MITSUBISHI UFJ FINL GROUP IN MUFG
SPONSORED ADS · ADR · CUSIP 606822104
Japanese bank holding and financial services company
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $8.61. Options: 5 managers hold calls ($155.9k notional), 4 hold puts ($58.5k).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 252 |
| Q4 2022 | 272 |
| Q1 2023 | 289 |
| Q2 2023 | 307 |
| Q3 2023 | 332 |
| Q4 2023 | 362 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 133 | 114 |
| Q1 2023 | 164 | 115 |
| Q2 2023 | 148 | 124 |
| Q3 2023 | 160 | 134 |
| Q4 2023 | 207 | 122 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $13.7m | $105.4k | 0.01 |
| Q2 2023 | $22.5m | $144.2k | 0.01 |
| Q3 2023 | $4.5m | $61.9k | 0.01 |
| Q4 2023 | $155.9k | $58.5k | 0.38 |
Biggest buyers
| MORGAN STANLEY | Added | +7.6m |
| Fisher Asset Management, LLC | New | +6.7m |
| Chevy Chase Trust Holdings, LLC | New | +805.7k |
| NATIXIS ADVISORS, LLC | Added | +727.8k |
| BRANDES INVESTMENT PARTNERS, LP | Added | +722.6k |
| Moran Wealth Management, LLC | New | +588.8k |
| MILLENNIUM MANAGEMENT LLC | Added | +462.9k |
| FEDERATED HERMES, INC. | Added | +460.8k |
| JPMORGAN CHASE & CO | Added | +420.9k |
| ROYAL BANK OF CANADA | Added | +413.5k |
Biggest sellers
| Aristotle Capital Management, LLC | Reduced | -3.7m |
| Capricorn Fund Managers Ltd | Sold out | -2.3m |
| BANK OF AMERICA CORP /DE/ | Reduced | -1.3m |
| XY Capital Ltd | Sold out | -1.1m |
| CITADEL ADVISORS LLC | Reduced | -638.0k |
| Invesco Ltd. | Reduced | -635.2k |
| Ninety One UK Ltd | Sold out | -426.0k |
| JANE STREET GROUP, LLC | Sold out | -414.5k |
| HAP Trading, LLC | Sold out | -379.6k |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -311.4k |
Biggest calls
| EDMOND DE ROTHSCHILD HOLDING S.A. | New | $108.0k600.0k shares |
| SIMPLEX TRADING, LLC | Reduced | $35.0k4.1k shares |
| GROUP ONE TRADING LLC | Unchanged | $6.9k800 shares |
| CITADEL ADVISORS LLC | Added | $6.0k700 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | Added | $56.0k6.5k shares |
| GROUP ONE TRADING LLC | Reduced | $2.6k300 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| SIMPLEX TRADING, LLC | Reduced | $0100 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Insider purchases and sales in Q4 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q4 2023.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| Aristotle Capital Management, LLC 1.12% of their portfolio | 66.7m $574.6m | Reduced -3.7m |
| BANK OF AMERICA CORP /DE/ 0.02% of their portfolio | 18.0m $154.7m | Reduced -1.3m |
| MORGAN STANLEY 0.01% of their portfolio | 15.3m $131.7m | Added +7.6m |
| NATIXIS ADVISORS, LLC 0.27% of their portfolio | 11.8m $101.5m | Added +727.8k |
| GOLDMAN SACHS GROUP INC 0.02% of their portfolio | 11.5m $99.1m | Added +115.4k |
| Fisher Asset Management, LLC 0.03% of their portfolio | 6.7m $58.0m | New |
| BlackRock Inc. 0.00% of their portfolio | 6.6m $56.7m | Added +359.9k |
| NORTHERN TRUST CORP 0.01% of their portfolio | 6.6m $56.5m | Added +40.4k |
| DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio | 5.9m $50.6m | Added +53.8k |
| FMR LLC 0.00% of their portfolio | 4.7m $40.4m | Added +210.2k |
| ROYAL BANK OF CANADA 0.01% of their portfolio | 4.2m $36.4m | Added +413.5k |
| ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio | 3.9m $33.2m | Added +192.0k |
| TODD ASSET MANAGEMENT LLC 0.70% of their portfolio | 3.7m $31.6m | Reduced -78.6k |
| SEI INVESTMENTS CO 0.04% of their portfolio | 3.0m $25.5m | Added +236.4k |
| RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio | 2.5m $21.6m | Reduced -15.1k |
