Vault-13

MITSUBISHI UFJ FINL GROUP IN MUFG

SPONSORED ADS · ADR · CUSIP 606822104

Japanese bank holding and financial services company

454 institutional holders +17 vs Q4 2024
309,426,243309.4m shares reported held*
$4.3bnreported value*
58 new 188 added 131 reduced 38 sold out net bought ≈ $1.0bn (+76.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $14.04. Options: 6 managers hold calls ($2.0m notional), 6 hold puts ($5.5m).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 252Q4 22: 272Q1 23: 289Q2 23: 307Q3 23: 332Q4 23: 362Q1 24: 382Q2 24: 408Q3 24: 420Q4 24: 437Q1 25: 454454Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022252
Q4 2022272
Q1 2023289
Q2 2023307
Q3 2023332
Q4 2023362
Q1 2024382
Q2 2024408
Q3 2024420
Q4 2024437
Q1 2025454

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 23: 148 bought or addedQ2 23: 124 cut or sold outQ3 23: 160 bought or addedQ3 23: 134 cut or sold outQ3 23Q4 23: 207 bought or addedQ4 23: 122 cut or sold outQ1 24: 209 bought or addedQ1 24: 144 cut or sold outQ1 24Q2 24: 212 bought or addedQ2 24: 147 cut or sold outQ3 24: 216 bought or addedQ3 24: 153 cut or sold outQ3 24Q4 24: 243 bought or addedQ4 24: 142 cut or sold outQ1 25: 246 bought or addedQ1 25: 169 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023148124
Q3 2023160134
Q4 2023207122
Q1 2024209144
Q2 2024212147
Q3 2024216153
Q4 2024243142
Q1 2025246169

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ2 24 calls: $733.9kQ2 24 puts: $455.8kQ2 24P/C 0.62Q3 24 calls: $355.4kQ3 24 puts: $248.6kQ3 24P/C 0.70Q4 24 calls: $70.3kQ4 24 puts: $46.6kQ4 24P/C 0.66Q1 25 calls: $2.0mQ1 25 puts: $5.5mQ1 25P/C 2.70
Numbers
QuarterCallsPutsP/C
Q2 2024$733.9k$455.8k0.62
Q3 2024$355.4k$248.6k0.70
Q4 2024$70.3k$46.6k0.66
Q1 2025$2.0m$5.5m2.70

Biggest buyers

Fisher Asset Management, LLC Added +68,389,085+68.4m
Clearbridge Investments, LLC Added +1,772,995+1.8m
Artemis Investment Management LLP Added +1,629,765+1.6m
NATIONAL BANK OF CANADA /FI/ New +919,846+919.8k
NATIXIS ADVISORS, LLC Added +905,674+905.7k
NORTHERN TRUST CORP Added +885,189+885.2k
1832 Asset Management L.P. Added +695,529+695.5k
Federation des caisses Desjardins du Quebec Added +673,502+673.5k
Journey Advisory Group, LLC New +587,551+587.6k
BlackRock, Inc. Added +437,029+437.0k

Biggest sellers

Aristotle Capital Management, LLC Reduced -2,572,759-2.6m
DIMENSIONAL FUND ADVISORS LP Reduced -1,351,756-1.4m
MILLENNIUM MANAGEMENT LLC Reduced -711,725-711.7k
BRANDES INVESTMENT PARTNERS, LP Reduced -374,022-374.0k
TORONTO DOMINION BANK Reduced -361,650-361.6k
RENAISSANCE TECHNOLOGIES LLC Reduced -347,920-347.9k
SYNOVUS FINANCIAL CORP Reduced -236,473-236.5k
Invesco Ltd. Reduced -231,265-231.3k
THORNBURG INVESTMENT MANAGEMENT INC Reduced -161,729-161.7k
CIBC WORLD MARKET INC. Reduced -157,283-157.3k

Biggest calls

SIMPLEX TRADING, LLC New $873.0k64.1k shares
CITADEL ADVISORS LLC Added $607.9k44.6k shares
PEAK6 LLC New $368.0k27.0k shares
JANE STREET GROUP, LLC New $175.8k12.9k shares
GROUP ONE TRADING LLC Reduced $8.2k600 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Twin Tree Management, LP New $5.1m373.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $181.3k13.3k shares
SIMPLEX TRADING, LLC Added $109.0k8.0k shares
GROUP ONE TRADING LLC Added $61.3k4.5k shares
CITADEL ADVISORS LLC Added $40.9k3.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2025.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.45% of their portfolio PLANO, TX 76,237,79176.2m $1.0bn $1.0bn 0.45% Added +68.4m +68,389,085
2 Aristotle Capital Management, LLC 1.64% of their portfolio LOS ANGELES, CA 60,571,45260.6m $825.6m $825.6m 1.64% Reduced -2.6m -2,572,759
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 19,646,39019.6m $267.8m $267.8m 0.02% Reduced -54.4k -54,405
4 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 12,652,33212.7m $172.5m $172.5m 0.03% Added +288.6k +288,583
5 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 11,407,26811.4m $155.5m $155.5m 0.02% Added +885.2k +885,189
6 NATIXIS ADVISORS, LLC 0.27% of their portfolio Boston, MA 10,756,56510.8m $146.6m $146.6m 0.27% Added +905.7k +905,674
7 BlackRock, Inc. 0.00% of their portfolio New York, NY 7,823,1687.8m $106.6m $106.6m 0.00% Added +437.0k +437,029
8 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 7,231,2587.2m $98.6m $98.6m 0.01% Reduced -52.6k -52,637
9 Chevy Chase Trust Holdings, LLC 0.27% of their portfolio BETHESDA, MD 6,197,7646.2m $84.5m $84.5m 0.27% Added +247.5k +247,508
10 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 5,980,3926.0m $81.5m $81.5m 0.02% Reduced -40.9k -40,879
11 FMR LLC 0.00% of their portfolio BOSTON, MA 5,687,5295.7m $77.5m $77.5m 0.00% Added +376.2k +376,249
12 Clearbridge Investments, LLC 0.07% of their portfolio NEW YORK, NY 5,595,5255.6m $76.3m $76.3m 0.07% Added +1.8m +1,772,995
13 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 4,820,0994.8m $65.7m $65.7m 0.02% Added +13.2k +13,167
14 TODD ASSET MANAGEMENT LLC 1.30% of their portfolio Louisville, KY 4,038,1054.0m $55.0m $55.0m 1.30% Reduced -31.6k -31,558
15 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 3,993,2694.0m $54.4m $54.4m 0.01% Reduced -1.4m -1,351,756
16 SEI INVESTMENTS CO 0.07% of their portfolio OAKS, PA 3,940,3563.9m $53.7m $53.7m 0.07% Reduced -152.5k -152,491
17 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 2,933,9402.9m $40.0m $40.0m 0.01% Added +377.1k +377,143
18 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 2,778,5172.8m $37.9m $37.9m 0.01% Added +282.6k +282,644
19 Artemis Investment Management LLP 0.53% of their portfolio EDINBURGH, X0 2,558,1022.6m $34.9m $34.9m 0.53% Added +1.6m +1,629,765
20 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.31% of their portfolio FRANKFORT, KY 2,509,7102.5m $34.2m $34.2m 0.31% Unchanged
21 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 1,941,4741.9m $26.5m $26.5m 0.02% Added +73.3k +73,277
22 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 1,886,2031.9m $25.7m $25.7m 0.03% Reduced -70.6k -70,641
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,638,3131.6m $22.3m $22.3m 0.00% Added +398.3k +398,289
24 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 1,209,6821.2m $16.8m $16.8m 0.01% Added +16.8k +16,793
25 Quantinno Capital Management LP 0.10% of their portfolio NEW YORK, NY 1,087,0861.1m $14.8m $14.8m 0.10% Added +193.8k +193,834
26 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 1,068,5751.1m $14.6m $14.6m 0.00% Added +230.8k +230,830
27 THORNBURG INVESTMENT MANAGEMENT INC 0.20% of their portfolio SANTA FE, NM 1,055,3721.1m $143.8m $143.8m 0.20% Reduced -161.7k -161,729
28 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,032,3131.0m $14.1m $14.1m 0.00% Reduced -58.4k -58,420
29 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 1,032,0541.0m $14.1m $14.1m 0.00% Added +195.2k +195,227
30 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 977,144977.1k $13.3m $13.3m 0.00% Reduced -231.3k -231,265
31 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 942,646942.6k $12.8m $12.8m 0.01% Added +183.2k +183,225
32 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 919,846919.8k $12.5m $12.5m 0.01% New
33 Crossmark Global Holdings, Inc. 0.21% of their portfolio HOUSTON, TX 875,145875.1k $11.9m $11.9m 0.21% Added +958 +958
34 BRANDES INVESTMENT PARTNERS, LP 0.12% of their portfolio LA JOLLA, CA 865,486865.5k $11.8m $11.8m 0.12% Reduced -374.0k -374,022
35 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 815,187815.2k $10.4m $10.4m 0.05% Added +425.5k +425,497
36 QRG CAPITAL MANAGEMENT, INC. 0.11% of their portfolio BERWYN, PA 804,925804.9k $11.0m $11.0m 0.11% Added +36.7k +36,730
37 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 775,554775.6k $10.6m $10.6m 0.02% Reduced -8.4k -8,443
38 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.08% of their portfolio Stamford, CT 754,820754.8k $10.3m $10.3m 0.08% Added +6.4k +6,430
39 1832 Asset Management L.P. 0.02% of their portfolio TORONTO, A6 713,069713.1k $9.7m $9.7m 0.02% Added +695.5k +695,529
40 Federation des caisses Desjardins du Quebec 0.05% of their portfolio LEVIS, A8 675,722675.7k $9.2m $9.2m 0.05% Added +673.5k +673,502
41 FEDERATED HERMES, INC. 0.02% of their portfolio PITTSBURGH, PA 627,083627.1k $8.5m $8.5m 0.02% Reduced -16.4k -16,365
42 Journey Advisory Group, LLC 0.66% of their portfolio COVINGTON, KY 587,551587.6k $8.0m $8.0m 0.66% New
43 Guardian Partners Inc. 0.72% of their portfolio TORONTO, Z4 576,015576.0k $7.0m $7.0m 0.72% Reduced -9.2k -9,158
44 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 574,278574.3k $7.8m $7.8m 0.02% Reduced -157.3k -157,283
45 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 557,475557.5k $7.6m $7.6m 0.01% Reduced -20.2k -20,221
46 Pathstone Holdings, LLC 0.03% of their portfolio ENGLEWOOD, NJ 493,008493.0k $6.7m $6.7m 0.03% Reduced -10.7k -10,710
47 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 485,832485.8k $6.6m $6.6m 0.01% Added +40.3k +40,258
48 Boston Common Asset Management, LLC 0.20% of their portfolio BOSTON, MA 482,564482.6k $6.6m $6.6m 0.20% Added +110.2k +110,155
49 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 478,230478.2k $6.5m $6.5m 0.02% Reduced -52.3k -52,273
50 Capital Wealth Planning, LLC 0.06% of their portfolio NAPLES, FL 469,373469.4k $6.4m $6.4m 0.06% Added +150.0k +150,010
51 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 458,231458.2k $6.2m $6.2m 0.00% Added +124.8k +124,828
52 Vanguard Personalized Indexing Management, LLC 0.09% of their portfolio OAKLAND, CA 454,909454.9k $6.2m $6.2m 0.09% Added +62.9k +62,898
53 ABN AMRO INVESTMENT SOLUTIONS 0.13% of their portfolio PARIS CEDEX 008, I0 452,000452.0k $6.2m $6.2m 0.13% Reduced -18.5k -18,500
54 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 430,242430.2k $5.9m $5.9m 0.00% Added +40.6k +40,639
55 Orion Porfolio Solutions, LLC 0.06% of their portfolio OMAHA, NE 425,497425.5k $5.8m $5.8m 0.06% Added +35.8k +35,807
56 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 404,612404.6k $5.5m $5.5m 0.00% Reduced -5.9k -5,892
57 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 401,069401.1k $5.5m $5.5m 0.01% Added +1.1k +1,096
58 Curi Capital, LLC 0.13% of their portfolio CHICAGO, IL 391,244391.2k $5.3m $5.3m 0.13% New
59 Ramirez Asset Management, Inc. 1.09% of their portfolio NEW YORK, NY 386,020386.0k $5.3m $5.3m 1.09% Reduced -40.8k -40,830
60 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 371,814371.8k $5.1m $5.1m 0.01% Added +41.2k +41,238
61 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 371,405371.4k $5.1m $5.1m 0.01% Added +39.5k +39,527
62 Forum Financial Management, LP 0.08% of their portfolio LOMBARD, IL 357,561357.6k $4.9m $4.9m 0.08% Unchanged
63 BESSEMER GROUP INC 0.01% of their portfolio WOODBRIDGE, NJ 356,442356.4k $4.9m $4.9m 0.01% Added +44.2k +44,231
64 EAGLE GLOBAL ADVISORS LLC 0.20% of their portfolio Houston, TX 355,434355.4k $4.8m $4.8m 0.20% Reduced -7.7k -7,700
65 AUGUSTINE ASSET MANAGEMENT INC 1.40% of their portfolio JACKSONVILLE, FL 351,878351.9k $4.8m $4.8m 1.40% Added +1.7k +1,665
66 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 346,094346.1k $4.7m $4.7m 0.01% Added +53.7k +53,735
67 LMR Partners LLP 0.09% of their portfolio LONDON, X0 344,600344.6k $4.7m $4.7m 0.09% New
68 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 343,602343.6k $4.7m $4.7m 0.00% Added +38.2k +38,196
69 QUADRANT CAPITAL GROUP LLC 0.17% of their portfolio CINCINNATI, OH 340,702340.7k $4.6m $4.6m 0.17% Added +228.1k +228,148
70 Moran Wealth Management, LLC 0.16% of their portfolio NAPLES, FL 340,440340.4k $4.6m $4.6m 0.16% Reduced -22.1k -22,108
71 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 335,371335.4k $4.6m $4.6m 0.02% Added +88.7k +88,681
72 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 334,909334.9k $4.6m $4.6m 0.00% Added +101.9k +101,930
73 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 327,806327.8k $4.5m $4.5m 0.00% New
74 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 324,137324.1k $4.4m $4.4m 0.06% Reduced -14.9k -14,943
75 Mariner, LLC 0.01% of their portfolio Overland Park, KS 298,530298.5k $4.1m $4.1m 0.01% Added +68.0k +68,026
76 TOWNSQUARE CAPITAL LLC 0.04% of their portfolio Lehi, UT 298,272298.3k $4.1m $4.1m 0.04% Added +47.7k +47,735
77 BAMCO INC /NY/ 0.01% of their portfolio NEW YORK, NY 295,681295.7k $4.0m $4.0m 0.01% Unchanged
78 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 287,470287.5k $3.9m $3.9m 0.00% Added +24.6k +24,633
79 Dorsey Wright & Associates 0.97% of their portfolio PASADENA, CA 278,256278.3k $3.8m $3.8m 0.97% Reduced -35.1k -35,051
80 Pekin Hardy Strauss, Inc. 0.46% of their portfolio CHICAGO, IL 276,525276.5k $3.8m $3.8m 0.46% Added +16.2k +16,250
81 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 274,089274.1k $3.7m $3.7m 0.01% Added +142.7k +142,696
82 SIGNATUREFD, LLC 0.07% of their portfolio ATLANTA, GA 272,227272.2k $3.7m $3.7m 0.07% Added +6.7k +6,664
83 Allianz SE 0.09% of their portfolio Munich, 2M 255,000255.0k $3.5m $3.5m 0.09% New
84 Naviter Wealth, LLC 0.43% of their portfolio LITTLE ROCK, AR 252,396252.4k $3.5m $3.5m 0.43% Added +2.6k +2,590
85 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 246,147246.1k $3.4m $3.4m 0.00% Added +5.3k +5,302
86 TD Waterhouse Canada Inc. 0.03% of their portfolio TORONTO, A6 241,668241.7k $3.2m $3.2m 0.03% Added +240.9k +240,950
87 Vident Advisory, LLC 0.05% of their portfolio Alpharetta, GA 236,216236.2k $3.2m $3.2m 0.05% Added +35.7k +35,661
88 Alaethes Wealth, LLC 1.08% of their portfolio GLENBROOK, NV 217,110217.1k $3.0m $3.0m 1.08% Added +2.3k +2,293
89 Legacy Wealth Asset Management, LLC 0.82% of their portfolio WOODBURY, MN 216,804216.8k $3.0m $3.0m 0.82% Reduced -12.6k -12,603
90 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 213,711213.7k $2.9m $2.9m 0.00% Reduced -347.9k -347,920
91 Ethic Inc. 0.06% of their portfolio NEW YORK, NY 212,459212.5k $2.8m $2.8m 0.06% Added +377 +377
92 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 204,351204.4k $2.8m $2.8m 0.01% Added +51.8k +51,825
93 Altman Advisors, Inc. 1.16% of their portfolio CHICAGO, IL 198,762198.8k $2.5m $2.5m 1.16% Reduced -1.8k -1,762
94 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 198,340198.3k $2.7m $2.7m 0.00% Reduced -35.6k -35,585
95 RITHOLTZ WEALTH MANAGEMENT 0.08% of their portfolio NEW YORK, NY 197,228197.2k $2.7m $2.7m 0.08% Reduced -22.6k -22,602
96 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 194,484194.5k $2.7m $2.7m 0.00% Added +101.6k +101,622
97 SCS Capital Management LLC 0.03% of their portfolio BOSTON, MA 190,237190.2k $2.6m $2.6m 0.03% New
98 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 181,276181.3k $2.5m $2.5m 0.01% Reduced -47.4k -47,366
99 Qtron Investments LLC 0.37% of their portfolio Boston, MA 179,123179.1k $2.4m $2.4m 0.37% Unchanged
100 WHITTIER TRUST CO 0.03% of their portfolio SOUTH PASADENA, CA 173,696173.7k $2.4m $2.4m 0.03% Added +18.8k +18,755