Vault-13

MITSUBISHI UFJ FINL GROUP IN MUFG

SPONSORED ADS · ADR · CUSIP 606822104

Japanese bank holding and financial services company

307 institutional holders +18 vs Q1 2023
211,492,728211.5m shares reported held*
$1.6bnreported value*
39 new 109 added 100 reduced 24 sold out net sold ≈ $49.6m (-6.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($49.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $7.37. Options: 7 managers hold calls ($22.5m notional), 5 hold puts ($144.2k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 252Q4 22: 272Q1 23: 289Q2 23: 307307Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022252
Q4 2022272
Q1 2023289
Q2 2023307

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 133 bought or addedQ4 22: 114 cut or sold outQ4 22Q1 23: 164 bought or addedQ1 23: 115 cut or sold outQ1 23Q2 23: 148 bought or addedQ2 23: 124 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022133114
Q1 2023164115
Q2 2023148124

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $6.0kQ3 22 puts: $113.0kQ3 22P/C 18.83Q4 22 calls: $267.8kQ4 22 puts: $7.3kQ4 22P/C 0.03Q1 23 calls: $13.7mQ1 23 puts: $105.4kQ1 23P/C 0.01Q2 23 calls: $22.5mQ2 23 puts: $144.2kQ2 23P/C 0.01
Numbers
QuarterCallsPutsP/C
Q3 2022$6.0k$113.0k18.83
Q4 2022$267.8k$7.3k0.03
Q1 2023$13.7m$105.4k0.01
Q2 2023$22.5m$144.2k0.01

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +2,392,613+2.4m
JANE STREET GROUP, LLC Added +1,778,040+1.8m
GOLDMAN SACHS GROUP INC Added +1,451,108+1.5m
WELLINGTON MANAGEMENT GROUP LLP Added +1,309,280+1.3m
Invesco Ltd. Added +728,903+728.9k
WELLS FARGO & COMPANY/MN Added +538,098+538.1k
NOMURA HOLDINGS INC New +463,923+463.9k
COWEN AND COMPANY, LLC New +410,000+410.0k
Clearbridge Investments, LLC Added +402,344+402.3k
CITIGROUP INC Added +393,997+394.0k

Biggest sellers

FMR LLC Reduced -3,690,282-3.7m
SAMLYN CAPITAL, LLC Sold out -3,313,512-3.3m
MARSHALL WACE, LLP Reduced -3,068,417-3.1m
LMR Partners LLP Sold out -1,481,943-1.5m
Aristotle Capital Management, LLC Reduced -1,427,828-1.4m
D. E. Shaw & Co., Inc. Reduced -1,032,054-1.0m
Qube Research & Technologies Ltd Reduced -1,029,207-1.0m
NATIXIS ADVISORS, LLC Reduced -967,435-967.4k
UBS Group AG Reduced -621,254-621.3k
XY Capital Ltd Reduced -531,473-531.5k

Biggest calls

MASTERS CAPITAL MANAGEMENT LLC Added $22.1m3.0m shares
GROUP ONE TRADING LLC Added $280.8k38.1k shares
Shay Capital LLC Unchanged $91.4k12.4k shares
CITADEL ADVISORS LLC New $34.6k4.7k shares
SIMPLEX TRADING, LLC Unchanged $30.0k4.1k shares
HAP Trading, LLC New $87610.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $117.9k16.0k shares
GROUP ONE TRADING LLC New $23.6k3.2k shares
SIMPLEX TRADING, LLC New $2.0k300 shares
CITADEL ADVISORS LLC New $737100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aristotle Capital Management, LLC 1.11% of their portfolio LOS ANGELES, CA 73,898,46573.9m $544.6m $544.6m 1.11% Reduced -1.4m -1,427,828
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 18,659,20618.7m $137.5m $137.5m 0.02% Added +2.4m +2,392,613
3 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 11,477,16511.5m $84.6m $84.6m 0.02% Added +1.5m +1,451,108
4 NATIXIS ADVISORS, LLC 0.23% of their portfolio Boston, MA 10,286,18610.3m $75.8m $75.8m 0.23% Reduced -967.4k -967,435
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 7,791,8037.8m $57.4m $57.4m 0.01% Reduced -111.8k -111,842
6 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 6,518,8006.5m $48.0m $48.0m 0.01% Reduced -147.9k -147,899
7 BlackRock Inc. 0.00% of their portfolio New York, NY 5,966,0276.0m $44.0m $44.0m 0.00% Added +357.7k +357,659
8 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 5,856,4505.9m $43.2m $43.2m 0.01% Reduced -24.9k -24,934
9 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 4,395,4944.4m $32.4m $32.4m 0.01% Added +1.3m +1,309,280
10 FMR LLC 0.00% of their portfolio BOSTON, MA 4,288,9584.3m $31.6m $31.6m 0.00% Reduced -3.7m -3,690,282
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 4,039,6944.0m $29.8m $29.8m 0.01% Reduced -172.1k -172,090
12 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 3,930,1773.9m $29.0m $29.0m 0.01% Added +728.9k +728,903
13 TODD ASSET MANAGEMENT LLC 0.65% of their portfolio Louisville, KY 3,796,6783.8m $28.0m $28.0m 0.65% Added +32.7k +32,716
14 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 3,172,2493.2m $23.4m $23.4m 0.02% Reduced -60.6k -60,623
15 SEI INVESTMENTS CO 0.04% of their portfolio OAKS, PA 2,997,8643.0m $22.1m $22.1m 0.04% Reduced -66.5k -66,507
16 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 2,857,5472.9m $21.1m $21.1m 0.01% Added +60.5k +60,513
17 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 2,526,4842.5m $18.6m $18.6m 0.02% Reduced -429.0k -429,034
18 MARSHALL WACE, LLP 0.04% of their portfolio LONDON, X0 2,369,5932.4m $17.5m $17.5m 0.04% Reduced -3.1m -3,068,417
19 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 2,182,0342.2m $16.1m $16.1m 0.02% Added +1.8m +1,778,040
20 BRANDES INVESTMENT PARTNERS, LP 0.30% of their portfolio LA JOLLA, CA 2,035,3172.0m $15.0m $15.0m 0.30% Added +244.5k +244,475
21 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.14% of their portfolio FRANKFORT, KY 1,992,1402.0m $14.7m $14.7m 0.14% Unchanged
22 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 1,802,9311.8m $13.3m $13.3m 0.02% Added +17.5k +17,546
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,672,2031.7m $12.3m $12.3m 0.00% Added +538.1k +538,098
24 ABN AMRO INVESTMENT SOLUTIONS 0.22% of their portfolio PARIS CEDEX 008, I0 1,523,0001.5m $11.2m $11.2m 0.22% Reduced -382.0k -382,000
25 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 1,464,1721.5m $10.8m $10.8m 0.01% Added +394.0k +393,997
26 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 1,253,6421.3m $9.2m $9.2m 0.01% Added +111.3k +111,342
27 Herr Investment Group LLC 2.62% of their portfolio AUSTIN, TX 1,183,9241.2m $8.7m $8.7m 2.62% Reduced -366.5k -366,507
28 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 1,099,8001.1m $8.1m $8.1m 0.01% Reduced -231.4k -231,400
29 Capricorn Fund Managers Ltd 2.84% of their portfolio LONDON, X0 1,072,9651.1m $7.9m $7.9m 2.84% Added +256.3k +256,277
30 Clearbridge Investments, LLC 0.01% of their portfolio NEW YORK, NY 908,438908.4k $6.7m $6.7m 0.01% Added +402.3k +402,344
31 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 822,194822.2k $6.1m $6.1m 0.02% Reduced -92.9k -92,879
32 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 821,562821.6k $6.1m $6.1m 0.00% Reduced -7.6k -7,619
33 BAMCO INC /NY/ 0.02% of their portfolio NEW YORK, NY 797,778797.8k $5.9m $5.9m 0.02% Added +253.8k +253,768
34 Crossmark Global Holdings, Inc. 0.13% of their portfolio HOUSTON, TX 721,479721.5k $5.9m $5.9m 0.13% Reduced -32.4k -32,396
35 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 622,392622.4k $4.6m $4.6m 0.00% Added +93.8k +93,793
36 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 603,019603.0k $4.4m $4.4m 0.02% Reduced -5.4k -5,402
37 GUARDIAN CAPITAL ADVISORS LP 0.46% of their portfolio TORONTO, A6 528,941528.9k $4.1m $4.1m 0.46% Added +17.2k +17,235
38 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 513,358513.4k $3.8m $3.8m 0.00% Reduced -4.9k -4,923
39 NOMURA HOLDINGS INC 0.03% of their portfolio TOKYO, M0 463,923463.9k $3.4m $3.4m 0.03% New
40 Dorsey Wright & Associates 1.00% of their portfolio PASADENA, CA 448,304448.3k $3.3m $3.3m 1.00% Reduced -41.9k -41,882
41 Ninety One UK Ltd 0.01% of their portfolio London, X0 426,029426.0k $3.1m $3.1m 0.01% Added +86.6k +86,553
42 COWEN AND COMPANY, LLC 0.25% of their portfolio NEW YORK, NY 410,000410.0k $3.0m $3.0m 0.25% New
43 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.05% of their portfolio New York, NY 409,720409.7k $3.0m $3.0m 0.05% Unchanged
44 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.04% of their portfolio Stamford, CT 406,646406.6k $3.0m $3.0m 0.04% Added +28.9k +28,865
45 First Trust Direct Indexing L.P. 0.31% of their portfolio Boston, MA 383,589383.6k $2.8m $2.8m 0.31% Added +7.7k +7,691
46 XY Capital Ltd 4.74% of their portfolio CENTRAL, K3 333,936333.9k $2.5m $2.5m 4.74% Reduced -531.5k -531,473
47 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 325,296325.3k $2.4m $2.4m 0.00% Added +247.1k +247,141
48 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 318,982319.0k $2.4m $2.4m 0.03% Reduced -32.5k -32,484
49 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 318,982319.0k $2.4m $2.4m 0.03% Reduced -32.5k -32,484
50 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 306,637306.6k $2.3m $2.3m 0.00% Added +26.2k +26,220
51 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 304,419304.4k $2.2m $2.2m 0.00% Added +100.3k +100,306
52 Forum Financial Management, LP 0.05% of their portfolio LOMBARD, IL 299,016299.0k $2.2m $2.2m 0.05% Unchanged
53 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 273,093273.1k $2.0m $2.0m 0.03% Reduced -6.7k -6,669
54 OLD MISSION CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 270,024270.0k $2.0m $2.0m 0.07% New
55 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 268,005268.0k $2.0m $2.0m 0.01% Reduced -5.0k -5,023
56 ADVISOR PARTNERS II, LLC 0.09% of their portfolio WALNUT CREEK, CA 255,928255.9k $1.9m $1.9m 0.09% Added +20.1k +20,061
57 SYNOVUS FINANCIAL CORP 0.02% of their portfolio Columbus, GA 255,471255.5k $1.9m $1.9m 0.02% Reduced -18.4k -18,400
58 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 251,924251.9k $1.9m $1.9m 0.03% Added +18.2k +18,193
59 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 251,137251.1k $1.9m $1.9m 0.00% Reduced -19.7k -19,710
60 Te Ahumairangi Investment Management Ltd 0.24% of their portfolio WELLINGTON, Q2 235,895235.9k $1.7m $1.7m 0.24% Reduced -90.0k -90,000
61 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 233,235233.2k $1.7m $1.7m 0.00% Reduced -1.0m -1,032,054
62 HANTZ FINANCIAL SERVICES, INC. 0.04% of their portfolio SOUTHFIELD, MI 233,021233.0k $1.7m $1.7m 0.04% Added +2.1k +2,113
63 Mariner, LLC 0.00% of their portfolio Overland Park, KS 220,264220.3k $1.6m $1.6m 0.00% Reduced -1.8k -1,754
64 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 220,017220.0k $1.6m $1.6m 0.00% New
65 Vanguard Personalized Indexing Management, LLC 0.05% of their portfolio OAKLAND, CA 218,309218.3k $1.6m $1.6m 0.05% Added +25.6k +25,567
