Vault-13

NRG ENERGY INC NRG 2.75 06.01.48

DBCV 2.750% 6/0 · US DOMESTIC · CUSIP 629377CG5

27 institutional holders -25 vs Q1 2025
81,00081.0k shares reported held*
$808.2mreported value*
5 new 8 added 6 reduced 29 sold out net bought ≈ $135.6m (-1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9978.24.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 48Q4 22: 50Q1 23: 56Q2 23: 60Q3 23: 61Q4 23: 63Q1 24: 63Q2 24: 56Q3 24: 53Q4 24: 54Q1 25: 52Q2 25: 2727Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202248
Q4 202250
Q1 202356
Q2 202360
Q3 202361
Q4 202363
Q1 202463
Q2 202456
Q3 202453
Q4 202454
Q1 202552
Q2 202527

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 23: 22 bought or addedQ3 23: 26 cut or sold outQ4 23: 23 bought or addedQ4 23: 28 cut or sold outQ4 23Q1 24: 22 bought or addedQ1 24: 40 cut or sold outQ2 24: 18 bought or addedQ2 24: 48 cut or sold outQ2 24Q3 24: 14 bought or addedQ3 24: 30 cut or sold outQ4 24: 12 bought or addedQ4 24: 23 cut or sold outQ4 24Q1 25: 19 bought or addedQ1 25: 22 cut or sold outQ2 25: 13 bought or addedQ2 25: 35 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20232226
Q4 20232328
Q1 20242240
Q2 20241848
Q3 20241430
Q4 20241223
Q1 20251922
Q2 20251335

Biggest buyers

Elequin Capital, LP Added +40,363,000+40.4m
D. E. Shaw & Co., Inc. Added +31,000,000+31.0m
WELLS FARGO & COMPANY/MN Added +17,396,000+17.4m
JPMORGAN CHASE & CO Added +6,258,000+6.3m
PIPER SANDLER & CO. New +5,000,000+5.0m
Warberg Asset Management LLC Added +1,083,000+1.1m
UBS Group AG Added +24,000+24.0k
HB Wealth Management, LLC New +17,000+17.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +14,000+14.0k
Fisher Asset Management, LLC New +12,000+12.0k

Biggest sellers

MacKay Shields LLC Sold out -33,232,000-33.2m
Skaana Management L.P. Sold out -5,381,000-5.4m
Thrivent Financial for Lutherans Sold out -4,898,000-4.9m
LORD, ABBETT & CO. LLC Sold out -4,463,000-4.5m
CITIGROUP INC Sold out -4,016,000-4.0m
FRANKLIN RESOURCES INC Sold out -3,791,000-3.8m
SSI INVESTMENT MANAGEMENT LLC Sold out -2,408,000-2.4m
Periscope Capital Inc. Sold out -1,750,000-1.8m
BARCLAYS PLC Sold out -1,463,000-1.5m
STATE STREET CORP Sold out -1,200,000-1.2m

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 D. E. Shaw & Co., Inc. 0.40% of their portfolio New York, NY 102,199,000102.2m $400.8m $400.8m 0.40% Added +31.0m +31,000,000
2 Elequin Capital, LP 26.59% of their portfolio NEW YORK, NY 49,192,00049.2m $192.6m $192.6m 26.59% Added +40.4m +40,363,000
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 25,314,00025.3m $99.1m $99.1m 0.02% Added +17.4m +17,396,000
4 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,174,00011.2m $43.8m $43.8m 0.00% Added +6.3m +6,258,000
5 Warberg Asset Management LLC 8.05% of their portfolio WINNETKA, IL 8,370,0008.4m $32.8m $32.8m 8.05% Added +1.1m +1,083,000
6 PIPER SANDLER & CO. 14.32% of their portfolio MINNEAPOLIS, MN 5,000,0005.0m $18.6m $18.6m 14.32% New
7 FMR LLC 0.00% of their portfolio BOSTON, MA 2,901,0002.9m $11.4m $11.4m 0.00% Unchanged
8 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 781,000781.0k $3.1m $3.1m 0.00% Reduced -375.0k -375,000
9 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 500,000500.0k $2.0m $2.0m 0.01% Reduced -150.0k -150,000
10 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 455,000455.0k $1.8m $1.8m 0.00% Added +1.0k +1,000
11 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 295,000295.0k $1.2m $1.2m 0.00% Unchanged
12 Colonial Trust Advisors 0.01% of their portfolio SPARTANBURG, SC 37,00037.0k $145.7k $145.7k 0.01% Unchanged
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 25,33025.3k $99.7k $99.7k 0.00% Added +24.0k +24,000
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 17,00017.0k $66.9k $66.9k 0.00% Reduced -2.0k -2,000
15 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 17,00017.0k $67.2k $67.2k 0.00% New
16 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 14,00014.0k $55.1k $55.1k 0.00% Reduced -140.0k -140,000
17 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 14,00014.0k $54.6k $54.6k 0.00% New
18 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 12,00012.0k $47.2k $47.2k 0.00% New
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 12,00012.0k $47.5k $47.5k 0.00% Reduced -505.0k -505,000
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 12,00012.0k $48.0k $48.0k 0.00% Added +6.0k +6,000
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 8,6008.6k $33.9k $33.9k 0.00% Reduced -33.0k -33,000
22 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 6,0006.0k $23.6k $23.6k 0.00% Unchanged
23 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,0003.0k $11.8k $11.8k 0.00% Unchanged
24 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 1,0001.0k $3.9k $3.9k 0.00% Unchanged
25 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,0001.0k $393.7k $393.7k 0.00% Unchanged
26 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 1,0001.0k $3.9k $3.9k 0.00% New
27 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged