Vault-13

NV5 GLOBAL INC NVEE

COM · Common Stock · CUSIP 62945V109

204 institutional holders +10 vs Q3 2023
12,803,23212.8m shares reported held*
$1.4bnreported value*
23 new 65 added 72 reduced 21 sold out net bought ≈ $123.9m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($503.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $111.12. Options: 2 managers hold calls ($188.9k notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 211Q4 22: 227Q1 23: 214Q2 23: 199Q3 23: 194Q4 23: 204204Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022211
Q4 2022227
Q1 2023214
Q2 2023199
Q3 2023194
Q4 2023204

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 91 bought or addedQ4 22: 101 cut or sold outQ4 22Q1 23: 109 bought or addedQ1 23: 112 cut or sold outQ1 23Q2 23: 102 bought or addedQ2 23: 112 cut or sold outQ2 23Q3 23: 85 bought or addedQ3 23: 101 cut or sold outQ3 23Q4 23: 88 bought or addedQ4 23: 93 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202291101
Q1 2023109112
Q2 2023102112
Q3 202385101
Q4 20238893

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ1 23 calls: $2.3mQ1 23 puts: $1.5mQ1 23P/C 0.63Q2 23 calls: $1.9mQ2 23 puts: $33.2kQ2 23P/C 0.02Q3 23 calls: $836.6kQ3 23 puts: $471.5kQ3 23P/C 0.56Q4 23 calls: $188.9kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$2.3m$1.5m0.63
Q2 2023$1.9m$33.2k0.02
Q3 2023$836.6k$471.5k0.56
Q4 2023$188.9k$00.00

Biggest buyers

MORGAN STANLEY Added +627,039+627.0k
T. Rowe Price Investment Management, Inc. New +221,327+221.3k
Nine Ten Capital Management LLC New +161,179+161.2k
Tributary Capital Management, LLC New +124,996+125.0k
BlackRock Inc. Added +111,495+111.5k
STATE STREET CORP Added +47,538+47.5k
VANGUARD GROUP INC Added +35,291+35.3k
AXA S.A. Added +32,000+32.0k
JPMORGAN CHASE & CO Added +21,019+21.0k
ENVESTNET ASSET MANAGEMENT INC Added +15,963+16.0k

Biggest sellers

PRICE T ROWE ASSOCIATES INC /MD/ Reduced -49,725-49.7k
FMR LLC Reduced -45,585-45.6k
Nuveen Asset Management, LLC Reduced -37,290-37.3k
WELLINGTON MANAGEMENT GROUP LLP Sold out -31,109-31.1k
Manatuck Hill Partners, LLC Sold out -30,000-30.0k
CITADEL ADVISORS LLC Reduced -28,700-28.7k
ASHFORD CAPITAL MANAGEMENT INC Reduced -28,104-28.1k
Sara-Bay Financial Reduced -23,036-23.0k
Mawer Investment Management Ltd. Sold out -15,249-15.2k
Numerai GP LLC Reduced -11,412-11.4k

Biggest calls

CITADEL ADVISORS LLC Added $188.9k1.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Cercano Management LLC 13G · institution filed 2025-01-21 6.0% 3.9m 2025-01-21

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.01% of their portfolio New York, NY 2,217,5092.2m $246.4m $246.4m 0.01% Added +111.5k +111,495
2 Cercano Management LLC 4.55% of their portfolio BELLEVUE, WA 1,239,8321.2m $137.8m $137.8m 4.55% Unchanged
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,120,3401.1m $124.5m $124.5m 0.01% Added +627.0k +627,039
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 950,477950.5k $105.6m $105.6m 0.00% Added +35.3k +35,291
5 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 514,444514.4k $57.2m $57.2m 0.00% Added +47.5k +47,538
6 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 511,790511.8k $56.9m $56.9m 0.02% Added +12.4k +12,437
7 GENEVA CAPITAL MANAGEMENT LLC 0.93% of their portfolio MILWAUKEE, WI 444,513444.5k $49.4m $49.4m 0.93% Added +707 +707
8 AMERICAN CENTURY COMPANIES INC 0.03% of their portfolio KANSAS CITY, MO 349,375349.4k $38.8m $38.8m 0.03% Added +9.7k +9,724
9 FMR LLC 0.00% of their portfolio BOSTON, MA 313,106313.1k $34.8m $34.8m 0.00% Reduced -45.6k -45,585
10 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 293,899293.9k $32.7m $32.7m 0.00% Added +15.4k +15,442
11 EMERALD ADVISERS, LLC 1.39% of their portfolio LEOLA, PA 291,599291.6k $32.4m $32.4m 1.39% Reduced -8.4k -8,395
12 NEUMEIER POMA INVESTMENT COUNSEL LLC 2.46% of their portfolio CARMEL, CA 248,386248.4k $27.6m $27.6m 2.46% Reduced -6.9k -6,880
13 EMERALD MUTUAL FUND ADVISERS TRUST 1.41% of their portfolio LEOLA, PA 240,216240.2k $26.7m $26.7m 1.41% Reduced -4.5k -4,470
14 T. Rowe Price Investment Management, Inc. 0.02% of their portfolio BALTIMORE, MD 221,327221.3k $24.6m $24.6m 0.02% New
15 Swedbank AB 0.03% of their portfolio STOCKHOLM, V7 170,000170.0k $18.9m $18.9m 0.03% Unchanged
16 KENNEDY CAPITAL MANAGEMENT LLC 0.40% of their portfolio ST LOUIS, MO 165,071165.1k $18.3m $18.3m 0.40% Added +677 +677
17 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 161,539161.5k $18.0m $18.0m 0.00% Added +3.4k +3,407
18 Nine Ten Capital Management LLC 4.50% of their portfolio CHICAGO, IL 161,179161.2k $17.9m $17.9m 4.50% New
19 Grandeur Peak Global Advisors, LLC 1.20% of their portfolio SALT LAKE CITY, UT 153,812153.8k $17.1m $17.1m 1.20% Added +3.5k +3,518
20 VOYA INVESTMENT MANAGEMENT LLC 0.02% of their portfolio ATLANTA, GA 153,070153.1k $17.0m $17.0m 0.02% Added +602 +602
21 KORNITZER CAPITAL MANAGEMENT INC /KS 0.31% of their portfolio SHAWNEE MISSION, KS 145,330145.3k $16.1m $16.1m 0.31% Unchanged
22 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 137,286137.3k $15.3m $15.3m 0.00% Added +5.1k +5,147
23 ASHFORD CAPITAL MANAGEMENT INC 2.01% of their portfolio WILMINGTON, DE 134,980135.0k $15.0m $15.0m 2.01% Reduced -28.1k -28,104
24 Summit Creek Advisors LLC 1.98% of their portfolio MINNEAPOLIS, MN 133,290133.3k $14.8m $14.8m 1.98% Reduced -9.7k -9,652
25 NEW SOUTH CAPITAL MANAGEMENT INC 0.62% of their portfolio MEMPHIS, TN 127,933127.9k $14.2m $14.2m 0.62% Reduced -3.8k -3,783
26 Tributary Capital Management, LLC 1.17% of their portfolio OMAHA, NE 124,996125.0k $13.9m $13.9m 1.17% New
27 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 115,948115.9k $12.9m $12.9m 0.00% Reduced -49.7k -49,725
28 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 106,804106.8k $11.9m $11.9m 0.00% Reduced -878 -878
29 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 72,49872.5k $8.1m $8.1m 0.01% Added +121 +121
30 AXA S.A. 0.01% of their portfolio PARIS, I0 64,00064.0k $7.1m $7.1m 0.01% Added +32.0k +32,000
31 ROYCE & ASSOCIATES LP 0.06% of their portfolio New York, NY 56,97057.0k $6.3m $6.3m 0.06% Reduced -400 -400
32 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 52,44852.4k $5.8m $5.8m 0.00% Reduced -37.3k -37,290
33 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 42,69542.7k $4.7m $4.7m 0.00% Reduced -3.0k -2,978
34 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 42,25642.3k $4.7m $4.7m 0.01% Reduced -2 -2
35 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 42,06142.1k $4.7m $4.7m 0.00% Added +9.3k +9,333
36 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 41,46841.5k $4.6m $4.6m 0.00% Reduced -5.0k -4,976
37 S SQUARED TECHNOLOGY, LLC 2.16% of their portfolio RYE, NY 40,05740.1k $4.5m $4.5m 2.16% Unchanged
38 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.02% of their portfolio COLUMBUS, OH 39,37339.4k $4.4m $4.4m 0.02% Added +33 +33
39 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 38,83838.8k $4.3m $4.3m 0.00% Added +1.8k +1,828
40 Legal & General Group Plc 0.00% of their portfolio London, X0 38,62038.6k $4.3m $4.3m 0.00% Reduced -611 -611
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 37,87237.9k $4.2m $4.2m 0.00% Added +21.0k +21,019
42 FRED ALGER MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 36,45436.5k $4.1m $4.1m 0.02% Reduced -1.2k -1,230
43 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 34,71434.7k $3.9m $3.9m 0.01% Reduced -3.4k -3,407
44 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 33,30933.3k $3.7m $3.7m 0.00% Reduced -1.3k -1,331
45 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 32,99933.0k $3.7m $3.7m 0.00% Added +16.0k +15,963
46 CONNORS INVESTOR SERVICES INC 0.40% of their portfolio WYOMISSING, PA 32,42732.4k $3.6m $3.6m 0.40% Added +608 +608
47 Taylor Frigon Capital Management LLC 1.72% of their portfolio SCOTTSDALE, AZ 30,88830.9k $3.4m $3.4m 1.72% Reduced -367 -367
48 WOODSTOCK CORP 0.38% of their portfolio BOSTON, MA 29,89229.9k $3.3m $3.3m 0.38% Reduced -460 -460
49 NORDEA INVESTMENT MANAGEMENT AB 0.00% of their portfolio STOCKHOLM, V7 28,72428.7k $3.2m $3.2m 0.00% Reduced -1.2k -1,171
50 Swiss National Bank 0.00% of their portfolio ZURICH, V8 28,20028.2k $3.1m $3.1m 0.00% Reduced -2.9k -2,900
51 KING LUTHER CAPITAL MANAGEMENT CORP 0.01% of their portfolio FORT WORTH, TX 27,67527.7k $3.1m $3.1m 0.01% Added +5.0k +4,957
52 Cruiser Capital Advisors, LLC 4.74% of their portfolio Stamford, CT 27,45227.5k $3.1m $3.1m 4.74% Unchanged
53 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 26,98127.0k $3.0m $3.0m 0.05% Reduced -5.1k -5,054
54 Public Sector Pension Investment Board 0.02% of their portfolio MONTREAL, A8 26,39026.4k $2.9m $2.9m 0.02% Added +10.7k +10,679
55 OAK RIDGE INVESTMENTS LLC 0.33% of their portfolio Chicago, IL 25,79525.8k $2.9m $2.9m 0.33% Reduced -5.8k -5,845
56 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 25,75725.8k $2.9m $2.9m 0.00% Added +1.3k +1,336
57 ANCHOR CAPITAL ADVISORS LLC 0.07% of their portfolio Boston, MA 23,74423.7k $2.6m $2.6m 0.07% Reduced -1.4k -1,423
58 CAMBIAR INVESTORS LLC 0.10% of their portfolio Denver, CO 23,40123.4k $2.6m $2.6m 0.10% Unchanged
59 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 21,94021.9k $2.4m $2.4m 0.00% Added +15.4k +15,379
60 Sara-Bay Financial 1.17% of their portfolio SARASOTA, FL 21,63621.6k $2.4m $2.4m 1.17% Reduced -23.0k -23,036
61 Alberta Investment Management Corp 0.02% of their portfolio EDMONTON, A0 21,39021.4k $2.4m $2.4m 0.02% Added +1.6k +1,596
62 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 21,23221.2k $2.4m $2.4m 0.00% Added +2.7k +2,706
63 CAMPBELL NEWMAN ASSET MANAGEMENT INC 0.17% of their portfolio MILWAUKEE, WI 17,73017.7k $2.0m $2.0m 0.17% Added +71 +71
64 Advisors Asset Management, Inc. 0.04% of their portfolio Monument, CO 16,95317.0k $1.9m $1.9m 0.04% Added +2.4k +2,362
65 UBS Group AG 0.00% of their portfolio ZURICH, V8 16,65216.7k $1.9m $1.9m 0.00% Added +9.9k +9,926
66 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 16,11016.1k $1.8m $1.8m 0.00% Reduced -1.2k -1,154
