Vault-13

MITSUBISHI UFJ FINL GROUP IN MUFG

SPONSORED ADS · ADR · CUSIP 606822104

Japanese bank holding and financial services company

362 institutional holders +30 vs Q3 2023
223,237,435223.2m shares reported held*
$1.9bnreported value*
50 new 157 added 85 reduced 37 sold out net bought ≈ $111.6m (+13.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $8.61. Options: 5 managers hold calls ($155.9k notional), 4 hold puts ($58.5k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 252Q4 22: 272Q1 23: 289Q2 23: 307Q3 23: 332Q4 23: 362362Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022252
Q4 2022272
Q1 2023289
Q2 2023307
Q3 2023332
Q4 2023362

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 133 bought or addedQ4 22: 114 cut or sold outQ4 22Q1 23: 164 bought or addedQ1 23: 115 cut or sold outQ1 23Q2 23: 148 bought or addedQ2 23: 124 cut or sold outQ2 23Q3 23: 160 bought or addedQ3 23: 134 cut or sold outQ3 23Q4 23: 207 bought or addedQ4 23: 122 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022133114
Q1 2023164115
Q2 2023148124
Q3 2023160134
Q4 2023207122

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ1 23 calls: $13.7mQ1 23 puts: $105.4kQ1 23P/C 0.01Q2 23 calls: $22.5mQ2 23 puts: $144.2kQ2 23P/C 0.01Q3 23 calls: $4.5mQ3 23 puts: $61.9kQ3 23P/C 0.01Q4 23 calls: $155.9kQ4 23 puts: $58.5kQ4 23P/C 0.38
Numbers
QuarterCallsPutsP/C
Q1 2023$13.7m$105.4k0.01
Q2 2023$22.5m$144.2k0.01
Q3 2023$4.5m$61.9k0.01
Q4 2023$155.9k$58.5k0.38

Biggest buyers

MORGAN STANLEY Added +7,551,436+7.6m
Fisher Asset Management, LLC New +6,730,968+6.7m
Chevy Chase Trust Holdings, LLC New +805,670+805.7k
NATIXIS ADVISORS, LLC Added +727,837+727.8k
BRANDES INVESTMENT PARTNERS, LP Added +722,644+722.6k
Moran Wealth Management, LLC New +588,818+588.8k
MILLENNIUM MANAGEMENT LLC Added +462,920+462.9k
FEDERATED HERMES, INC. Added +460,848+460.8k
JPMORGAN CHASE & CO Added +420,911+420.9k
ROYAL BANK OF CANADA Added +413,540+413.5k

Biggest sellers

Aristotle Capital Management, LLC Reduced -3,688,913-3.7m
Capricorn Fund Managers Ltd Sold out -2,346,931-2.3m
BANK OF AMERICA CORP /DE/ Reduced -1,329,063-1.3m
XY Capital Ltd Sold out -1,119,488-1.1m
CITADEL ADVISORS LLC Reduced -638,048-638.0k
Invesco Ltd. Reduced -635,179-635.2k
Ninety One UK Ltd Sold out -426,029-426.0k
JANE STREET GROUP, LLC Sold out -414,467-414.5k
HAP Trading, LLC Sold out -379,586-379.6k
RENAISSANCE TECHNOLOGIES LLC Reduced -311,400-311.4k

