Vault-13

NATIONAL GRID PLC NGG

SPONSORED ADR NE · ADR · CUSIP 636274409 · ISIN US6362744095

British multinational electricity and gas utility company

452 institutional holders +22 vs Q4 2023
43,460,36343.5m shares reported held*
$3.0bnreported value*
61 new 173 added 124 reduced 39 sold out net bought ≈ $358.6m (+5.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $68.27. Options: 6 managers hold calls ($39.3m notional), 6 hold puts ($5.9m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 359Q4 22: 394Q1 23: 399Q2 23: 408Q3 23: 404Q4 23: 430Q1 24: 452452Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022359
Q4 2022394
Q1 2023399
Q2 2023408
Q3 2023404
Q4 2023430
Q1 2024452

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 181 bought or addedQ4 22: 144 cut or sold outQ4 22Q1 23: 228 bought or addedQ1 23: 120 cut or sold outQ1 23Q2 23: 206 bought or addedQ2 23: 127 cut or sold outQ2 23Q3 23: 185 bought or addedQ3 23: 162 cut or sold outQ3 23Q4 23: 189 bought or addedQ4 23: 163 cut or sold outQ4 23Q1 24: 234 bought or addedQ1 24: 163 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022181144
Q1 2023228120
Q2 2023206127
Q3 2023185162
Q4 2023189163
Q1 2024234163

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ2 23 calls: $52.1mQ2 23 puts: $20.6mQ2 23P/C 0.40Q3 23 calls: $34.1mQ3 23 puts: $11.6mQ3 23P/C 0.34Q4 23 calls: $62.7mQ4 23 puts: $7.1mQ4 23P/C 0.11Q1 24 calls: $39.3mQ1 24 puts: $5.9mQ1 24P/C 0.15
Numbers
QuarterCallsPutsP/C
Q2 2023$52.1m$20.6m0.40
Q3 2023$34.1m$11.6m0.34
Q4 2023$62.7m$7.1m0.11
Q1 2024$39.3m$5.9m0.15

Biggest buyers

MORGAN STANLEY Added +2,331,590+2.3m
Capital International Investors New +1,263,819+1.3m
Clark Capital Management Group, Inc. New +708,691+708.7k
FMR LLC Added +407,635+407.6k
ROYAL BANK OF CANADA Added +235,178+235.2k
GOLDMAN SACHS GROUP INC Added +170,164+170.2k
PointState Capital LP New +150,263+150.3k
BlackRock Inc. Added +119,549+119.5k
NEUBERGER BERMAN GROUP LLC Added +89,992+90.0k
WELLS FARGO & COMPANY/MN Added +74,217+74.2k

Biggest sellers

FEDERATED HERMES, INC. Reduced -119,838-119.8k
NATIONAL BANK OF CANADA /FI/ Reduced -105,373-105.4k
JPMORGAN CHASE & CO Reduced -101,920-101.9k
CITADEL ADVISORS LLC Reduced -94,696-94.7k
Eaton Financial Holdings Company, LLC Sold out -87,870-87.9k
BANK OF AMERICA CORP /DE/ Reduced -71,808-71.8k
RENAISSANCE TECHNOLOGIES LLC Reduced -64,169-64.2k
JENNISON ASSOCIATES LLC Reduced -61,386-61.4k
TRUIST FINANCIAL CORP Reduced -52,884-52.9k
M. Kulyk & Associates, LLC Reduced -52,835-52.8k

