Vault-13

MITSUBISHI UFJ FINL GROUP IN MUFG

SPONSORED ADS · ADR · CUSIP 606822104

Japanese bank holding and financial services company

382 institutional holders +20 vs Q4 2023
240,616,462240.6m shares reported held*
$2.5bnreported value*
54 new 155 added 112 reduced 32 sold out net bought ≈ $178.2m (+17.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $10.23. Options: 8 managers hold calls ($2.1m notional), 6 hold puts ($693.8k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 252Q4 22: 272Q1 23: 289Q2 23: 307Q3 23: 332Q4 23: 362Q1 24: 382382Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022252
Q4 2022272
Q1 2023289
Q2 2023307
Q3 2023332
Q4 2023362
Q1 2024382

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 133 bought or addedQ4 22: 114 cut or sold outQ4 22Q1 23: 164 bought or addedQ1 23: 115 cut or sold outQ1 23Q2 23: 148 bought or addedQ2 23: 124 cut or sold outQ2 23Q3 23: 160 bought or addedQ3 23: 134 cut or sold outQ3 23Q4 23: 207 bought or addedQ4 23: 122 cut or sold outQ4 23Q1 24: 209 bought or addedQ1 24: 144 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022133114
Q1 2023164115
Q2 2023148124
Q3 2023160134
Q4 2023207122
Q1 2024209144

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ2 23 calls: $22.5mQ2 23 puts: $144.2kQ2 23P/C 0.01Q3 23 calls: $4.5mQ3 23 puts: $61.9kQ3 23P/C 0.01Q4 23 calls: $155.9kQ4 23 puts: $58.5kQ4 23P/C 0.38Q1 24 calls: $2.1mQ1 24 puts: $693.8kQ1 24P/C 0.33
Numbers
QuarterCallsPutsP/C
Q2 2023$22.5m$144.2k0.01
Q3 2023$4.5m$61.9k0.01
Q4 2023$155.9k$58.5k0.38
Q1 2024$2.1m$693.8k0.33

Biggest buyers

MORGAN STANLEY Added +7,482,502+7.5m
Chevy Chase Trust Holdings, LLC Added +4,855,722+4.9m
GROUPAMA ASSET MANAGMENT New +1,847,029+1.8m
BANK OF AMERICA CORP /DE/ Added +1,502,674+1.5m
GOLDMAN SACHS GROUP INC Added +1,494,839+1.5m
Edge Capital Group, LLC New +840,656+840.7k
CITADEL ADVISORS LLC Added +834,774+834.8k
Cerity Partners LLC Added +536,100+536.1k
ENVESTNET ASSET MANAGEMENT INC Added +448,509+448.5k
NEUBERGER BERMAN GROUP LLC Added +407,529+407.5k

Biggest sellers

Aristotle Capital Management, LLC Reduced -2,029,885-2.0m
MILLENNIUM MANAGEMENT LLC Reduced -1,094,589-1.1m
BRANDES INVESTMENT PARTNERS, LP Reduced -570,203-570.2k
Invesco Ltd. Reduced -560,648-560.6k
BAMCO INC /NY/ Reduced -364,753-364.8k
RENAISSANCE TECHNOLOGIES LLC Reduced -268,600-268.6k
DEUTSCHE BANK AG\ Reduced -245,244-245.2k
Moran Wealth Management, LLC Reduced -228,180-228.2k
Integrated Wealth Concepts LLC Reduced -218,517-218.5k
TUDOR INVESTMENT CORP ET AL Reduced -203,769-203.8k