Biggest calls

EDMOND DE ROTHSCHILD HOLDING S.A. New $108.0k600.0k shares
SIMPLEX TRADING, LLC Reduced $35.0k4.1k shares
GROUP ONE TRADING LLC Unchanged $6.9k800 shares
CITADEL ADVISORS LLC Added $6.0k700 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $56.0k6.5k shares
GROUP ONE TRADING LLC Reduced $2.6k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
SIMPLEX TRADING, LLC Reduced $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aristotle Capital Management, LLC 1.12% of their portfolio LOS ANGELES, CA 66,737,49266.7m $574.6m $574.6m 1.12% Reduced -3.7m -3,688,913
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 17,972,01818.0m $154.7m $154.7m 0.02% Reduced -1.3m -1,329,063
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 15,291,86615.3m $131.7m $131.7m 0.01% Added +7.6m +7,551,436
4 NATIXIS ADVISORS, LLC 0.27% of their portfolio Boston, MA 11,787,85311.8m $101.5m $101.5m 0.27% Added +727.8k +727,837
5 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 11,508,80611.5m $99.1m $99.1m 0.02% Added +115.4k +115,364
6 Fisher Asset Management, LLC 0.03% of their portfolio PLANO, TX 6,730,9686.7m $58.0m $58.0m 0.03% New
7 BlackRock Inc. 0.00% of their portfolio New York, NY 6,587,1726.6m $56.7m $56.7m 0.00% Added +359.9k +359,901
8 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 6,563,6276.6m $56.5m $56.5m 0.01% Added +40.4k +40,417
9 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 5,873,0875.9m $50.6m $50.6m 0.01% Added +53.8k +53,757
10 FMR LLC 0.00% of their portfolio BOSTON, MA 4,687,8004.7m $40.4m $40.4m 0.00% Added +210.2k +210,174
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 4,224,9434.2m $36.4m $36.4m 0.01% Added +413.5k +413,540
12 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 3,856,2283.9m $33.2m $33.2m 0.01% Added +192.0k +191,953
13 TODD ASSET MANAGEMENT LLC 0.70% of their portfolio Louisville, KY 3,670,9093.7m $31.6m $31.6m 0.70% Reduced -78.6k -78,599
14 SEI INVESTMENTS CO 0.04% of their portfolio OAKS, PA 2,966,2483.0m $25.5m $25.5m 0.04% Added +236.4k +236,360
15 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 2,508,8232.5m $21.6m $21.6m 0.02% Reduced -15.1k -15,117
16 BRANDES INVESTMENT PARTNERS, LP 0.32% of their portfolio LA JOLLA, CA 2,410,9312.4m $20.8m $20.8m 0.32% Added +722.6k +722,644
17 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,123,8672.1m $18.3m $18.3m 0.00% Reduced -635.2k -635,179
18 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 2,012,8482.0m $17.3m $17.3m 0.02% Added +82.7k +82,732
19 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.16% of their portfolio FRANKFORT, KY 1,937,1401.9m $16.7m $16.7m 0.16% Reduced -55.0k -55,000
20 Philadelphia Financial Management of San Francisco, LLC 4.00% of their portfolio SAN FRANCISCO, CA 1,877,0791.9m $16.2m $16.2m 4.00% Added +135.6k +135,575
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,731,2061.7m $14.9m $14.9m 0.00% Added +108.0k +108,026
22 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 1,469,6081.5m $12.7m $12.7m 0.01% Added +142.3k +142,263
23 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 1,183,4991.2m $10.2m $10.2m 0.01% Added +462.9k +462,920
24 Qube Research & Technologies Ltd 0.02% of their portfolio LONDON, X0 1,020,2141.0m $8.8m $8.8m 0.02% Added +300.0k +299,999
25 Herr Investment Group LLC 2.35% of their portfolio AUSTIN, TX 1,017,4641.0m $8.8m $8.8m 2.35% Reduced -163.9k -163,886
26 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 966,637966.6k $8.3m $8.3m 0.00% Added +43.2k +43,152
27 Clearbridge Investments, LLC 0.01% of their portfolio NEW YORK, NY 905,764905.8k $7.8m $7.8m 0.01% Reduced -2.6k -2,610
28 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 883,578883.6k $7.6m $7.6m 0.02% Added +58.1k +58,119
29 ABN AMRO INVESTMENT SOLUTIONS 0.13% of their portfolio PARIS CEDEX 008, I0 876,300876.3k $7.5m $7.5m 0.13% Reduced -93.9k -93,900
30 BAMCO INC /NY/ 0.02% of their portfolio NEW YORK, NY 824,897824.9k $7.1m $7.1m 0.02% Reduced -139.3k -139,335
31 Chevy Chase Trust Holdings, LLC 0.02% of their portfolio BETHESDA, MD 805,670805.7k $6.9m $6.9m 0.02% New