| BRANDES INVESTMENT PARTNERS, LP 0.32% of their portfolio | 2.4m $20.8m | Added +722.6k |
| Invesco Ltd. 0.00% of their portfolio | 2.1m $18.3m | Reduced -635.2k |
| STIFEL FINANCIAL CORP 0.02% of their portfolio | 2.0m $17.3m | Added +82.7k |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.16% of their portfolio | 1.9m $16.7m | Reduced -55.0k |
| Philadelphia Financial Management of San Francisco, LLC 4.00% of their portfolio | 1.9m $16.2m | Added +135.6k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1.7m $14.9m | Added +108.0k |
| AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio | 1.5m $12.7m | Added +142.3k |
| MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio | 1.2m $10.2m | Added +462.9k |
| Qube Research & Technologies Ltd 0.02% of their portfolio | 1.0m $8.8m | Added +300.0k |
| Herr Investment Group LLC 2.35% of their portfolio | 1.0m $8.8m | Reduced -163.9k |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio | 966.6k $8.3m | Added +43.2k |
| Clearbridge Investments, LLC 0.01% of their portfolio | 905.8k $7.8m | Reduced -2.6k |
| CIBC WORLD MARKET INC. 0.02% of their portfolio | 883.6k $7.6m | Added +58.1k |
| ABN AMRO INVESTMENT SOLUTIONS 0.13% of their portfolio | 876.3k $7.5m | Reduced -93.9k |
| BAMCO INC /NY/ 0.02% of their portfolio | 824.9k $7.1m | Reduced -139.3k |
| Chevy Chase Trust Holdings, LLC 0.02% of their portfolio | 805.7k $6.9m | New |
| UBS Group AG 0.00% of their portfolio | 745.8k $6.4m | Reduced -168.4k |
| Crossmark Global Holdings, Inc. 0.13% of their portfolio | 740.2k $6.4m | Added +15.2k |
| CITIGROUP INC 0.01% of their portfolio | 640.3k $5.5m | Added +12.8k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 621.6k $5.4m | Added +46.9k |
| QRG CAPITAL MANAGEMENT, INC. 0.08% of their portfolio | 595.6k $5.1m | Added +60.2k |
| Moran Wealth Management, LLC 0.18% of their portfolio | 588.8k $5.1m | New |
| M&T Bank Corp 0.02% of their portfolio | 564.5k $4.9m | Reduced -11.5k |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.06% of their portfolio | 537.2k $4.6m | Added +40.5k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 503.2k $4.3m | Added +420.9k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 489.8k $4.2m | Reduced -14.5k |
| Quantinno Capital Management LP 0.14% of their portfolio | 469.0k $4.0m | Added +223.8k |
| FEDERATED HERMES, INC. 0.01% of their portfolio | 466.6k $4.0m | Added +460.8k |
| GUARDIAN CAPITAL ADVISORS LP 0.42% of their portfolio | 451.4k $4.0m | Reduced -71.5k |
| THORNBURG INVESTMENT MANAGEMENT INC 0.06% of their portfolio | 441.4k $3.8m | Added +223.0k |
| RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio | 436.6k $3.8m | Reduced -311.4k |
| First Trust Direct Indexing L.P. 0.33% of their portfolio | 428.4k $3.7m | Added +63.4k |
| Creative Planning 0.01% of their portfolio | 417.9k $3.6m | Added +70.0k |
| TOCQUEVILLE ASSET MANAGEMENT L.P. 0.06% of their portfolio | 409.7k $3.5m | Unchanged |
| HighTower Advisors, LLC 0.01% of their portfolio | 403.9k $3.5m | Added +38.3k |
| Boston Common Asset Management, LLC 0.08% of their portfolio | 402.6k $3.5m | Added +389.7k |
| TRUIST FINANCIAL CORP 0.01% of their portfolio | 397.4k $3.4m | Reduced -5.3k |
| Dorsey Wright & Associates 1.02% of their portfolio | 389.8k $3.4m | Reduced -31.1k |
| Capital Wealth Planning, LLC 0.04% of their portfolio | 361.5k $3.1m | Added +161.9k |
| Penserra Capital Management LLC 0.06% of their portfolio | 361.5k $3.1m | Added +161.9k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 356.2k $3.1m | Added +85.8k |
| TUDOR INVESTMENT CORP ET AL 0.04% of their portfolio | 340.5k $2.9m | Added +181.4k |