Biggest calls

CITADEL ADVISORS LLC Added $33.2m486.0k shares
Optiver Holding B.V. Added $4.9m72.1k shares
GROUP ONE TRADING LLC Reduced $552.6k8.1k shares
SIMPLEX TRADING, LLC Reduced $382.0k5.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $327.5k4.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Optiver Holding B.V. Added $3.1m45.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.7m24.4k shares
CITADEL ADVISORS LLC Added $784.5k11.5k shares
SIMPLEX TRADING, LLC Added $306.0k4.5k shares
GROUP ONE TRADING LLC Added $95.5k1.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,095,9286.1m $415.9m $415.9m 0.01% Added +2.3m +2,331,590
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 3,404,0303.4m $232.2m $232.2m 0.02% Reduced -71.8k -71,808
3 RENAISSANCE TECHNOLOGIES LLC 0.35% of their portfolio NEW YORK, NY 3,260,7853.3m $222.5m $222.5m 0.35% Reduced -64.2k -64,169
4 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,898,5482.9m $197.7m $197.7m 0.01% Reduced -101.9k -101,920
5 FEDERATED HERMES, INC. 0.44% of their portfolio PITTSBURGH, PA 2,825,9082.8m $192.8m $192.8m 0.44% Reduced -119.8k -119,838
6 FMR LLC 0.01% of their portfolio BOSTON, MA 2,766,0992.8m $188.7m $188.7m 0.01% Added +407.6k +407,635
7 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 1,814,3991.8m $123.8m $123.8m 0.03% Added +170.2k +170,164
8 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,653,9671.7m $112.8m $112.8m 0.03% Added +235.2k +235,178
9 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,353,2181.4m $92.3m $92.3m 0.03% Added +66.8k +66,759
10 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,289,9401.3m $88.0m $88.0m 0.02% Added +74.2k +74,217
11 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 1,268,5211.3m $86.5m $86.5m 0.06% Added +7.9k +7,865
12 Capital International Investors 0.02% of their portfolio Los Angeles, CA 1,263,8191.3m $86.2m $86.2m 0.02% New
13 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 764,975765.0k $52.2m $52.2m 0.03% Reduced -13.9k -13,878
14 BlackRock Inc. 0.00% of their portfolio New York, NY 749,850749.9k $51.2m $51.2m 0.00% Added +119.5k +119,549
15 Clark Capital Management Group, Inc. 0.36% of their portfolio PHILADELPHIA, PA 708,691708.7k $48.3m $48.3m 0.36% New
16 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 681,142681.1k $46.5m $46.5m 0.01% Added +10.5k +10,511
17 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 621,478621.5k $45.2m $45.2m 0.01% Added +34.5k +34,502
18 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 578,387578.4k $39.4m $39.4m 0.01% Added +68.5k +68,472
19 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 520,629520.6k $35.5m $35.5m 0.01% Reduced -32.6k -32,601
20 NEUBERGER BERMAN GROUP LLC 0.03% of their portfolio NEW YORK, NY 505,084505.1k $34.4m $34.4m 0.03% Added +90.0k +89,992
21 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 446,062446.1k $30.5m $30.5m 0.01% Added +6.6k +6,605
22 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 408,438408.4k $27.9m $27.9m 0.03% Added +24.5k +24,543
23 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 366,612366.6k $25.0m $25.0m 0.00% Added +5.6k +5,576
24 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 288,015288.0k $19.6m $19.6m 0.03% Reduced -52.9k -52,884
25 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 258,160258.2k $17.6m $17.6m 0.02% Added +10.3k +10,258
26 Connor, Clark & Lunn Investment Management Ltd. 0.07% of their portfolio VANCOUVER, A1 231,381231.4k $15.8m $15.8m 0.07% Reduced -25.3k -25,307
27 GUARDIAN CAPITAL ADVISORS LP 1.17% of their portfolio TORONTO, A6 167,547167.5k $10.8m $10.8m 1.17% Reduced -2.1k -2,128
28 Beck Bode, LLC 2.25% of their portfolio DEDHAM, MA 161,405161.4k $11.0m $11.0m 2.25% Added +11.0k +11,046
29 HENNESSY ADVISORS INC 0.45% of their portfolio NOVATO, CA 158,344158.3k $10.8m $10.8m 0.45% Reduced -5.9k -5,900
30 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 153,495153.5k $10.5m $10.5m 0.01% Added +10.8k +10,827