Biggest calls

WOLVERINE TRADING, LLC New $1.4m141.6k shares
EDMOND DE ROTHSCHILD HOLDING S.A. Reduced $240.0k400.0k shares
GROUP ONE TRADING LLC Added $146.3k14.3k shares
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV New $130.9k12.8k shares
SIMPLEX TRADING, LLC Added $77.0k7.6k shares
CITADEL ADVISORS LLC Added $50.1k4.9k shares
PEAK6 Investments LLC New $15.3k1.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $263.9k25.8k shares
CITADEL ADVISORS LLC Added $179.0k17.5k shares
SIMPLEX TRADING, LLC Added $125.0k12.3k shares
PEAK6 Investments LLC New $110.5k10.8k shares
GROUP ONE TRADING LLC Added $15.3k1.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aristotle Capital Management, LLC 1.23% of their portfolio LOS ANGELES, CA 64,707,60764.7m $662.0m $662.0m 1.23% Reduced -2.0m -2,029,885
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 22,774,36822.8m $233.0m $233.0m 0.01% Added +7.5m +7,482,502
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 19,474,69219.5m $199.2m $199.2m 0.02% Added +1.5m +1,502,674
4 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 13,003,64513.0m $133.0m $133.0m 0.03% Added +1.5m +1,494,839
5 NATIXIS ADVISORS, LLC 0.27% of their portfolio Boston, MA 11,680,87211.7m $119.5m $119.5m 0.27% Reduced -107.0k -106,981
6 Fisher Asset Management, LLC 0.03% of their portfolio PLANO, TX 6,815,1326.8m $69.7m $69.7m 0.03% Added +84.2k +84,164
7 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 6,783,7636.8m $69.4m $69.4m 0.01% Added +220.1k +220,136
8 BlackRock Inc. 0.00% of their portfolio New York, NY 6,710,2346.7m $68.6m $68.6m 0.00% Added +123.1k +123,062
9 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 5,887,1335.9m $60.2m $60.2m 0.02% Added +14.0k +14,046
10 Chevy Chase Trust Holdings, LLC 0.19% of their portfolio BETHESDA, MD 5,661,3925.7m $57.9m $57.9m 0.19% Added +4.9m +4,855,722
11 FMR LLC 0.00% of their portfolio BOSTON, MA 4,793,0254.8m $49.0m $49.0m 0.00% Added +105.2k +105,225
12 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 4,304,7374.3m $44.0m $44.0m 0.02% Added +448.5k +448,509
13 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 4,232,6644.2m $43.3m $43.3m 0.01% Added +7.7k +7,721
14 TODD ASSET MANAGEMENT LLC 0.85% of their portfolio Louisville, KY 4,045,4894.0m $41.4m $41.4m 0.85% Added +374.6k +374,580
15 SEI INVESTMENTS CO 0.05% of their portfolio OAKS, PA 3,054,3283.1m $31.2m $31.2m 0.05% Added +88.1k +88,080
16 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 2,421,5652.4m $24.8m $24.8m 0.02% Reduced -87.3k -87,258
17 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.21% of their portfolio FRANKFORT, KY 2,342,1402.3m $24.0m $24.0m 0.21% Added +405.0k +405,000
18 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 1,981,9082.0m $20.3m $20.3m 0.02% Reduced -30.9k -30,940
19 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,879,9191.9m $19.2m $19.2m 0.01% Added +148.7k +148,713
20 GROUPAMA ASSET MANAGMENT 0.34% of their portfolio PARIS, I0 1,847,0291.8m $18.7m $18.7m 0.34% New
21 BRANDES INVESTMENT PARTNERS, LP 0.24% of their portfolio LA JOLLA, CA 1,840,7281.8m $18.8m $18.8m 0.24% Reduced -570.2k -570,203
22 Philadelphia Financial Management of San Francisco, LLC 3.67% of their portfolio SAN FRANCISCO, CA 1,716,1931.7m $17.6m $17.6m 3.67% Reduced -160.9k -160,886
23 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 1,569,6651.6m $16.1m $16.1m 0.01% Added +100.1k +100,057
24 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,563,2191.6m $16.0m $16.0m 0.00% Reduced -560.6k -560,648
25 Herr Investment Group LLC 4.48% of their portfolio AUSTIN, TX 1,410,4641.4m $14.4m $14.4m 4.48% Added +393.0k +393,000
26 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 1,015,0051.0m $10.4m $10.4m 0.01% Added +834.8k +834,774
27 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 940,949940.9k $9.6m $9.6m 0.00% Reduced -25.7k -25,688
28 Qube Research & Technologies Ltd 0.02% of their portfolio LONDON, X0 895,654895.7k $9.2m $9.2m 0.02% Reduced -124.6k -124,560
29 Clearbridge Investments, LLC 0.01% of their portfolio NEW YORK, NY 891,827891.8k $9.1m $9.1m 0.01% Reduced -13.9k -13,937
30 Edge Capital Group, LLC 0.43% of their portfolio ATLANTA, GA 840,656840.7k $8.6m $8.6m 0.43% New
31 FEDERATED HERMES, INC. 0.02% of their portfolio PITTSBURGH, PA 828,757828.8k $8.5m $8.5m 0.02% Added +362.2k +362,156
32 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 812,583812.6k $8.3m $8.3m 0.02% Added +536.1k +536,100
33 ABN AMRO INVESTMENT SOLUTIONS 0.14% of their portfolio PARIS CEDEX 008, I0 768,400768.4k $7.9m $7.9m 0.14% Reduced -107.9k -107,900
34 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 734,137734.1k $7.5m $7.5m 0.02% Reduced -149.4k -149,441
35 Crossmark Global Holdings, Inc. 0.14% of their portfolio HOUSTON, TX 715,757715.8k $7.3m $7.3m 0.14% Reduced -24.5k -24,490
36 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 667,599667.6k $6.8m $6.8m 0.01% Added +27.3k +27,265
37 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.08% of their portfolio Stamford, CT 662,715662.7k $6.8m $6.8m 0.08% Added +125.5k +125,467
38 UBS Group AG 0.00% of their portfolio ZURICH, V8 661,215661.2k $6.8m $6.8m 0.00% Reduced -84.6k -84,557
39 QRG CAPITAL MANAGEMENT, INC. 0.09% of their portfolio BERWYN, PA 657,724657.7k $6.7m $6.7m 0.09% Added +62.2k +62,166
40 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 642,863642.9k $6.6m $6.6m 0.00% Added +21.3k +21,277
41 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 547,143547.1k $5.6m $5.6m 0.02% Reduced -17.3k -17,316
42 Quantinno Capital Management LP 0.11% of their portfolio NEW YORK, NY 509,297509.3k $5.2m $5.2m 0.11% Added +40.2k +40,249
43 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 505,896505.9k $5.2m $5.2m 0.01% Added +87.9k +87,949
44 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 495,492495.5k $5.1m $5.1m 0.00% Added +5.7k +5,713
45 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 489,764489.8k $5.0m $5.0m 0.00% Added +133.6k +133,572
46 BAMCO INC /NY/ 0.01% of their portfolio NEW YORK, NY 460,144460.1k $4.7m $4.7m 0.01% Reduced -364.8k -364,753
47 Capital Wealth Planning, LLC 0.05% of their portfolio NAPLES, FL 454,363454.4k $4.6m $4.6m 0.05% Added +92.8k +92,848
48 Penserra Capital Management LLC 0.06% of their portfolio ORINDA, CA 454,363454.4k $4.6m $4.6m 0.06% Added +92.8k +92,848
49 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 447,081447.1k $4.6m $4.6m 0.00% Added +407.5k +407,529
50 THORNBURG INVESTMENT MANAGEMENT INC 0.06% of their portfolio SANTA FE, NM 435,141435.1k $4.4m $4.4m 0.06% Reduced -6.3k -6,276
51 Pathstone Holdings, LLC 0.02% of their portfolio ENGLEWOOD, NJ 424,758424.8k $4.3m $4.3m 0.02% Added +97.7k +97,718
52 GUARDIAN CAPITAL ADVISORS LP 0.44% of their portfolio TORONTO, A6 418,536418.5k $4.1m $4.1m 0.44% Reduced -32.9k -32,865
53 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 416,929416.9k $4.3m $4.3m 0.01% Added +13.0k +12,991
54 First Trust Direct Indexing L.P. 0.31% of their portfolio Boston, MA 413,772413.8k $4.2m $4.2m 0.31% Reduced -14.7k -14,678
55 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.07% of their portfolio New York, NY 409,720409.7k $4.2m $4.2m 0.07% Unchanged
56 Boston Common Asset Management, LLC 0.10% of their portfolio BOSTON, MA 403,756403.8k $4.1m $4.1m 0.10% Added +1.2k +1,177
57 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 398,678398.7k $4.1m $4.1m 0.00% Reduced -104.6k -104,566
58 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 396,546396.5k $4.1m $4.1m 0.01% Reduced -830 -830
59 Dorsey Wright & Associates 0.98% of their portfolio PASADENA, CA 365,916365.9k $3.7m $3.7m 0.98% Reduced -23.9k -23,921
60 Foresight Global Investors, Inc. 1.83% of their portfolio PURCHASE, NY 363,900363.9k $3.7m $3.7m 1.83% New
61 Moran Wealth Management, LLC 0.12% of their portfolio NAPLES, FL 360,638360.6k $3.7m $3.7m 0.12% Reduced -228.2k -228,180
62 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 353,765353.8k $3.6m $3.6m 0.00% Added +23.8k +23,811
63 EAGLE GLOBAL ADVISORS LLC 0.20% of their portfolio Houston, TX 350,480350.5k $3.6m $3.6m 0.20% New
64 CAPITAL FUND MANAGEMENT S.A. 0.04% of their portfolio PARIS, I0 340,014340.0k $3.5m $3.5m 0.04% Added +53.0k +52,984
65 Forum Financial Management, LP 0.06% of their portfolio LOMBARD, IL 338,439338.4k $3.5m $3.5m 0.06% Added +6.7k +6,723
66 Vanguard Personalized Indexing Management, LLC 0.07% of their portfolio OAKLAND, CA 297,379297.4k $3.0m $3.0m 0.07% Added +55.5k +55,470
67 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 285,625285.6k $2.9m $2.9m 0.01% Added +25.3k +25,277
68 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 282,277282.3k $2.9m $2.9m 0.03% Reduced -9.4k -9,420
69 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 282,277282.3k $2.9m $2.9m 0.03% Reduced -9.4k -9,420
70 Naviter Wealth, LLC 0.44% of their portfolio LITTLE ROCK, AR 262,208262.2k $2.7m $2.7m 0.44% Added +31.0k +31,029
71 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 259,898259.9k $2.7m $2.7m 0.04% Reduced -1.6k -1,582
72 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 251,857251.9k $2.6m $2.6m 0.00% Reduced -19.2k -19,205
73 Legacy Wealth Asset Management, LLC 0.70% of their portfolio WOODBURY, MN 244,160244.2k $2.5m $2.5m 0.70% Reduced -1.3k -1,340
74 SIGNATUREFD, LLC 0.05% of their portfolio ATLANTA, GA 243,862243.9k $2.5m $2.5m 0.05% Added +17.1k +17,107
75 SYNOVUS FINANCIAL CORP 0.03% of their portfolio Columbus, GA 240,657240.7k $2.5m $2.5m 0.03% Added +3.7k +3,697
76 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 236,879236.9k $2.4m $2.4m 0.00% Reduced -4.0k -4,035
77 Mariner, LLC 0.00% of their portfolio Overland Park, KS 232,679232.7k $2.4m $2.4m 0.00% Added +7.2k +7,229
78 AUGUSTINE ASSET MANAGEMENT INC 0.98% of their portfolio JACKSONVILLE, FL 228,904228.9k $2.3m $2.3m 0.98% Reduced -7.8k -7,823
79 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 226,241226.2k $2.3m $2.3m 0.00% Added +7.3k +7,278
80 YOUSIF CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BLOOMFIELD HILLS, MI 213,260213.3k $2.2m $2.2m 0.02% Reduced -10.5k -10,500
81 Ethic Inc. 0.05% of their portfolio NEW YORK, NY 207,686207.7k $2.1m $2.1m 0.05% Added +1.8k +1,819
82 Altman Advisors, Inc. 1.00% of their portfolio CHICAGO, IL 204,841204.8k $2.0m $2.0m 1.00% Added +5.2k +5,213
83 Pekin Hardy Strauss, Inc. 0.28% of their portfolio CHICAGO, IL 202,900202.9k $2.1m $2.1m 0.28% Reduced -4.0k -4,000
84 Alaethes Wealth, LLC 0.89% of their portfolio GLENBROOK, NV 200,188200.2k $2.0m $2.0m 0.89% Added +2.5k +2,548
85 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 185,829185.8k $1.9m $1.9m 0.00% Added +29.9k +29,890
86 HANTZ FINANCIAL SERVICES, INC. 0.04% of their portfolio SOUTHFIELD, MI 178,473178.5k $1.8m $1.8m 0.04% Reduced -30.7k -30,696
87 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 0.13% of their portfolio BETHESDA, MD 171,930171.9k $1.8m $1.8m 0.13% Reduced -22.2k -22,230
88 Laird Norton Wetherby Wealth Management, LLC 0.08% of their portfolio Seattle, WA 170,012170.0k $1.7m $1.7m 0.08% Added +1.6k +1,611
89 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 168,000168.0k $1.7m $1.7m 0.00% Reduced -268.6k -268,600
90 PEAK6 Investments LLC 0.08% of their portfolio CHICAGO, IL 164,145164.1k $1.7m $1.7m 0.08% Added +107.1k +107,104
91 Qtron Investments LLC 0.23% of their portfolio Boston, MA 158,078158.1k $1.6m $1.6m 0.23% Unchanged
92 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 151,964152.0k $1.6m $1.6m 0.02% Added +4.5k +4,496
93 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 148,638148.6k $1.5m $1.5m 0.00% Reduced -11.7k -11,668
94 GREENLEAF TRUST 0.01% of their portfolio KALAMAZOO, MI 148,247148.2k $1.5m $1.5m 0.01% Added +771 +771
95 RITHOLTZ WEALTH MANAGEMENT 0.05% of their portfolio NEW YORK, NY 139,795139.8k $1.4m $1.4m 0.05% Added +10.8k +10,781
96 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 138,659138.7k $1.4m $1.4m 0.01% Added +5.7k +5,724
97 Vident Advisory, LLC 0.03% of their portfolio Alpharetta, GA 137,951138.0k $1.4m $1.4m 0.03% Added +13.0k +12,978
98 TUDOR INVESTMENT CORP ET AL 0.02% of their portfolio STAMFORD, CT 136,776136.8k $1.4m $1.4m 0.02% Reduced -203.8k -203,769
99 BAILARD, INC. 0.04% of their portfolio Foster City, CA 130,986131.0k $1.3m $1.3m 0.04% Added +3.3k +3,293
100 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 129,368129.4k $1.3m $1.3m 0.00% Added +108.3k +108,264