NOV INC NOV
COM · Common Stock · CUSIP 62955J103 · ISIN US62955J1034
Oilfield services company
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $20.86. Options: 14 managers hold calls ($34.8m notional), 12 hold puts ($16.7m).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 344 |
| Q4 2022 | 390 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $15.0m | $8.4m | 0.56 |
| Q4 2022 | $34.8m | $16.7m | 0.48 |
Biggest buyers
| PRICE T ROWE ASSOCIATES INC /MD/ | Added | +3.8m |
| LORD, ABBETT & CO. LLC | Added | +3.1m |
| ALLIANCEBERNSTEIN L.P. | Added | +1.9m |
| LOOMIS SAYLES & CO L P | New | +1.4m |
| Artemis Investment Management LLP | New | +1.3m |
| BlackRock Inc. | Added | +1.2m |
| First Eagle Investment Management, LLC | Added | +1.1m |
| RENAISSANCE TECHNOLOGIES LLC | New | +912.1k |
| MILLENNIUM MANAGEMENT LLC | Added | +786.8k |
| Bank of New York Mellon Corp | Added | +716.9k |
Biggest sellers
| PZENA INVESTMENT MANAGEMENT LLC | Reduced | -5.8m |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | Reduced | -4.6m |
| Balyasny Asset Management L.P. | Reduced | -2.8m |
| WEDGE CAPITAL MANAGEMENT L L P/NC | Sold out | -1.3m |
| HARRIS ASSOCIATES L P | Reduced | -1.2m |
| Ninety One UK Ltd | Reduced | -1.2m |
| DEPRINCE RACE & ZOLLO INC | Reduced | -1.2m |
| Artisan Partners Limited Partnership | Reduced | -1.1m |
| MASTERS CAPITAL MANAGEMENT LLC | Reduced | -1.0m |
| DIMENSIONAL FUND ADVISORS LP | Reduced | -947.3k |
Biggest calls
| BANK OF AMERICA CORP /DE/ | New | $9.3m445.3k shares |
| CITADEL ADVISORS LLC | Added | $7.3m347.4k shares |
| JANE STREET GROUP, LLC | Added | $5.5m261.5k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $4.4m211.4k shares |
| PEAK6 Investments LLC | Added | $2.4m113.0k shares |
| WOLVERINE TRADING, LLC | Added | $1.4m66.0k shares |
| SIMPLEX TRADING, LLC | Added | $1.3m63.3k shares |
| GROUP ONE TRADING LLC | Reduced | $1.2m56.6k shares |
| Walleye Trading LLC | Reduced | $724.9k34.7k shares |
| IMC-Chicago, LLC | Added | $670.6k32.1k shares |
Biggest puts
| CITADEL ADVISORS LLC | Added | $6.0m285.2k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $3.4m163.6k shares |
| GROUP ONE TRADING LLC | Added | $3.1m147.2k shares |
| Walleye Trading LLC | Added | $2.3m109.3k shares |
| SIMPLEX TRADING, LLC | Added | $668.0k32.0k shares |
| PEAK6 Investments LLC | Added | $559.9k26.8k shares |
| WOLVERINE TRADING, LLC | Reduced | $269.0k12.9k shares |
| JANE STREET GROUP, LLC | Reduced | $244.4k11.7k shares |
| IMC-Chicago, LLC | New | $229.8k11.0k shares |
| Cutler Group LLC / CA | Added | $8.0k4.0k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| PZENA INVESTMENT MANAGEMENT LLC 13G · institution new · filed 2024-10-04 | 11.0% |
| First Eagle Investment Management, LLC 13G · institution -1.4 pts · filed 2026-08-06 | 8.6% |
| VANGUARD PORTFOLIO MANAGEMENT LLC 13G · institution new · filed 2026-04-29 | 5.2% |
| VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-30 | 5.2% |
| DIMENSIONAL FUND ADVISORS LP 13G · institution new · filed 2025-10-09 | 5.0% |
Fell to 5% or below in the last year: HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC (4.1%, 2026-05-15), VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD PORTFOLIO MANAGEMENT LLC)
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q1 2021 | 0 | — | 0 | — | — |
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 1 | $118.5k | — |
| Q1 2022 | 0 | — | 0 | — | — |
| Q2 2022 | 0 | — | 1 | $188.0k | — |
| Q3 2022 | 0 | — | 2 | $250.1k | — |
| Q4 2022 | 0 | — | 2 | $162.9k | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2022-11-04 | Novak Christy Lynn VP, Corp. Controller, CAO | Sold | $106.0k4.6k shares |
| 2022-11-01 | Joseph Isaac H. Officer | Sold | $56.9k2.5k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.02% of their portfolio | 39.1m $817.1m | Added +190.8k |
| BlackRock Inc. 0.02% of their portfolio | 37.5m $782.6m | Added +1.2m |
| First Eagle Investment Management, LLC 2.14% of their portfolio | 37.2m $776.5m | Added +1.1m |
| PZENA INVESTMENT MANAGEMENT LLC 2.73% of their portfolio | 29.6m $617.7m | Reduced -5.8m |
| FMR LLC 0.04% of their portfolio | 17.9m $374.7m | Reduced -562.1k |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 1.39% of their portfolio | 17.4m $362.6m | Reduced -4.6m |
| AMERIPRISE FINANCIAL INC 0.11% of their portfolio | 15.2m $318.4m | Reduced -520.1k |
| HARRIS ASSOCIATES L P 0.63% of their portfolio | 14.8m $309.6m | Reduced -1.2m |
| STATE STREET CORP 0.02% of their portfolio | 13.0m $272.1m | Reduced -313.3k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.04% of their portfolio | 11.8m $247.0m | Added +3.8m |
| DIMENSIONAL FUND ADVISORS LP 0.06% of their portfolio | 7.7m $160.3m | Reduced -947.3k |
| Thrivent Financial for Lutherans 0.41% of their portfolio | 7.6m $158.6m | Reduced -67.6k |
| LORD, ABBETT & CO. LLC 0.24% of their portfolio | 6.4m $132.7m | Added +3.1m |
| VAN ECK ASSOCIATES CORP 0.32% of their portfolio | 5.9m $122.2m | Reduced -235.2k |
| Allspring Global Investments Holdings, LLC 0.20% of their portfolio | 5.7m $118.3m | Added +522.0k |
| GEODE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio | 5.3m $111.2m | Added +241.6k |
| Bank of New York Mellon Corp 0.03% of their portfolio | 5.3m $110.8m | Added +716.9k |
| Ninety One UK Ltd 0.31% of their portfolio | 4.6m $95.4m | Reduced -1.2m |
| Artisan Partners Limited Partnership 0.16% of their portfolio | 4.2m $87.5m | Reduced -1.1m |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio | 3.6m $76.0m | Reduced -113.7k |
| Invesco Ltd. 0.02% of their portfolio | 3.3m $69.1m | Reduced -193.3k |
| NORTHERN TRUST CORP 0.01% of their portfolio | 3.0m $63.5m | Reduced -30.5k |
| BANK OF AMERICA CORP /DE/ 0.01% of their portfolio | 2.8m $57.9m | Added +232.6k |
| EARNEST PARTNERS LLC 0.35% of their portfolio | 2.7m $56.8m | Reduced -7.4k |
| ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio | 2.5m $52.7m | Added +1.9m |
| Polaris Capital Management, LLC 1.83% of their portfolio | 2.5m $52.5m | Reduced -106.5k |
| Nuveen Asset Management, LLC 0.02% of their portfolio | 2.2m $45.0m | Reduced -123.1k |
| EDMOND DE ROTHSCHILD HOLDING S.A. 1.05% of their portfolio | 2.2m $45.0m | Reduced -400.0k |
| MORGAN STANLEY 0.00% of their portfolio | 1.8m $37.7m | Reduced -37.7k |
| HEARTLAND ADVISORS INC 2.24% of their portfolio | 1.7m $35.3m | Added +65.0k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.05% of their portfolio | 1.6m $34.1m | Added +225.9k |
| DEPRINCE RACE & ZOLLO INC 0.78% of their portfolio | 1.6m $33.8m | Reduced -1.2m |
| PRINCIPAL FINANCIAL GROUP INC 0.02% of their portfolio | 1.5m $32.2m | Added +9.1k |
| GOLDMAN SACHS GROUP INC 0.01% of their portfolio | 1.5m $31.3m | Added +455.2k |
| Russell Investments Group, Ltd. 0.06% of their portfolio | 1.4m $30.2m | Reduced -525.8k |
| LOOMIS SAYLES & CO L P 0.06% of their portfolio | 1.4m $28.8m | New |
| Encompass Capital Advisors LLC 1.52% of their portfolio | 1.3m $27.6m | Reduced -262.3k |
| Artemis Investment Management LLP 0.30% of their portfolio | 1.3m $26.5m | New |
| MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio | 1.2m $25.9m | Added +786.8k |
| Fisher Asset Management, LLC 0.02% of their portfolio | 1.2m $25.8m | Added +99 |
| RHUMBLINE ADVISERS 0.03% of their portfolio | 1.2m $24.4m | Reduced -10.1k |
| Legal & General Group Plc 0.01% of their portfolio | 1.2m $24.1m | Reduced -12.1k |
| FIRST TRUST ADVISORS LP 0.03% of their portfolio | 1.1m $23.4m | Added +148.2k |
| ARIEL INVESTMENTS, LLC 0.22% of their portfolio | 1.0m $21.2m | Reduced -3.5k |
| MASTERS CAPITAL MANAGEMENT LLC 5.15% of their portfolio | 1.0m $20.9m | Reduced -1.0m |
| SEI INVESTMENTS CO 0.05% of their portfolio | 971.9k $20.3m | Reduced -98.6k |
| Swiss National Bank 0.01% of their portfolio | 948.5k $19.8m | Added +17.1k |
| WELLS FARGO & COMPANY/MN 0.01% of their portfolio | 923.7k $19.3m | Added +27.6k |
| RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio | 912.1k $19.1m | New |
| California Public Employees Retirement System 0.02% of their portfolio | 911.9k $19.1m | Added +1.4k |
| Slate Path Capital LP 0.99% of their portfolio | 880.0k $18.4m | Unchanged |
| CREDIT SUISSE AG/ 0.02% of their portfolio | 838.3k $17.5m | Added +7.6k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 729.7k $15.2m | Reduced -40.6k |
| GREAT LAKES ADVISORS, LLC 0.08% of their portfolio | 709.2k $1.5m | Reduced -66.8k |
| CITADEL ADVISORS LLC 0.02% of their portfolio | 706.6k $14.8m | Added +349.2k |
| Retirement Systems of Alabama 0.06% of their portfolio | 617.9k $12.9m | Added +103.7k |
| AMERICAN INTERNATIONAL GROUP, INC. 0.09% of their portfolio | 611.8k $12.8m | Reduced -8.1k |
| SIR Capital Management, L.P. 1.30% of their portfolio | 592.2k $12.4m | New |
| Ceredex Value Advisors LLC 0.19% of their portfolio | 590.1k $12.3m | New |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio | 586.6k $12.3m | Added +39.1k |
| Squarepoint Ops LLC 0.08% of their portfolio | 566.9k $11.8m | Added +350.5k |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.03% of their portfolio | 510.7k $10.7m | Added +3.8k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.02% of their portfolio | 502.6k $10.5m | Added +4.1k |
| MARSHALL WACE, LLP 0.03% of their portfolio | 475.1k $9.9m | New |
| Channing Capital Management, LLC 0.32% of their portfolio | 474.5k $9.9m | Reduced -178.4k |
| Mountain Lake Investment Management LLC 7.97% of their portfolio | 455.0k $9.5m | Reduced -300.0k |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.02% of their portfolio | 449.9k $9.4m | Reduced -28.9k |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio | 438.6k $9.2m | Added +17.6k |
| Ruffer LLP 0.58% of their portfolio | 414.0k $8.7m | Reduced -118 |
| Capricorn Fund Managers Ltd 2.12% of their portfolio | 395.7k $8.3m | Reduced -100.0k |
| WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio | 390.1k $8.1m | New |
| VESTOR CAPITAL, LLC 0.97% of their portfolio | 383.5k $8.0m | Added +159.3k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 350.7k $7.3m | Added +13.2k |
| Holocene Advisors, LP 0.04% of their portfolio | 348.5k $7.3m | Reduced -207.2k |
| Narwhal Capital Management 0.94% of their portfolio | 339.5k $7.1m | Reduced -22.7k |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.08% of their portfolio | 322.6k $6.7m | Added +7.1k |
| CANADA LIFE ASSURANCE Co 0.02% of their portfolio | 319.3k $6.7m | New |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 317.5k $6.6m | Reduced -1.6k |
| Allianz Asset Management GmbH 0.01% of their portfolio | 294.8k $6.2m | New |
| Alyeska Investment Group, L.P. 0.06% of their portfolio | 289.1k $6.0m | New |
| STRS OHIO 0.03% of their portfolio | 287.3k $6.0m | Added +1.5k |
| Contrarius Investment Management Ltd 0.36% of their portfolio | 286.5k $6.0m | Added +16.7k |
| AMALGAMATED BANK 0.05% of their portfolio | 285.2k $6.0m | Added +4.0k |
| LEE DANNER & BASS INC 0.55% of their portfolio | 279.0k $5.8m | Reduced -23.0k |
| NORGES BANK 0.00% of their portfolio | 271.2k $5.7m | Added +119.5k |
| MACKENZIE FINANCIAL CORP 0.01% of their portfolio | 267.7k $5.6m | New |
| TEXAS PERMANENT SCHOOL FUND CORP 0.08% of their portfolio | 264.1k $5.5m | Reduced -18.4k |
| MetLife Investment Management, LLC 0.04% of their portfolio | 247.3k $5.2m | Reduced -4.9k |
| Cubist Systematic Strategies, LLC 0.04% of their portfolio | 243.5k $5.1m | Added +107.3k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 231.9k $4.8m | Added +33.0k |
| State of New Jersey Common Pension Fund D 0.02% of their portfolio | 224.0k $4.7m | Unchanged |
| TUDOR INVESTMENT CORP ET AL 0.11% of their portfolio | 220.1k $4.6m | New |
| PRUDENTIAL FINANCIAL INC 0.01% of their portfolio | 219.3k $4.6m | Added +122.1k |
| YOUSIF CAPITAL MANAGEMENT, LLC 0.06% of their portfolio | 212.0k $4.4m | Reduced -1.9k |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.02% of their portfolio | 208.2k $4.3m | Added +1.2k |
| Empowered Funds, LLC 0.28% of their portfolio | 205.8k $4.3m | Added +140.2k |
| Elm Ridge Management, LLC 3.90% of their portfolio | 196.4k $4.1m | Reduced -31.7k |
| State of Tennessee, Department of Treasury 0.02% of their portfolio | 187.9k $3.9m | Unchanged |
| AMG National Trust Bank 0.13% of their portfolio | 178.1k $3.7m | Reduced -71.9k |
| COMERICA BANK 0.03% of their portfolio | 176.8k $4.2m | Reduced -63.3k |