66 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 214,146214.1k $1.6m $1.6m 0.00% New
67 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 213,138213.1k $1.6m $1.6m 0.00% Added +8.6k +8,613
68 YOUSIF CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BLOOMFIELD HILLS, MI 212,675212.7k $1.6m $1.6m 0.02% Reduced -929 -929
69 HAP Trading, LLC 0.44% of their portfolio NEW YORK, NY 212,544212.5k $1.6m $1.6m 0.44% Added +164.6k +164,607
70 Pekin Hardy Strauss, Inc. 0.23% of their portfolio CHICAGO, IL 203,400203.4k $1.5m $1.5m 0.23% Added +11.8k +11,750
71 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 203,338203.3k $1.5m $1.5m 0.00% Added +7.6k +7,623
72 Legacy Wealth Asset Management, LLC 0.52% of their portfolio WOODBURY, MN 202,698202.7k $1.5m $1.5m 0.52% Added +1.2k +1,152
73 UBS Group AG 0.00% of their portfolio ZURICH, V8 199,577199.6k $1.5m $1.5m 0.00% Reduced -621.3k -621,254
74 SIGNATUREFD, LLC 0.04% of their portfolio ATLANTA, GA 195,843195.8k $1.4m $1.4m 0.04% Added +11.8k +11,791
75 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 193,660193.7k $1.4m $1.4m 0.00% Reduced -8.2k -8,248
76 Ethic Inc. 0.05% of their portfolio NEW YORK, NY 193,306193.3k $1.4m $1.4m 0.05% Added +2.7k +2,746
77 Georgetown University 0.50% of their portfolio WASHINGTON, DC 192,838192.8k $1.4m $1.4m 0.50% Unchanged
78 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 189,047189.0k $1.4m $1.4m 0.01% Reduced -1.0m -1,029,207
79 TOWNSQUARE CAPITAL LLC 0.03% of their portfolio Lehi, UT 187,493187.5k $1.4m $1.4m 0.03% Added +41.0k +41,049
80 TUDOR INVESTMENT CORP ET AL 0.02% of their portfolio STAMFORD, CT 187,003187.0k $1.4m $1.4m 0.02% Reduced -142.1k -142,114
81 Naviter Wealth, LLC 0.35% of their portfolio LITTLE ROCK, AR 184,533184.5k $1.4m $1.4m 0.35% Added +29.2k +29,231
82 Schechter Investment Advisors, LLC 0.12% of their portfolio BIRMINGHAM, MI 176,636176.6k $1.3m $1.3m 0.12% Reduced -9.1k -9,103
83 Freedom Investment Management, Inc. 0.14% of their portfolio SOUTH WINDSOR, CT 164,401164.4k $1.2m $1.2m 0.14% Added +136.4k +136,366
84 Laird Norton Wetherby Wealth Management, LLC 0.06% of their portfolio Seattle, WA 162,174162.2k $1.2m $1.2m 0.06% Added +3.7k +3,685
85 Quantinno Capital Management LP 0.07% of their portfolio NEW YORK, NY 159,973160.0k $1.2m $1.2m 0.07% Added +24.7k +24,707
86 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 159,044159.0k $1.2m $1.2m 0.00% Added +87.2k +87,214
87 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 155,663155.7k $1.1m $1.1m 0.00% Unchanged
88 GREENLEAF TRUST 0.01% of their portfolio KALAMAZOO, MI 147,388147.4k $1.1m $1.1m 0.01% Unchanged
89 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 146,836146.8k $1.1m $1.1m 0.00% Reduced -12.9k -12,927
90 BAILARD, INC. 0.04% of their portfolio Foster City, CA 144,184144.2k $1.1m $1.1m 0.04% Reduced -1.4k -1,438
91 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 143,613143.6k $1.1m $1.1m 0.00% Added +9.3k +9,254
92 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 143,309143.3k $1.1m $1.1m 0.05% New
93 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 137,753137.8k $1.0m $1.0m 0.01% Reduced -175.6k -175,599
94 Y-Intercept (Hong Kong) Ltd 0.11% of their portfolio HONG KONG, K3 136,460136.5k $1.0m $1.0m 0.11% Added +3.9k +3,880
95 EAGLE ASSET MANAGEMENT INC 0.01% of their portfolio ST PETERSBURG, FL 125,823125.8k $927.3k $927.3k 0.01% Reduced -4.9k -4,907
96 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 117,824117.8k $868.3k $868.3k 0.00% Reduced -91.1k -91,061
97 TELEMUS CAPITAL, LLC 0.07% of their portfolio Southfield, MI 108,979109.0k $803.2k $803.2k 0.07% Reduced -8.9k -8,916
98 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 108,530108.5k $799.9k $799.9k 0.00% Added +17.7k +17,687
99 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 104,666104.7k $771.4k $771.4k 0.00% Added +24.0k +23,983
100 Pacer Advisors, Inc. 0.00% of their portfolio Malvern, PA 104,268104.3k $768.5k $768.5k 0.00% Added +4.9k +4,898