| Forum Financial Management, LP 0.05% of their portfolio | 331.7k $2.9m | Added +32.7k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 330.0k $2.8m | Added +40.4k |
| Pathstone Holdings, LLC 0.02% of their portfolio | 327.0k $2.8m | First filing |
| Orion Porfolio Solutions, LLC 0.03% of their portfolio | 291.7k $2.6m | Reduced -11.0k |
| Orion Portfolio Solutions, LLC 0.03% of their portfolio | 291.7k $2.6m | Reduced -11.0k |
| CAPITAL FUND MANAGEMENT S.A. 0.03% of their portfolio | 287.0k $2.5m | Added +126.3k |
| Cerity Partners LLC 0.01% of their portfolio | 276.5k $2.4m | Added +49.2k |
| Integrated Wealth Concepts LLC 0.04% of their portfolio | 275.6k $2.4m | Added +5.7k |
| US BANCORP \DE\ 0.00% of their portfolio | 271.1k $2.3m | Added +27.7k |
| Atria Investments, Inc 0.03% of their portfolio | 261.5k $2.2m | Added +11.1k |
| MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio | 260.3k $2.2m | Added +15.5k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 249.8k $2.2m | Added +245.2k |
| Legacy Wealth Asset Management, LLC 0.69% of their portfolio | 245.5k $2.1m | Added +28.4k |
| Vanguard Personalized Indexing Management, LLC 0.05% of their portfolio | 241.9k $2.1m | Reduced -3.9k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 240.9k $2.1m | Added +20.9k |
| SYNOVUS FINANCIAL CORP 0.03% of their portfolio | 237.0k $2.0m | Added +1.6k |
| AUGUSTINE ASSET MANAGEMENT INC 0.90% of their portfolio | 236.7k $2.0m | Added +179.0k |
| Naviter Wealth, LLC 0.40% of their portfolio | 231.2k $2.0m | Added +41.9k |
| SIGNATUREFD, LLC 0.05% of their portfolio | 226.8k $2.0m | Added +15.0k |
| Mariner, LLC 0.00% of their portfolio | 225.4k $1.9m | Reduced -1.5k |
| YOUSIF CAPITAL MANAGEMENT, LLC 0.02% of their portfolio | 223.8k $1.9m | Added +14.5k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 219.0k $1.9m | Added +591 |
| HANTZ FINANCIAL SERVICES, INC. 0.04% of their portfolio | 209.2k $1.8m | Reduced -11.2k |
| Pekin Hardy Strauss, Inc. 0.27% of their portfolio | 206.9k $1.8m | Added +3.0k |
| Ethic Inc. 0.05% of their portfolio | 205.9k $1.8m | Added +3.4k |
| Altman Advisors, Inc. 0.90% of their portfolio | 199.6k $1.7m | Added +1.7k |
| Alaethes Wealth, LLC 0.81% of their portfolio | 197.6k $1.7m | Added +6.2k |
| Georgetown University 0.58% of their portfolio | 197.5k $1.7m | Added +2.5k |
| LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 0.12% of their portfolio | 194.2k $1.7m | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 180.2k $1.6m | Reduced -638.0k |
| Laird Norton Wetherby Wealth Management, LLC 0.08% of their portfolio | 168.4k $1.4m | Added +2.6k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 161.7k $1.4m | Reduced -114.7k |
| Corient Private Wealth LP 0.00% of their portfolio | 160.3k $1.4m | Added +14.3k |
| Qtron Investments LLC 0.22% of their portfolio | 158.1k $1.4m | Unchanged |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 155.9k $1.3m | Added +50.8k |
| Quantbot Technologies LP 0.08% of their portfolio | 154.8k $1.3m | New |
| Aquatic Capital Management LLC 0.03% of their portfolio | 151.4k $1.3m | Added +122.2k |
| GREENLEAF TRUST 0.01% of their portfolio | 147.5k $1.3m | Reduced -1.2k |
| TOWNSQUARE CAPITAL LLC 0.02% of their portfolio | 147.5k $1.3m | Reduced -38.9k |
| Calamos Wealth Management LLC 0.08% of their portfolio | 145.8k $1.3m | Added +6.5k |
| Y-Intercept (Hong Kong) Ltd 0.12% of their portfolio | 145.0k $1.2m | Added +99.4k |
| VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio | 139.4k $1.2m | Reduced -16.3k |
| Schechter Investment Advisors, LLC 0.10% of their portfolio | 139.0k $1.2m | Reduced -14.2k |