Vault-13

NCL CORP LTD NCLH 5.375 08.01.25

NOTE 5.375% 8/0 · US DOMESTIC · CUSIP 62886HAX9

41 institutional holders +1 vs Q3 2022
9,761,8819.8m shares reported held*
$505.4mreported value*
8 new 11 added 7 reduced 8 sold out net bought ≈ $52.5m (-309.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $51.78.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 40Q4 22: 4141Q3 22Q4 22
Numbers
QuarterHolders
Q3 202240
Q4 202241

Biggest buyers

BNP PARIBAS FINANCIAL MARKETS New +38,025,000+38.0m
ROYAL BANK OF CANADA Added +10,442,000+10.4m
Jefferies Financial Group Inc. New +10,025,000+10.0m
BANK OF MONTREAL /CAN/ New +9,799,000+9.8m
Polar Capital Holdings Plc New +5,700,000+5.7m
Point72 Asset Management, L.P. New +5,000,000+5.0m
PALISADE CAPITAL MANAGEMENT, LP New +4,532,000+4.5m
Man Group plc New +3,550,000+3.5m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +2,100,000+2.1m
Shaolin Capital Management LLC Added +729,000+729.0k

Biggest sellers

ADVENT CAPITAL MANAGEMENT /DE/ Reduced -10,619,000-10.6m
BANK OF AMERICA CORP /DE/ Reduced -6,355,000-6.4m
PALISADE CAPITAL MANAGEMENT, LP Sold out -4,907,000-4.9m
SSI INVESTMENT MANAGEMENT LLC Sold out -3,941,000-3.9m
FMR LLC Reduced -3,350,000-3.4m
DLD Asset Management, LP Sold out -3,250,000-3.2m
ZAZOVE ASSOCIATES LLC Reduced -2,773,000-2.8m
GOLDMAN SACHS GROUP INC Reduced -1,750,000-1.8m
WELLS FARGO & COMPANY/MN Reduced -1,111,000-1.1m
JANE STREET GROUP, LLC Sold out -1,100,000-1.1m

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LAZARD ASSET MANAGEMENT LLC 0.12% of their portfolio NEW YORK, NY 84,233,00084.2m $85.4m $85.4m 0.12% Added +484.0k +484,000
2 SOROS FUND MANAGEMENT LLC 1.32% of their portfolio NEW YORK, NY 76,000,00076.0m $77.6m $77.6m 1.32% Unchanged
3 D. E. Shaw & Co., Inc. 0.10% of their portfolio New York, NY 57,000,00057.0m $58.2m $58.2m 0.10% Unchanged
4 Shaolin Capital Management LLC 1.44% of their portfolio Miami, FL 47,104,00047.1m $48.1m $48.1m 1.44% Added +729.0k +729,000
5 BNP PARIBAS FINANCIAL MARKETS 0.10% of their portfolio PARIS, I0 38,025,00038.0m $38.8m $38.8m 0.10% New
6 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 25,000,00025.0m $25.2m $25.2m 0.01% Reduced -1.8m -1,750,000
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.04% of their portfolio BALA CYNWYD, PA 21,704,00021.7m $22.2m $22.2m 0.04% Added +2.1m +2,100,000
8 ADVENT CAPITAL MANAGEMENT /DE/ 0.22% of their portfolio NEW YORK, NY 12,165,00012.2m $12.3m $12.3m 0.22% Reduced -10.6m -10,619,000
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 11,442,00011.4m $11.6m $11.6m 0.00% Added +10.4m +10,442,000
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 10,925,00010.9m $11.4m $11.4m 0.00% Added +200.0k +200,000
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 10,200,00010.2m $10.3m $10.3m 0.00% Unchanged
12 Jefferies Financial Group Inc. 0.18% of their portfolio NEW YORK, NY 10,025,00010.0m $10.3m $10.3m 0.18% New
13 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 9,799,0009.8m $10.0m $10.0m 0.00% New
14 MacKay Shields LLC 0.21% of their portfolio New York, NY 8,233,0008.2m $8.3m $8.3m 0.21% Unchanged
15 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 7,675,0007.7m $7.7m $7.7m 0.00% Reduced -6.4m -6,355,000
16 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 7,641,0007.6m $7.8m $7.8m 0.00% Reduced -1.1m -1,111,000
17 Polar Capital Holdings Plc 0.05% of their portfolio London, X0 5,700,0005.7m $5.8m $5.8m 0.05% New
18 Point72 Asset Management, L.P. 0.02% of their portfolio STAMFORD, CT 5,000,0005.0m $5.1m $5.1m 0.02% New
19 PALISADE CAPITAL MANAGEMENT, LP 0.12% of their portfolio FORT LEE, NJ 4,532,0004.5m $4.6m $4.6m 0.12% New
20 BlackRock Inc. 0.00% of their portfolio New York, NY 4,205,0004.2m $4.2m $4.2m 0.00% Added +300.0k +300,000
21 Covalent Partners LLC 18.32% of their portfolio CONCORD, MA 4,000,0004.0m $4.0m $4.0m 18.32% Unchanged
22 PUTNAM INVESTMENTS LLC 0.01% of their portfolio BOSTON, MA 3,983,0004.0m $4.0m $4.0m 0.01% Added +1.0k +1,000
23 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 3,866,0003.9m $3.9m $3.9m 0.00% First filing
24 Man Group plc 0.01% of their portfolio LONDON, X0 3,550,0003.5m $3.6m $3.6m 0.01% New
25 GABELLI FUNDS LLC 0.03% of their portfolio Rye, NY 3,300,0003.3m $3.4m $3.4m 0.03% Unchanged
26 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 3,170,0003.2m $3.2m $3.2m 0.00% Unchanged
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,428,0001.4m $1.4m $1.4m 0.00% Added +540.0k +540,000
28 EDMOND DE ROTHSCHILD HOLDING S.A. 0.03% of their portfolio CHAMBESY, V8 1,200,0001.2m $1.2m $1.2m 0.03% Unchanged
29 ZAZOVE ASSOCIATES LLC 0.09% of their portfolio INCLINE VILLAGE, NV 1,000,0001.0m $1.0m $1.0m 0.09% Reduced -2.8m -2,773,000
30 Zurcher Kantonalbank (Zurich Cantonalbank) 0.01% of their portfolio ZURICH, V8 975,000975.0k $996.9k $996.9k 0.01% Added +650.0k +650,000
31 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 803,000803.0k $807.0k $807.0k 0.00% Added +100.0k +100,000
32 Terrapin Asset Management, LLC 0.52% of their portfolio Miami, FL 500,000500.0k $510.5k $510.5k 0.52% First filing
33 FMR LLC 0.00% of their portfolio BOSTON, MA 250,000250.0k $252.1k $252.1k 0.00% Reduced -3.4m -3,350,000
34 Teton Advisors, Inc. 0.07% of their portfolio Rye, NY 250,000250.0k $255.2k $255.2k 0.07% Unchanged
35 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 229,000229.0k $237.1k $237.1k 0.00% Unchanged
36 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 211,000211.0k $212.8k $212.8k 0.00% Unchanged
37 KBC Group NV 0.00% of their portfolio Brussels, C9 100,000100.0k $104.0k $104.0k 0.00% New
38 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 70,00070.0k $70.6k $70.6k 0.00% Unchanged
39 SG Americas Securities, LLC 0.03% of their portfolio NEW YORK, NY 21,93021.9k $2.2m $2.2m 0.03% Added +10.7k +10,670
40 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 8,8818.9k $9.1m $9.1m 0.01% Reduced -3.0k -3,000
41 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged