Vault-13

NEOGENOMICS INC NEO 1.25 05.01.25

NOTE 1.250% 5/0 · US DOMESTIC · CUSIP 64049MAA8

18 institutional holders -2 vs Q1 2023
3,799,0003.8m shares reported held*
$192.5mreported value*
1 new 4 added 2 reduced 3 sold out net sold ≈ $14.9m

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $50.67.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 22Q4 22: 24Q1 23: 20Q2 23: 1818Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202222
Q4 202224
Q1 202320
Q2 202318

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 8 bought or addedQ4 22: 5 cut or sold outQ4 22Q1 23: 9 bought or addedQ1 23: 11 cut or sold outQ1 23Q2 23: 5 bought or addedQ2 23: 5 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202285
Q1 2023911
Q2 202355

Biggest buyers

Linden Advisors LP Added +4,850,000+4.8m
CAPSTONE INVESTMENT ADVISORS, LLC Added +4,500,000+4.5m
LAZARD ASSET MANAGEMENT LLC Added +3,500,000+3.5m
TENOR CAPITAL MANAGEMENT Co., L.P. Added +1,000,000+1.0m
Context Capital Management, LLC New +3,500+3.5k

Biggest sellers

BNP PARIBAS FINANCIAL MARKETS Sold out -11,190,000-11.2m
AMERIPRISE FINANCIAL INC Sold out -8,850,000-8.8m
BRAIDWELL LP Reduced -5,000,000-5.0m
Aequim Alternative Investments LP Sold out -3,500,000-3.5m
FMR LLC Reduced -1,250,000-1.2m

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Linden Advisors LP 0.37% of their portfolio New York, NY 37,749,00037.7m $35.0m $35.0m 0.37% Added +4.8m +4,850,000
2 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 29,600,00029.6m $27.4m $27.4m 0.01% Unchanged
3 BRAIDWELL LP 0.86% of their portfolio STAMFORD, CT 28,000,00028.0m $26.3m $26.3m 0.86% Reduced -5.0m -5,000,000
4 TENOR CAPITAL MANAGEMENT Co., L.P. 0.54% of their portfolio NEW YORK, NY 27,216,00027.2m $25.6m $25.6m 0.54% Added +1.0m +1,000,000
5 ADVENT CAPITAL MANAGEMENT /DE/ 0.48% of their portfolio NEW YORK, NY 25,516,00025.5m $24.0m $24.0m 0.48% Unchanged
6 LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 19,758,00019.8m $18.6m $18.6m 0.02% Added +3.5m +3,500,000
7 CAPSTONE INVESTMENT ADVISORS, LLC 0.43% of their portfolio NEW YORK, NY 15,519,00015.5m $14.6m $14.6m 0.43% Added +4.5m +4,500,000
8 DEERFIELD MANAGEMENT COMPANY, L.P. 0.13% of their portfolio New York, NY 6,500,0006.5m $6.1m $6.1m 0.13% Unchanged
9 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 5,000,0005.0m $4.7m $4.7m 0.00% Unchanged
10 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 3,799,0003.8m $3.5m $3.5m 0.00% Unchanged
11 FMR LLC 0.00% of their portfolio BOSTON, MA 1,250,0001.2m $1.2m $1.2m 0.00% Reduced -1.2m -1,250,000
12 OAKTREE CAPITAL MANAGEMENT LP 0.01% of their portfolio LOS ANGELES, CA 1,014,0001.0m $952.5k $952.5k 0.01% Unchanged
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 554,000554.0k $517.1k $517.1k 0.00% Unchanged
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 395,000395.0k $368.7k $368.7k 0.00% Unchanged
15 Amundi 0.00% of their portfolio Paris, I0 255,000255.0k $236.4k $236.4k 0.00% Unchanged
16 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 236,000236.0k $221.0k $221.0k 0.00% Unchanged
17 Context Capital Management, LLC 0.30% of their portfolio LAJOLLA, CA 3,5003.5k $3.3m $3.3m 0.30% New
18 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged