Vault-13

MITSUBISHI UFJ FINL GROUP IN MUFG

SPONSORED ADS · ADR · CUSIP 606822104

Japanese bank holding and financial services company

408 institutional holders +26 vs Q1 2024
225,833,317225.8m shares reported held*
$2.9bnreported value*
48 new 164 added 124 reduced 23 sold out net sold ≈ $161.0m (-14.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $12.65. Options: 4 managers hold calls ($733.9k notional), 5 hold puts ($455.8k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 252Q4 22: 272Q1 23: 289Q2 23: 307Q3 23: 332Q4 23: 362Q1 24: 382Q2 24: 408408Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022252
Q4 2022272
Q1 2023289
Q2 2023307
Q3 2023332
Q4 2023362
Q1 2024382
Q2 2024408

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 133 bought or addedQ4 22: 114 cut or sold outQ4 22Q1 23: 164 bought or addedQ1 23: 115 cut or sold outQ2 23: 148 bought or addedQ2 23: 124 cut or sold outQ2 23Q3 23: 160 bought or addedQ3 23: 134 cut or sold outQ4 23: 207 bought or addedQ4 23: 122 cut or sold outQ4 23Q1 24: 209 bought or addedQ1 24: 144 cut or sold outQ2 24: 212 bought or addedQ2 24: 147 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022133114
Q1 2023164115
Q2 2023148124
Q3 2023160134
Q4 2023207122
Q1 2024209144
Q2 2024212147

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 23 calls: $4.5mQ3 23 puts: $61.9kQ3 23P/C 0.01Q4 23 calls: $155.9kQ4 23 puts: $58.5kQ4 23P/C 0.38Q1 24 calls: $2.1mQ1 24 puts: $693.8kQ1 24P/C 0.33Q2 24 calls: $733.9kQ2 24 puts: $455.8kQ2 24P/C 0.62
Numbers
QuarterCallsPutsP/C
Q3 2023$4.5m$61.9k0.01
Q4 2023$155.9k$58.5k0.38
Q1 2024$2.1m$693.8k0.33
Q2 2024$733.9k$455.8k0.62

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +1,394,025+1.4m
THORNBURG INVESTMENT MANAGEMENT INC Added +670,787+670.8k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP New +384,057+384.1k
NATIXIS ADVISORS, LLC Added +379,105+379.1k
FMR LLC Added +363,033+363.0k
BlackRock Inc. Added +223,941+223.9k
Chevy Chase Trust Holdings, LLC Added +217,799+217.8k
AVANTAX ADVISORY SERVICES, INC. New +206,230+206.2k
Retireful, LLC New +201,253+201.3k
SEI INVESTMENTS CO Added +195,882+195.9k

Biggest sellers

MORGAN STANLEY Reduced -15,334,296-15.3m
GOLDMAN SACHS GROUP INC Reduced -1,095,553-1.1m
Philadelphia Financial Management of San Francisco, LLC Reduced -661,709-661.7k
PRICE T ROWE ASSOCIATES INC /MD/ Sold out -642,863-642.9k
CITADEL ADVISORS LLC Reduced -630,131-630.1k
BRANDES INVESTMENT PARTNERS, LP Reduced -501,406-501.4k
Aristotle Capital Management, LLC Reduced -381,146-381.1k
CAPITAL FUND MANAGEMENT S.A. Sold out -340,014-340.0k
Qube Research & Technologies Ltd Reduced -330,258-330.3k
TOCQUEVILLE ASSET MANAGEMENT L.P. Reduced -300,000-300.0k

Biggest calls

GROUP ONE TRADING LLC Added $387.7k35.9k shares
SIMPLEX TRADING, LLC Added $317.0k29.4k shares
CITADEL ADVISORS LLC Reduced $29.2k2.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SIMPLEX TRADING, LLC Added $297.0k27.5k shares
PEAK6 Investments LLC Reduced $101.5k9.4k shares
CITADEL ADVISORS LLC Reduced $55.1k5.1k shares
GROUP ONE TRADING LLC Reduced $2.2k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aristotle Capital Management, LLC 1.34% of their portfolio LOS ANGELES, CA 64,326,46164.3m $694.7m $694.7m 1.34% Reduced -381.1k -381,146
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 20,868,71720.9m $225.4m $225.4m 0.02% Added +1.4m +1,394,025
3 NATIXIS ADVISORS, LLC 0.28% of their portfolio Boston, MA 12,059,97712.1m $130.2m $130.2m 0.28% Added +379.1k +379,105
4 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 11,908,09211.9m $128.6m $128.6m 0.03% Reduced -1.1m -1,095,553
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 7,440,0727.4m $80.4m $80.4m 0.01% Reduced -15.3m -15,334,296
6 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 6,938,4326.9m $74.9m $74.9m 0.01% Added +154.7k +154,669
7 BlackRock Inc. 0.00% of their portfolio New York, NY 6,934,1756.9m $74.9m $74.9m 0.00% Added +223.9k +223,941
8 Fisher Asset Management, LLC 0.03% of their portfolio PLANO, TX 6,785,9016.8m $73.3m $73.3m 0.03% Reduced -29.2k -29,231
9 Chevy Chase Trust Holdings, LLC 0.20% of their portfolio BETHESDA, MD 5,879,1915.9m $63.5m $63.5m 0.20% Added +217.8k +217,799
10 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 5,684,9445.7m $61.4m $61.4m 0.02% Reduced -202.2k -202,189
11 FMR LLC 0.00% of their portfolio BOSTON, MA 5,156,0585.2m $55.7m $55.7m 0.00% Added +363.0k +363,033
12 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 4,440,5104.4m $48.0m $48.0m 0.02% Added +135.8k +135,773
13 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 4,172,7494.2m $45.1m $45.1m 0.01% Reduced -59.9k -59,915
14 TODD ASSET MANAGEMENT LLC 0.91% of their portfolio Louisville, KY 4,065,5554.1m $43.9m $43.9m 0.91% Added +20.1k +20,066
15 SEI INVESTMENTS CO 0.05% of their portfolio OAKS, PA 3,250,2103.3m $35.1m $35.1m 0.05% Added +195.9k +195,882
16 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 2,525,8212.5m $27.3m $27.3m 0.02% Added +104.3k +104,256
17 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.23% of their portfolio FRANKFORT, KY 2,342,1402.3m $25.3m $25.3m 0.23% Unchanged
18 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,962,7172.0m $21.2m $21.2m 0.01% Added +82.8k +82,798
19 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 1,961,6082.0m $21.2m $21.2m 0.02% Reduced -20.3k -20,300
20 GROUPAMA ASSET MANAGMENT 5.95% of their portfolio PARIS, I0 1,945,6921.9m $438.2m $438.2m 5.95% Added +98.7k +98,663
21 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 1,666,3101.7m $18.0m $18.0m 0.01% Added +96.6k +96,645
22 Herr Investment Group LLC 4.51% of their portfolio AUSTIN, TX 1,410,4641.4m $15.2m $15.2m 4.51% Unchanged
23 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,356,9361.4m $14.7m $14.7m 0.00% Reduced -206.3k -206,283
24 BRANDES INVESTMENT PARTNERS, LP 0.17% of their portfolio LA JOLLA, CA 1,339,3221.3m $14.2m $14.2m 0.17% Reduced -501.4k -501,406
25 THORNBURG INVESTMENT MANAGEMENT INC 0.17% of their portfolio SANTA FE, NM 1,105,9281.1m $12.0m $12.0m 0.17% Added +670.8k +670,787
26 Philadelphia Financial Management of San Francisco, LLC 2.65% of their portfolio SAN FRANCISCO, CA 1,054,4841.1m $11.4m $11.4m 2.65% Reduced -661.7k -661,709
27 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 993,013993.0k $10.7m $10.7m 0.00% Added +52.1k +52,064
28 FEDERATED HERMES, INC. 0.02% of their portfolio PITTSBURGH, PA 975,661975.7k $10.5m $10.5m 0.02% Added +146.9k +146,904
29 Clearbridge Investments, LLC 0.01% of their portfolio NEW YORK, NY 894,456894.5k $9.7m $9.7m 0.01% Added +2.6k +2,629
30 Edge Capital Group, LLC 0.45% of their portfolio ATLANTA, GA 869,248869.2k $9.4m $9.4m 0.45% Added +28.6k +28,592
31 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 733,434733.4k $7.9m $7.9m 0.02% Reduced -703 -703
32 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.08% of their portfolio Stamford, CT 720,292720.3k $7.8m $7.8m 0.08% Added +57.6k +57,577
33 Crossmark Global Holdings, Inc. 0.14% of their portfolio HOUSTON, TX 701,826701.8k $7.6m $7.6m 0.14% Reduced -13.9k -13,931
34 UBS Group AG 0.00% of their portfolio ZURICH, V8 686,975687.0k $7.4m $7.4m 0.00% Added +25.8k +25,760
35 QRG CAPITAL MANAGEMENT, INC. 0.09% of their portfolio BERWYN, PA 676,750676.8k $7.3m $7.3m 0.09% Added +19.0k +19,026
36 ABN AMRO INVESTMENT SOLUTIONS 0.13% of their portfolio PARIS CEDEX 008, I0 667,500667.5k $7.2m $7.2m 0.13% Reduced -100.9k -100,900
37 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 628,127628.1k $6.8m $6.8m 0.02% Reduced -184.5k -184,456
38 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 611,611611.6k $6.6m $6.6m 0.00% Added +121.8k +121,847
39 Quantinno Capital Management LP 0.12% of their portfolio NEW YORK, NY 606,175606.2k $6.5m $6.5m 0.12% Added +96.9k +96,878
40 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 570,779570.8k $6.2m $6.2m 0.01% Reduced -96.8k -96,820
41 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 565,396565.4k $6.1m $6.1m 0.01% Reduced -330.3k -330,258
42 GUARDIAN CAPITAL ADVISORS LP 0.67% of their portfolio TORONTO, A6 562,311562.3k $6.3m $6.3m 0.67% Added +143.8k +143,775
43 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 558,157558.2k $6.0m $6.0m 0.01% Added +52.3k +52,261
44 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 550,976551.0k $6.0m $6.0m 0.02% Added +3.8k +3,833
45 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 513,398513.4k $5.5m $5.5m 0.00% Added +17.9k +17,906
46 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 506,293506.3k $5.5m $5.5m 0.00% Added +59.2k +59,212
47 Capital Wealth Planning, LLC 0.06% of their portfolio NAPLES, FL 502,017502.0k $5.4m $5.4m 0.06% Added +47.7k +47,654
48 Penserra Capital Management LLC 0.07% of their portfolio ORINDA, CA 502,017502.0k $5.4m $5.4m 0.07% Added +47.7k +47,654
49 Pathstone Holdings, LLC 0.02% of their portfolio ENGLEWOOD, NJ 481,537481.5k $5.2m $5.2m 0.02% Added +56.8k +56,779
50 Foresight Global Investors, Inc. 2.26% of their portfolio PURCHASE, NY 434,927434.9k $4.7m $4.7m 2.26% Added +71.0k +71,027
51 Boston Common Asset Management, LLC 0.12% of their portfolio BOSTON, MA 420,237420.2k $4.5m $4.5m 0.12% Added +16.5k +16,481
52 First Trust Direct Indexing L.P. 0.28% of their portfolio Boston, MA 418,950418.9k $4.5m $4.5m 0.28% Added +5.2k +5,178
53 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 412,866412.9k $4.5m $4.5m 0.01% Reduced -4.1k -4,063
54 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 398,383398.4k $4.3m $4.3m 0.01% Added +1.8k +1,837
55 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 384,874384.9k $4.2m $4.2m 0.00% Reduced -630.1k -630,131
56 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 384,057384.1k $4.1m $4.1m 0.00% New
57 Moran Wealth Management, LLC 0.13% of their portfolio NAPLES, FL 371,724371.7k $4.0m $4.0m 0.13% Added +11.1k +11,086
58 EAGLE GLOBAL ADVISORS LLC 0.21% of their portfolio Houston, TX 365,190365.2k $3.9m $3.9m 0.21% Added +14.7k +14,710
59 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 364,602364.6k $3.9m $3.9m 0.00% Reduced -34.1k -34,076
60 Dorsey Wright & Associates 1.01% of their portfolio PASADENA, CA 360,264360.3k $3.9m $3.9m 1.01% Reduced -5.7k -5,652
61 AUGUSTINE ASSET MANAGEMENT INC 1.47% of their portfolio JACKSONVILLE, FL 353,572353.6k $3.8m $3.8m 1.47% Added +124.7k +124,668
62 BAMCO INC /NY/ 0.01% of their portfolio NEW YORK, NY 343,750343.8k $3.7m $3.7m 0.01% Reduced -116.4k -116,394
63 Forum Financial Management, LP 0.07% of their portfolio LOMBARD, IL 338,439338.4k $3.7m $3.7m 0.07% Unchanged
64 Vanguard Personalized Indexing Management, LLC 0.06% of their portfolio OAKLAND, CA 314,013314.0k $3.4m $3.4m 0.06% Added +16.6k +16,634
65 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 298,534298.5k $3.2m $3.2m 0.03% Added +16.3k +16,257
66 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 298,534298.5k $3.2m $3.2m 0.03% Added +16.3k +16,257
67 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 294,986295.0k $3.2m $3.2m 0.00% Reduced -58.8k -58,779
68 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 279,848279.8k $3.0m $3.0m 0.01% Reduced -5.8k -5,777
69 Naviter Wealth, LLC 0.45% of their portfolio LITTLE ROCK, AR 277,831277.8k $3.0m $3.0m 0.45% Added +15.6k +15,623
70 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 261,707261.7k $2.8m $2.8m 0.04% Added +1.8k +1,809
71 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 260,013260.0k $2.8m $2.8m 0.00% Added +8.2k +8,156
72 SIGNATUREFD, LLC 0.05% of their portfolio ATLANTA, GA 247,081247.1k $2.7m $2.7m 0.05% Added +3.2k +3,219
73 SYNOVUS FINANCIAL CORP 0.03% of their portfolio Columbus, GA 242,497242.5k $2.6m $2.6m 0.03% Added +1.8k +1,840
74 Legacy Wealth Asset Management, LLC 0.72% of their portfolio WOODBURY, MN 234,919234.9k $2.5m $2.5m 0.72% Reduced -9.2k -9,241
75 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 232,450232.4k $2.5m $2.5m 0.00% Reduced -4.4k -4,429
76 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 231,900231.9k $2.5m $2.5m 0.00% Added +63.9k +63,900
77 Mariner, LLC 0.00% of their portfolio Overland Park, KS 230,681230.7k $2.5m $2.5m 0.00% Reduced -2.0k -1,998
78 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 226,398226.4k $2.4m $2.4m 0.00% Added +157 +157
79 Ethic Inc. 0.06% of their portfolio NEW YORK, NY 225,880225.9k $2.4m $2.4m 0.06% Added +18.2k +18,194
80 Pekin Hardy Strauss, Inc. 0.33% of their portfolio CHICAGO, IL 222,900222.9k $2.4m $2.4m 0.33% Added +20.0k +20,000
81 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 213,681213.7k $2.3m $2.3m 0.00% Added +27.9k +27,852
82 RITHOLTZ WEALTH MANAGEMENT 0.07% of their portfolio NEW YORK, NY 206,831206.8k $2.2m $2.2m 0.07% Added +67.0k +67,036
83 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 206,230206.2k $2.2m $2.2m 0.02% New
84 YOUSIF CAPITAL MANAGEMENT, LLC 0.03% of their portfolio BLOOMFIELD HILLS, MI 205,580205.6k $2.2m $2.2m 0.03% Reduced -7.7k -7,680
85 Alaethes Wealth, LLC 0.92% of their portfolio GLENBROOK, NV 203,955204.0k $2.2m $2.2m 0.92% Added +3.8k +3,767
86 Altman Advisors, Inc. 1.24% of their portfolio CHICAGO, IL 202,193202.2k $2.2m $2.2m 1.24% Reduced -2.6k -2,648
87 Retireful, LLC 1.02% of their portfolio HASLETT, MI 201,253201.3k $2.2m $2.2m 1.02% New
88 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 194,247194.2k $2.1m $2.1m 0.00% Added +67.3k +67,272
89 Vident Advisory, LLC 0.05% of their portfolio Alpharetta, GA 182,307182.3k $2.0m $2.0m 0.05% Added +44.4k +44,356
90 Qtron Investments LLC 0.27% of their portfolio Boston, MA 172,649172.6k $1.9m $1.9m 0.27% Added +14.6k +14,571
91 Laird Norton Wetherby Wealth Management, LLC 0.09% of their portfolio Seattle, WA 168,802168.8k $1.8m $1.8m 0.09% Reduced -1.2k -1,210
92 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 163,211163.2k $1.6m $1.6m 0.01% First filing
93 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 0.10% of their portfolio BETHESDA, MD 161,040161.0k $1.7m $1.7m 0.10% Reduced -10.9k -10,890
94 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 159,255159.3k $1.7m $1.7m 0.00% Added +52.9k +52,915
95 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 157,159157.2k $1.7m $1.7m 0.02% Added +5.2k +5,195
96 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 154,385154.4k $1.7m $1.7m 0.00% Added +139.5k +139,525
97 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 148,702148.7k $1.6m $1.6m 0.01% Added +44.3k +44,313
98 GREENLEAF TRUST 0.02% of their portfolio KALAMAZOO, MI 148,341148.3k $1.6m $1.6m 0.02% Added +94 +94
99 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 132,930132.9k $1.4m $1.4m 0.01% Reduced -5.7k -5,729
100 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 132,025132.0k $1.4m $1.4m 0.00% Added +2.7k +2,657