67 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,78415.8k $1.8m $1.8m 0.00% Reduced -28.7k -28,700
68 Conestoga Capital Advisors, LLC 0.03% of their portfolio WAYNE, PA 15,64315.6k $1.7m $1.7m 0.03% Added +620 +620
69 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 15,54415.5k $1.7m $1.7m 0.00% Added +463 +463
70 FORMULA GROWTH LTD 0.55% of their portfolio MONTREAL, A8 15,50015.5k $1.7m $1.7m 0.55% Unchanged
71 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 15,41015.4k $1.8m $1.8m 0.00% Added +2.4k +2,391
72 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 15,23415.2k $1.7m $1.7m 0.00% Unchanged
73 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 15,04715.0k $1.7m $1.7m 0.00% Added +316 +316
74 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 15,02715.0k $1.7m $1.7m 0.00% Reduced -499 -499
75 RENAISSANCE GROUP LLC 0.07% of their portfolio Covington, KY 14,19814.2k $1.6m $1.6m 0.07% Added +650 +650
76 Skylands Capital, LLC 0.23% of their portfolio Milwaukee, WI 13,87013.9k $1.5m $1.5m 0.23% Reduced -10.8k -10,835
77 Numerai GP LLC 0.50% of their portfolio SAN FRANCISCO, CA 12,78012.8k $1.4m $1.4m 0.50% Reduced -11.4k -11,412
78 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 12,65212.7k $1.4m $1.4m 0.00% Added +4.8k +4,811
79 Linden Thomas Advisory Services, LLC 0.26% of their portfolio Charlotte, NC 12,36212.4k $1.4m $1.4m 0.26% Reduced -141 -141
80 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 12,33212.3k $1.4m $1.4m 0.00% Added +6.3k +6,280
81 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 11,88711.9k $1.3m $1.3m 0.00% Added +311 +311
82 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 11,86611.9k $1.3m $1.3m 0.00% Reduced -5.0k -4,964
83 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 11,33211.3k $1.3m $1.3m 0.00% Reduced -297 -297
84 COMERICA BANK 0.01% of their portfolio DALLAS, TX 11,27911.3k $1.3m $1.3m 0.01% Added +708 +708
85 Spouting Rock Asset Management, LLC 0.45% of their portfolio BRYN MAWR, PA 11,17611.2k $1.2m $1.2m 0.45% Added +1.3k +1,317
86 TEXAS PERMANENT SCHOOL FUND CORP 0.01% of their portfolio AUSTIN, TX 10,98511.0k $1.2m $1.2m 0.01% Added +189 +189
87 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,7919.8k $1.1m $1.1m 0.00% Added +4.6k +4,637
88 CWM, LLC 0.01% of their portfolio OMAHA, NE 9,5179.5k $1.1m $1.1m 0.01% Reduced -911 -911
89 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 9,3799.4k $1.0m $1.0m 0.00% Reduced -2.3k -2,286
90 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 8,4728.5k $911.1k $911.1k 0.00% Added +606 +606
91 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 8,0928.1k $899.2k $899.2k 0.00% Added +3.0k +2,967
92 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 7,8377.8k $870.8k $870.8k 0.00% Reduced -3.3k -3,258
93 State of Alaska, Department of Revenue 0.01% of their portfolio JUNEAU, AK 7,8247.8k $869.0k $869.0k 0.01% Reduced -91 -91
94 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 7,5127.5k $834.7k $834.7k 0.00% Added +20 +20
95 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 7,4007.4k $822.3k $822.3k 0.00% Added +1.1k +1,120
96 Illinois Municipal Retirement Fund 0.01% of their portfolio OAK BROOK, IL 7,2917.3k $810.0k $810.0k 0.01% Reduced -150 -150
97 MetLife Investment Management, LLC 0.01% of their portfolio Whippany, NJ 7,1847.2k $798.3k $798.3k 0.01% Unchanged
98 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 7,1207.1k $791.2k $791.2k 0.00% Reduced -6.5k -6,460
99 Pacific Ridge Capital Partners, LLC 0.16% of their portfolio LAKE OSWEGO, OR 7,0517.1k $783.5k $783.5k 0.16% Unchanged
100 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 7,0477.0k $783.1k $783.1k 0.00% Reduced -142 -142