31 PointState Capital LP 0.31% of their portfolio New York, NY 150,263150.3k $10.3m $10.3m 0.31% New
32 GABELLI FUNDS LLC 0.08% of their portfolio Rye, NY 149,500149.5k $10.2m $10.2m 0.08% Unchanged
33 UBS Group AG 0.00% of their portfolio ZURICH, V8 148,028148.0k $10.1m $10.1m 0.00% Added +513 +513
34 Zions Bancorporation, N.A. 0.65% of their portfolio SALT LAKE CITY, UT 130,352130.4k $8.9m $8.9m 0.65% Added +2.9k +2,917
35 QRG CAPITAL MANAGEMENT, INC. 0.11% of their portfolio BERWYN, PA 126,274126.3k $8.6m $8.6m 0.11% Added +51.4k +51,380
36 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 121,136121.1k $8.3m $8.3m 0.01% Reduced -9.9k -9,869
37 CIBC Asset Management Inc 0.02% of their portfolio TORONTO, Z4 104,962105.0k $7.2m $7.2m 0.02% Added +873 +873
38 Clearbridge Investments, LLC 0.01% of their portfolio NEW YORK, NY 98,82698.8k $6.7m $6.7m 0.01% Added +1.5k +1,538
39 NATIXIS ADVISORS, LLC 0.02% of their portfolio Boston, MA 98,62898.6k $6.7m $6.7m 0.02% Added +26.9k +26,946
40 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 96,34596.3k $6.6m $6.6m 0.02% Added +36.5k +36,503
41 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 95,74195.7k $6.5m $6.5m 0.03% Reduced -2.7k -2,736
42 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 92,68192.7k $6.3m $6.3m 0.01% Reduced -2.3k -2,255
43 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 90,13390.1k $6.1m $6.1m 0.01% Added +42.2k +42,172
44 MILLER HOWARD INVESTMENTS INC /NY 0.20% of their portfolio KINGSTON, NY 89,59089.6k $6.1m $6.1m 0.20% Reduced -4.0k -3,997
45 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 88,66988.7k $6.0m $6.0m 0.00% Added +11.6k +11,633
46 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 87,83687.8k $6.0m $6.0m 0.01% Added +7.1k +7,131
47 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 86,27786.3k $5.9m $5.9m 0.02% Added +5.0k +5,026
48 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 83,82383.8k $5.7m $5.7m 0.05% Added +105 +105
49 M. Kulyk & Associates, LLC 1.21% of their portfolio DECATUR, GA 76,66276.7k $5.2m $5.2m 1.21% Reduced -52.8k -52,835
50 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 68,73468.7k $4.7m $4.7m 0.02% Added +3.2k +3,229
51 Crossmark Global Holdings, Inc. 0.09% of their portfolio HOUSTON, TX 68,72868.7k $4.7m $4.7m 0.09% Added +3.8k +3,751
52 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 66,99767.0k $4.6m $4.6m 0.01% Reduced -2.8k -2,825
53 DAVENPORT & Co LLC 0.03% of their portfolio RICHMOND, VA 65,68365.7k $4.5m $4.5m 0.03% Reduced -4.8k -4,831
54 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 65,66365.7k $4.5m $4.5m 0.00% Reduced -993 -993
55 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 64,87464.9k $4.4m $4.4m 0.00% Added +3.1k +3,100
56 PITTENGER & ANDERSON INC 0.17% of their portfolio LINCOLN, NE 62,83062.8k $4.3m $4.3m 0.17% Unchanged
57 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 62,22562.2k $4.2m $4.2m 0.01% Reduced -15.9k -15,908
58 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 61,31961.3k $4.2m $4.2m 0.06% Added +9.9k +9,931
59 TD PRIVATE CLIENT WEALTH LLC 0.13% of their portfolio NEW YORK, NY 59,94959.9k $4.1m $4.1m 0.13% Reduced -9.7k -9,724
60 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 58,99459.0k $4.0m $4.0m 0.02% Reduced -10.4k -10,399
61 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 56,22256.2k $3.8m $3.8m 0.01% New
62 Quantinno Capital Management LP 0.08% of their portfolio NEW YORK, NY 55,82155.8k $3.8m $3.8m 0.08% Added +14.8k +14,842
63 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 55,01555.0k $3.8m $3.8m 0.00% Added +6.9k +6,871
64 Prosperity Consulting Group, LLC 0.47% of their portfolio OWINGS MILLS, MD 54,41654.4k $3.7m $3.7m 0.47% New
65 First Bank & Trust 0.76% of their portfolio BROOKINGS, SD 53,99654.0k $3.7m $3.7m 0.76% Added +1.6k +1,590
66 BEACH INVESTMENT COUNSEL INC/PA 0.45% of their portfolio WEST CONSHOHOCKEN, PA 53,14153.1k $3.6m $3.6m 0.45% Added +150 +150
67 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 51,54751.5k $3.5m $3.5m 0.00% Reduced -1.7k -1,727
68 Old Port Advisors 1.07% of their portfolio PORTLAND, ME 51,13351.1k $3.5m $3.5m 1.07% Reduced -556 -556
69 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.01% of their portfolio LOS ANGELES, CA 49,93449.9k $3.4m $3.4m 0.01% Reduced -844 -844
70 Schonfeld Strategic Advisors LLC 0.03% of their portfolio NEW YORK, NY 49,60049.6k $3.4m $3.4m 0.03% New
71 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 48,17348.2k $3.4m $3.4m 0.01% Reduced -105.4k -105,373
72 Ethic Inc. 0.08% of their portfolio NEW YORK, NY 45,27645.3k $3.1m $3.1m 0.08% Added +4.5k +4,546
73 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 44,71044.7k $3.1m $3.1m 0.01% Added +21.9k +21,860
74 STRATEGY ASSET MANAGERS LLC 0.62% of their portfolio PASADENA, CA 42,43142.4k $2.9m $2.9m 0.62% Reduced -1.5k -1,466
75 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 41,59741.6k $2.8m $2.8m 0.00% Added +712 +712
76 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 38,64238.6k $2.6m $2.6m 0.00% Added +13.3k +13,288
77 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 37,86937.9k $2.6m $2.6m 0.00% Added +370 +370
78 JARISLOWSKY, FRASER Ltd 0.01% of their portfolio MONTREAL, A8 37,15937.2k $2.5m $2.5m 0.01% Added +3.8k +3,818
79 Fulton Bank, N.A. 0.10% of their portfolio Lancaster, PA 35,27735.3k $2.4m $2.4m 0.10% Reduced -208 -208
80 Mariner, LLC 0.00% of their portfolio Overland Park, KS 34,29434.3k $2.3m $2.3m 0.00% Added +4.2k +4,153
81 Gilman Hill Asset Management, LLC 0.42% of their portfolio NEW CANAAN, CT 34,03934.0k $2.3m $2.3m 0.42% Added +4.7k +4,708
82 Raleigh Capital Management Inc. 0.89% of their portfolio CARY, NC 30,18630.2k $2.1m $2.1m 0.89% Reduced -4.7k -4,693
83 PARK AVENUE SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 29,03629.0k $2.0m $2.0m 0.03% Added +11.9k +11,876
84 Henry James International Management Inc. 0.61% of their portfolio NEW YORK, NY 28,95929.0k $2.0m $2.0m 0.61% Added +15.8k +15,770
85 JENNISON ASSOCIATES LLC 0.00% of their portfolio NEW YORK, NY 28,67528.7k $2.0m $2.0m 0.00% Reduced -61.4k -61,386
86 Wambolt & Associates, LLC 0.57% of their portfolio LITTLETON, CO 28,28028.3k $1.9m $1.9m 0.57% Added +2.0k +2,028
87 Ategra Capital Management, LLC 0.88% of their portfolio VIENNA, VA 28,05328.1k $1.9m $1.9m 0.88% Unchanged
88 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 27,81127.8k $1.9m $1.9m 0.00% Added +13.2k +13,234
89 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 27,70327.7k $1.9m $1.9m 0.01% Added +4.7k +4,667
90 Vanguard Personalized Indexing Management, LLC 0.04% of their portfolio OAKLAND, CA 25,44825.4k $1.7m $1.7m 0.04% Added +5.9k +5,862
91 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 25,21725.2k $1.7m $1.7m 0.00% Added +3.4k +3,434
92 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 25,11025.1k $1.7m $1.7m 0.01% Added +14.8k +14,809
93 First Trust Direct Indexing L.P. 0.13% of their portfolio Boston, MA 25,01825.0k $1.7m $1.7m 0.13% Reduced -356 -356
94 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 24,55924.6k $1.7m $1.7m 0.01% Added +4.0k +4,018
95 Elevated Capital Advisors, LLC 0.48% of their portfolio SANDY, UT 24,50624.5k $1.7m $1.7m 0.48% Added +1.1k +1,090
96 First County Bank /CT/ 0.80% of their portfolio Stamford, CT 24,06624.1k $1.6m $1.6m 0.80% Reduced -705 -705
97 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 23,80023.8k $1.6m $1.6m 0.00% Unchanged
98 WEALTH ALLIANCE, LLC 0.21% of their portfolio MELLVILLE, NY 23,19123.2k $1.6m $1.6m 0.21% Added +625 +625
99 Verdence Capital Advisors LLC 0.14% of their portfolio HUNT VALLEY, MD 22,95723.0k $1.6m $1.6m 0.14% Added +1.6k +1,648
100 TUDOR INVESTMENT CORP ET AL 0.02% of their portfolio STAMFORD, CT 22,58822.6k $1.5m $1.5m 0.02% Reduced -41.4k -41,421