32 UBS Group AG 0.00% of their portfolio ZURICH, V8 745,772745.8k $6.4m $6.4m 0.00% Reduced -168.4k -168,392
33 Crossmark Global Holdings, Inc. 0.13% of their portfolio HOUSTON, TX 740,247740.2k $6.4m $6.4m 0.13% Added +15.2k +15,202
34 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 640,334640.3k $5.5m $5.5m 0.01% Added +12.8k +12,816
35 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 621,586621.6k $5.4m $5.4m 0.00% Added +46.9k +46,928
36 QRG CAPITAL MANAGEMENT, INC. 0.08% of their portfolio BERWYN, PA 595,558595.6k $5.1m $5.1m 0.08% Added +60.2k +60,227
37 Moran Wealth Management, LLC 0.18% of their portfolio NAPLES, FL 588,818588.8k $5.1m $5.1m 0.18% New
38 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 564,459564.5k $4.9m $4.9m 0.02% Reduced -11.5k -11,541
39 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.06% of their portfolio Stamford, CT 537,248537.2k $4.6m $4.6m 0.06% Added +40.5k +40,473
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 503,244503.2k $4.3m $4.3m 0.00% Added +420.9k +420,911
41 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 489,779489.8k $4.2m $4.2m 0.00% Reduced -14.5k -14,501
42 Quantinno Capital Management LP 0.14% of their portfolio NEW YORK, NY 469,048469.0k $4.0m $4.0m 0.14% Added +223.8k +223,835
43 FEDERATED HERMES, INC. 0.01% of their portfolio PITTSBURGH, PA 466,601466.6k $4.0m $4.0m 0.01% Added +460.8k +460,848
44 GUARDIAN CAPITAL ADVISORS LP 0.42% of their portfolio TORONTO, A6 451,401451.4k $4.0m $4.0m 0.42% Reduced -71.5k -71,535
45 THORNBURG INVESTMENT MANAGEMENT INC 0.06% of their portfolio SANTA FE, NM 441,417441.4k $3.8m $3.8m 0.06% Added +223.0k +222,985
46 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 436,600436.6k $3.8m $3.8m 0.01% Reduced -311.4k -311,400
47 First Trust Direct Indexing L.P. 0.33% of their portfolio Boston, MA 428,450428.4k $3.7m $3.7m 0.33% Added +63.4k +63,394
48 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 417,947417.9k $3.6m $3.6m 0.01% Added +70.0k +70,043
49 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.06% of their portfolio New York, NY 409,720409.7k $3.5m $3.5m 0.06% Unchanged
50 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 403,938403.9k $3.5m $3.5m 0.01% Added +38.3k +38,316
51 Boston Common Asset Management, LLC 0.08% of their portfolio BOSTON, MA 402,579402.6k $3.5m $3.5m 0.08% Added +389.7k +389,742
52 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 397,376397.4k $3.4m $3.4m 0.01% Reduced -5.3k -5,347
53 Dorsey Wright & Associates 1.02% of their portfolio PASADENA, CA 389,837389.8k $3.4m $3.4m 1.02% Reduced -31.1k -31,091
54 Capital Wealth Planning, LLC 0.04% of their portfolio NAPLES, FL 361,515361.5k $3.1m $3.1m 0.04% Added +161.9k +161,857
55 Penserra Capital Management LLC 0.06% of their portfolio ORINDA, CA 361,515361.5k $3.1m $3.1m 0.06% Added +161.9k +161,857
56 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 356,192356.2k $3.1m $3.1m 0.00% Added +85.8k +85,751
57 TUDOR INVESTMENT CORP ET AL 0.04% of their portfolio STAMFORD, CT 340,545340.5k $2.9m $2.9m 0.04% Added +181.4k +181,396
58 Forum Financial Management, LP 0.05% of their portfolio LOMBARD, IL 331,716331.7k $2.9m $2.9m 0.05% Added +32.7k +32,700
59 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 329,954330.0k $2.8m $2.8m 0.00% Added +40.4k +40,441
60 Pathstone Holdings, LLC 0.02% of their portfolio ENGLEWOOD, NJ 327,040327.0k $2.8m $2.8m 0.02% First filing
61 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 291,697291.7k $2.6m $2.6m 0.03% Reduced -11.0k -10,968
62 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 291,697291.7k $2.6m $2.6m 0.03% Reduced -11.0k -10,968
63 CAPITAL FUND MANAGEMENT S.A. 0.03% of their portfolio PARIS, I0 287,030287.0k $2.5m $2.5m 0.03% Added +126.3k +126,282
64 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 276,483276.5k $2.4m $2.4m 0.01% Added +49.2k +49,217
65 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 275,582275.6k $2.4m $2.4m 0.04% Added +5.7k +5,663
66 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 271,062271.1k $2.3m $2.3m 0.00% Added +27.7k +27,745
67 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 261,480261.5k $2.2m $2.2m 0.03% Added +11.1k +11,146
68 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 260,348260.3k $2.2m $2.2m 0.01% Added +15.5k +15,524
69 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 249,836249.8k $2.2m $2.2m 0.00% Added +245.2k +245,244
70 Legacy Wealth Asset Management, LLC 0.69% of their portfolio WOODBURY, MN 245,500245.5k $2.1m $2.1m 0.69% Added +28.4k +28,389
71 Vanguard Personalized Indexing Management, LLC 0.05% of their portfolio OAKLAND, CA 241,909241.9k $2.1m $2.1m 0.05% Reduced -3.9k -3,880
72 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 240,914240.9k $2.1m $2.1m 0.00% Added +20.9k +20,914
73 SYNOVUS FINANCIAL CORP 0.03% of their portfolio Columbus, GA 236,960237.0k $2.0m $2.0m 0.03% Added +1.6k +1,582
74 AUGUSTINE ASSET MANAGEMENT INC 0.90% of their portfolio JACKSONVILLE, FL 236,727236.7k $2.0m $2.0m 0.90% Added +179.0k +178,998
75 Naviter Wealth, LLC 0.40% of their portfolio LITTLE ROCK, AR 231,179231.2k $2.0m $2.0m 0.40% Added +41.9k +41,866
76 SIGNATUREFD, LLC 0.05% of their portfolio ATLANTA, GA 226,755226.8k $2.0m $2.0m 0.05% Added +15.0k +15,045
77 Mariner, LLC 0.00% of their portfolio Overland Park, KS 225,450225.4k $1.9m $1.9m 0.00% Reduced -1.5k -1,476
78 YOUSIF CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BLOOMFIELD HILLS, MI 223,760223.8k $1.9m $1.9m 0.02% Added +14.5k +14,470
79 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 218,963219.0k $1.9m $1.9m 0.00% Added +591 +591
80 HANTZ FINANCIAL SERVICES, INC. 0.04% of their portfolio SOUTHFIELD, MI 209,169209.2k $1.8m $1.8m 0.04% Reduced -11.2k -11,155
81 Pekin Hardy Strauss, Inc. 0.27% of their portfolio CHICAGO, IL 206,900206.9k $1.8m $1.8m 0.27% Added +3.0k +3,000
82 Ethic Inc. 0.05% of their portfolio NEW YORK, NY 205,867205.9k $1.8m $1.8m 0.05% Added +3.4k +3,392
83 Altman Advisors, Inc. 0.90% of their portfolio CHICAGO, IL 199,628199.6k $1.7m $1.7m 0.90% Added +1.7k +1,705
84 Alaethes Wealth, LLC 0.81% of their portfolio GLENBROOK, NV 197,640197.6k $1.7m $1.7m 0.81% Added +6.2k +6,191
85 Georgetown University 0.58% of their portfolio WASHINGTON, DC 197,539197.5k $1.7m $1.7m 0.58% Added +2.5k +2,474
86 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 0.12% of their portfolio BETHESDA, MD 194,160194.2k $1.7m $1.7m 0.12% New
87 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 180,231180.2k $1.6m $1.6m 0.00% Reduced -638.0k -638,048
88 Laird Norton Wetherby Wealth Management, LLC 0.08% of their portfolio Seattle, WA 168,401168.4k $1.4m $1.4m 0.08% Added +2.6k +2,633
89 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 161,717161.7k $1.4m $1.4m 0.00% Reduced -114.7k -114,720
90 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 160,306160.3k $1.4m $1.4m 0.00% Added +14.3k +14,285
91 Qtron Investments LLC 0.22% of their portfolio Boston, MA 158,078158.1k $1.4m $1.4m 0.22% Unchanged
92 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 155,939155.9k $1.3m $1.3m 0.00% Added +50.8k +50,758
93 Quantbot Technologies LP 0.08% of their portfolio NEW YORK, NY 154,807154.8k $1.3m $1.3m 0.08% New
94 Aquatic Capital Management LLC 0.03% of their portfolio CHICAGO, IL 151,400151.4k $1.3m $1.3m 0.03% Added +122.2k +122,200
95 GREENLEAF TRUST 0.01% of their portfolio KALAMAZOO, MI 147,476147.5k $1.3m $1.3m 0.01% Reduced -1.2k -1,190
96 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 147,468147.5k $1.3m $1.3m 0.02% Reduced -38.9k -38,920
97 Calamos Wealth Management LLC 0.08% of their portfolio NAPERVILLE, IL 145,763145.8k $1.3m $1.3m 0.08% Added +6.5k +6,505
98 Y-Intercept (Hong Kong) Ltd 0.12% of their portfolio HONG KONG, K3 144,989145.0k $1.2m $1.2m 0.12% Added +99.4k +99,397
99 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 139,404139.4k $1.2m $1.2m 0.00% Reduced -16.3k -16,259
100 Schechter Investment Advisors, LLC 0.10% of their portfolio BIRMINGHAM, MI 138,957139.0k $1.2m $1.2m 0.10% Reduced -14.2k -14,218