.6m $27.6m 0.23% Reduced -11.0m -11,000,000
4 LAZARD ASSET MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 25,000,00025.0m $24.7m $24.7m 0.04% Added +5.0m +5,000,000
5 OAKTREE CAPITAL MANAGEMENT LP 0.04% of their portfolio LOS ANGELES, CA 2,076,0002.1m $2.1m $2.1m 0.04% New
6 PIPER SANDLER & CO. 1.50% of their portfolio MINNEAPOLIS, MN 2,000,0002.0m $2.0m $2.0m 1.50% New
7 PALISADE CAPITAL MANAGEMENT, LP 0.05% of their portfolio FORT LEE, NJ 2,000,0002.0m $2.0m $2.0m 0.05% New
8 EPIQ PARTNERS, LLC 1.06% of their portfolio MINNEAPOLIS, MN 2,000,0002.0m $2.0m $2.0m 1.06% New
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,667,0001.7m $1.6m $1.6m 0.00% Unchanged
10 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 924,000924.0k $909.9k $909.9k 0.00% New
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 395,000395.0k $388.1k $388.1k 0.00% Reduced -395.0k -395,000
12 Amundi 0.00% of their portfolio Paris, I0 255,000255.0k $250.9k $250.9k 0.00% Unchanged
13 Northside Capital Management, LLC 0.04% of their portfolio Hood River, OR 150,000150.0k $146.8k $146.8k 0.04% New
14 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 36,00036.0k $35.2k $35.2k 0.00% Unchanged
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged