Vault-13

NATIONAL GRID PLC NGG

SPONSORED ADR NE · ADR · CUSIP 636274409 · ISIN US6362744095

British multinational electricity and gas utility company

408 institutional holders +9 vs Q1 2023
32,523,09832.5m shares reported held*
$2.2bnreported value*
41 new 165 added 90 reduced 37 sold out net bought ≈ $160.3m (+1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $67.32. Options: 8 managers hold calls ($52.1m notional), 8 hold puts ($20.6m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 359Q4 22: 394Q1 23: 399Q2 23: 408408Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022359
Q4 2022394
Q1 2023399
Q2 2023408

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 181 bought or addedQ4 22: 144 cut or sold outQ4 22Q1 23: 228 bought or addedQ1 23: 120 cut or sold outQ1 23Q2 23: 206 bought or addedQ2 23: 127 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022181144
Q1 2023228120
Q2 2023206127

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 22 calls: $52.7mQ3 22 puts: $13.4mQ3 22P/C 0.25Q4 22 calls: $36.0mQ4 22 puts: $15.5mQ4 22P/C 0.43Q1 23 calls: $102.6mQ1 23 puts: $39.5mQ1 23P/C 0.38Q2 23 calls: $52.1mQ2 23 puts: $20.6mQ2 23P/C 0.40
Numbers
QuarterCallsPutsP/C
Q3 2022$52.7m$13.4m0.25
Q4 2022$36.0m$15.5m0.43
Q1 2023$102.6m$39.5m0.38
Q2 2023$52.1m$20.6m0.40

Biggest buyers

FMR LLC Added +672,798+672.8k
BANK OF MONTREAL /CAN/ New +443,564+443.6k
FEDERATED HERMES, INC. Added +294,692+294.7k
AMERIPRISE FINANCIAL INC Added +237,775+237.8k
Nuveen Asset Management, LLC Added +219,907+219.9k
BANK OF AMERICA CORP /DE/ Added +161,916+161.9k
JPMORGAN CHASE & CO Added +150,656+150.7k
NATIONAL BANK OF CANADA /FI/ Added +136,674+136.7k
RAYMOND JAMES & ASSOCIATES Added +135,337+135.3k
LPL Financial LLC Added +122,819+122.8k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -1,380,340-1.4m
Connor, Clark & Lunn Investment Management Ltd. Reduced -236,721-236.7k
Optiver Holding B.V. Sold out -233,999-234.0k
RENAISSANCE TECHNOLOGIES LLC Reduced -106,100-106.1k
HENNESSY ADVISORS INC Reduced -76,400-76.4k
Invesco Ltd. Reduced -75,478-75.5k
Verition Fund Management LLC Sold out -71,491-71.5k
J.P. Morgan Private Wealth Advisors LLC Sold out -39,640-39.6k
AE Wealth Management LLC Reduced -26,381-26.4k
NEUBERGER BERMAN GROUP LLC Reduced -23,110-23.1k

Biggest calls

CITADEL ADVISORS LLC Added $16.3m242.8k shares
ROYAL BANK OF CANADA New $15.9m236.4k shares
JANE STREET GROUP, LLC Reduced $13.0m192.5k shares
Optiver Holding B.V. Reduced $3.2m47.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.3m34.8k shares
SIMPLEX TRADING, LLC Reduced $1.3m19.5k shares
GROUP ONE TRADING LLC Reduced $47.1k700 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Optiver Holding B.V. Reduced $9.1m138.0k shares
CITADEL ADVISORS LLC Reduced $5.3m78.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.6m39.1k shares
PEAK6 Investments LLC Reduced $1.6m23.2k shares
SIMPLEX TRADING, LLC Reduced $1.2m17.5k shares
GROUP ONE TRADING LLC Reduced $478.0k7.1k shares
WOLVERINE TRADING, LLC New $377.3k5.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RENAISSANCE TECHNOLOGIES LLC 0.35% of their portfolio NEW YORK, NY 3,645,6543.6m $245.5m $245.5m 0.35% Reduced -106.1k -106,100
2 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,347,4803.3m $225.4m $225.4m 0.03% Added +161.9k +161,916
3 FEDERATED HERMES, INC. 0.48% of their portfolio PITTSBURGH, PA 2,872,1012.9m $193.4m $193.4m 0.48% Added +294.7k +294,692
4 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 1,774,5681.8m $119.5m $119.5m 0.03% Added +82.4k +82,420
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,757,8221.8m $118.4m $118.4m 0.01% Added +70.3k +70,278
6 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,412,9571.4m $95.1m $95.1m 0.01% Added +150.7k +150,656
7 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,345,6671.3m $90.6m $90.6m 0.03% Added +39.6k +39,616
8 FMR LLC 0.01% of their portfolio BOSTON, MA 1,330,1961.3m $89.6m $89.6m 0.01% Added +672.8k +672,798
9 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 1,281,2241.3m $86.3m $86.3m 0.07% Added +135.3k +135,337
10 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,123,0601.1m $75.6m $75.6m 0.02% Added +107.7k +107,706
11 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,000,8101.0m $67.4m $67.4m 0.03% Reduced -1.4m -1,380,340
12 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 691,353691.4k $46.5m $46.5m 0.03% Added +122.8k +122,819
13 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 658,824658.8k $44.4m $44.4m 0.01% Added +13.2k +13,163
14 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 617,798617.8k $41.6m $41.6m 0.01% Added +219.9k +219,907
15 BlackRock Inc. 0.00% of their portfolio New York, NY 615,592615.6k $41.4m $41.4m 0.00% Added +34.3k +34,319
16 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 497,849497.8k $33.5m $33.5m 0.01% Reduced -75.5k -75,478
17 NEUBERGER BERMAN GROUP LLC 0.03% of their portfolio NEW YORK, NY 447,158447.2k $30.1m $30.1m 0.03% Reduced -23.1k -23,110
18 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 443,564443.6k $30.5m $30.5m 0.01% New
19 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 386,741386.7k $26.0m $26.0m 0.01% Added +237.8k +237,775
20 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 383,808383.8k $25.8m $25.8m 0.01% Reduced -821 -821
21 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 371,479371.5k $25.0m $25.0m 0.00% Reduced -2.4k -2,429
22 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 367,023367.0k $24.7m $24.7m 0.04% Added +30.5k +30,518
23 NATIXIS ADVISORS, LLC 0.07% of their portfolio Boston, MA 359,423359.4k $24.2m $24.2m 0.07% Added +18.2k +18,196
24 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 215,095215.1k $14.5m $14.5m 0.02% Added +29.8k +29,801
25 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 184,077184.1k $12.1m $12.1m 0.02% Added +136.7k +136,674
26 GUARDIAN CAPITAL ADVISORS LP 1.35% of their portfolio TORONTO, A6 178,909178.9k $11.9m $11.9m 1.35% Added +463 +463
27 HENNESSY ADVISORS INC 0.82% of their portfolio NOVATO, CA 169,144169.1k $11.4m $11.4m 0.82% Reduced -76.4k -76,400
28 GABELLI FUNDS LLC 0.08% of their portfolio Rye, NY 155,700155.7k $10.5m $10.5m 0.08% Unchanged
29 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 149,457149.5k $10.1m $10.1m 0.02% Added +3.7k +3,738
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 145,389145.4k $9.8m $9.8m 0.00% Added +7.2k +7,239
31 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 137,747137.7k $9.3m $9.3m 0.00% Reduced -20.7k -20,679
32 CIBC Asset Management Inc 0.03% of their portfolio TORONTO, Z4 132,567132.6k $8.9m $8.9m 0.03% Reduced -3.2k -3,237
33 M. Kulyk & Associates, LLC 2.37% of their portfolio DECATUR, GA 126,007126.0k $8.5m $8.5m 2.37% Reduced -5.9k -5,935
34 Russell Investments Group, Ltd. 0.02% of their portfolio Seattle, WA 124,896124.9k $8.4m $8.4m 0.02% Added +32.9k +32,859
35 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 122,099122.1k $8.2m $8.2m 0.01% Added +17.1k +17,108
36 Connor, Clark & Lunn Investment Management Ltd. 0.04% of their portfolio VANCOUVER, A1 112,248112.2k $7.6m $7.6m 0.04% Reduced -236.7k -236,721
37 Zions Bancorporation, N.A. 0.57% of their portfolio SALT LAKE CITY, UT 100,798100.8k $6.8m $6.8m 0.57% Added +13.1k +13,090
38 Clearbridge Investments, LLC 0.01% of their portfolio NEW YORK, NY 95,97096.0k $6.5m $6.5m 0.01% Reduced -5.5k -5,468
39 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 94,03794.0k $6.3m $6.3m 0.01% Reduced -514 -514
40 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 83,97484.0k $5.7m $5.7m 0.03% Added +13.5k +13,531
41 MILLER HOWARD INVESTMENTS INC /NY 0.19% of their portfolio KINGSTON, NY 80,57380.6k $5.4m $5.4m 0.19% Added +49.2k +49,249
42 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 79,89779.9k $5.4m $5.4m 0.06% Reduced -1.6k -1,596
43 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 78,60278.6k $5.3m $5.3m 0.01% Added +1.1k +1,132
44 TD PRIVATE CLIENT WEALTH LLC 0.22% of their portfolio NEW YORK, NY 75,73075.7k $5.1m $5.1m 0.22% Added +7.3k +7,293
45 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 70,96871.0k $4.8m $4.8m 0.01% Added +931 +931
46 Crossmark Global Holdings, Inc. 0.10% of their portfolio HOUSTON, TX 69,88569.9k $4.7m $4.7m 0.10% Added +3.8k +3,783
47 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 69,21169.2k $4.7m $4.7m 0.00% Added +10.1k +10,114
48 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 67,71667.7k $4.6m $4.6m 0.02% Added +6.8k +6,776
49 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 65,57665.6k $4.4m $4.4m 0.02% Reduced -17 -17
50 DAVENPORT & Co LLC 0.03% of their portfolio RICHMOND, VA 64,59364.6k $4.3m $4.3m 0.03% Added +12.2k +12,245
51 PITTENGER & ANDERSON INC 0.20% of their portfolio LINCOLN, NE 62,17062.2k $4.2m $4.2m 0.20% Unchanged
52 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 60,44860.4k $4.1m $4.1m 0.00% Added +2.9k +2,874
53 BEACH INVESTMENT COUNSEL INC/PA 0.44% of their portfolio WEST CONSHOHOCKEN, PA 55,09155.1k $3.7m $3.7m 0.44% Reduced -1.0k -1,000
54 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.01% of their portfolio LOS ANGELES, CA 54,52754.5k $3.7m $3.7m 0.01% Added +801 +801
55 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 51,93551.9k $3.5m $3.5m 0.00% Added +19.7k +19,657
56 STRATEGY ASSET MANAGERS LLC 0.77% of their portfolio PASADENA, CA 51,73351.7k $3.5m $3.5m 0.77% Added +7.4k +7,367
57 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 47,39447.4k $3.2m $3.2m 0.06% Added +8.6k +8,624
58 First Bank & Trust 0.76% of their portfolio BROOKINGS, SD 44,37444.4k $3.0m $3.0m 0.76% Added +7.2k +7,231
59 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 44,05544.1k $3.0m $3.0m 0.02% Added +7.1k +7,069
60 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 43,51743.5k $2.9m $2.9m 0.00% Added +4.8k +4,758
61 LOGAN CAPITAL MANAGEMENT INC 0.14% of their portfolio Newtown Square, PA 42,01042.0k $2.8m $2.8m 0.14% Reduced -1.7k -1,737
62 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 39,91639.9k $2.7m $2.7m 0.01% Added +14.6k +14,565
63 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 37,38437.4k $2.5m $2.5m 0.00% Added +16.7k +16,695
64 First County Bank /CT/ 1.12% of their portfolio Stamford, CT 34,24634.2k $2.3m $2.3m 1.12% Reduced -915 -915
65 Fulton Bank, N.A. 0.11% of their portfolio Lancaster, PA 33,89933.9k $2.3m $2.3m 0.11% Added +2.6k +2,587
66 Ethic Inc. 0.08% of their portfolio NEW YORK, NY 33,02433.0k $2.2m $2.2m 0.08% Added +2.8k +2,777
67 Raleigh Capital Management Inc. 1.07% of their portfolio CARY, NC 31,87631.9k $2.1m $2.1m 1.07% Added +3.2k +3,250
68 Gilman Hill Asset Management, LLC 0.37% of their portfolio NEW CANAAN, CT 29,31129.3k $2.0m $2.0m 0.37% Added +1.8k +1,810
69 JARISLOWSKY, FRASER Ltd 0.01% of their portfolio MONTREAL, A8 28,67328.7k $1.9m $1.9m 0.01% Reduced -1.8k -1,816
70 Ategra Capital Management, LLC 1.03% of their portfolio VIENNA, VA 28,04328.0k $1.9m $1.9m 1.03% Unchanged
71 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 28,00428.0k $1.9m $1.9m 0.00% Reduced -2.8k -2,835
72 Mariner, LLC 0.00% of their portfolio Overland Park, KS 26,88326.9k $1.8m $1.8m 0.00% Added +4.6k +4,600
73 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 26,57126.6k $1.8m $1.8m 0.01% Reduced -26.4k -26,381
74 Elevated Capital Advisors, LLC 0.57% of their portfolio SANDY, UT 25,45125.5k $1.7m $1.7m 0.57% Reduced -191 -191
75 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 25,01625.0k $1.7m $1.7m 0.01% Added +5.2k +5,216
76 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 23,80023.8k $1.6m $1.6m 0.00% Unchanged
77 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 23,75123.8k $1.6m $1.6m 0.02% Added +1.5k +1,477
78 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 23,75123.8k $1.6m $1.6m 0.02% Added +1.5k +1,477
79 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 23,70123.7k $1.6m $1.6m 0.00% Added +10.5k +10,481
80 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 23,44523.4k $1.6m $1.6m 0.01% Reduced -2.2k -2,203
81 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 22,37622.4k $1.5m $1.5m 0.00% Added +3.5k +3,550
82 LEO BROKERAGE, LLC 0.17% of their portfolio HURST, TX 21,98522.0k $1.5m $1.5m 0.17% Added +2.4k +2,415
83 Retirement Planning Co of New England, Inc. 0.84% of their portfolio Warwick, RI 21,60121.6k $1.5m $1.5m 0.84% Reduced -193 -193
84 Wambolt & Associates, LLC 0.51% of their portfolio LITTLETON, CO 21,39621.4k $1.4m $1.4m 0.51% Added +279 +279
85 Mission Creek Capital Partners, Inc. 0.46% of their portfolio SAN FRANCISCO, CA 21,16221.2k $1.4m $1.4m 0.46% Added +2.5k +2,498
86 Beverly Hills Private Wealth, LLC 0.21% of their portfolio BEVERLY HILLS, CA 20,51620.5k $1.3m $1.3m 0.21% Added +12.5k +12,525
87 Laird Norton Wetherby Wealth Management, LLC 0.07% of their portfolio Seattle, WA 20,16620.2k $1.4m $1.4m 0.07% Added +395 +395
88 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 18,85718.9k $1.3m $1.3m 0.00% Added +141 +141
89 WEALTH ALLIANCE, LLC 0.19% of their portfolio MELLVILLE, NY 18,53318.5k $1.2m $1.2m 0.19% Added +2.6k +2,609
90 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 18,14318.1k $1.2m $1.2m 0.01% Reduced -1.2k -1,166
91 Verdence Capital Advisors LLC 0.14% of their portfolio HUNT VALLEY, MD 17,62617.6k $1.2m $1.2m 0.14% Added +2.2k +2,238
92 Calamos Advisors LLC 0.01% of their portfolio NAPERVILLE, IL 17,60517.6k $1.2m $1.2m 0.01% Reduced -40 -40
93 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 17,49217.5k $1.2m $1.2m 0.02% Added +2.2k +2,219
94 Lester Murray Antman dba SimplyRich 0.41% of their portfolio CARLSBAD, CA 17,06417.1k $1.1m $1.1m 0.41% Added +516 +516
95 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 17,06317.1k $1.2m $1.2m 0.01% Added +13.4k +13,384
96 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 16,93016.9k $1.1m $1.1m 0.00% New
97 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 16,92116.9k $1.1m $1.1m 0.00% Reduced -3.5k -3,454
98 INTRUST BANK NA 0.14% of their portfolio WICHITA, KS 16,80516.8k $1.1m $1.1m 0.14% Added +2.4k +2,441
99 Argent Trust Co 0.06% of their portfolio NASHVILLE, TN 16,53416.5k $1.1m $1.1m 0.06% Added +1.1k +1,076
100 HIGHLAND CAPITAL MANAGEMENT, LLC 0.07% of their portfolio MEMPHIS, TN 16,50316.5k $1.1m $1.1m 0.07% Added +700 +700