Vault-13

MITSUBISHI UFJ FINL GROUP IN MUFG

SPONSORED ADS · ADR · CUSIP 606822104

Japanese bank holding and financial services company

289 institutional holders +17 vs Q4 2022
224,917,756224.9m shares reported held*
$1.4bnreported value*
46 new 118 added 87 reduced 28 sold out net bought ≈ $65.1m (+10.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $6.38. Options: 9 managers hold calls ($13.7m notional), 2 hold puts ($105.4k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 252Q4 22: 272Q1 23: 289289Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022252
Q4 2022272
Q1 2023289

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 133 bought or addedQ4 22: 114 cut or sold outQ4 22Q1 23: 164 bought or addedQ1 23: 115 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022133114
Q1 2023164115

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $6.0kQ3 22 puts: $113.0kQ3 22P/C 18.83Q4 22 calls: $267.8kQ4 22 puts: $7.3kQ4 22P/C 0.03Q1 23 calls: $13.7mQ1 23 puts: $105.4kQ1 23P/C 0.01
Numbers
QuarterCallsPutsP/C
Q3 2022$6.0k$113.0k18.83
Q4 2022$267.8k$7.3k0.03
Q1 2023$13.7m$105.4k0.01

Biggest buyers

MARSHALL WACE, LLP New +5,438,010+5.4m
FMR LLC Added +4,017,235+4.0m
Invesco Ltd. New +3,201,274+3.2m
MILLENNIUM MANAGEMENT LLC Added +3,063,472+3.1m
SAMLYN CAPITAL, LLC Added +2,461,133+2.5m
BRANDES INVESTMENT PARTNERS, LP Added +1,565,418+1.6m
Herr Investment Group LLC New +1,550,431+1.6m
WELLINGTON MANAGEMENT GROUP LLP Added +1,473,452+1.5m
Qube Research & Technologies Ltd New +1,218,254+1.2m
STIFEL FINANCIAL CORP Added +1,131,909+1.1m

Biggest sellers

JANE STREET GROUP, LLC Reduced -3,736,735-3.7m
Aristotle Capital Management, LLC Reduced -3,058,822-3.1m
BANK OF AMERICA CORP /DE/ Reduced -2,472,806-2.5m
LMR Partners LLP Reduced -2,303,468-2.3m
Cowen Investment Management LLC Sold out -2,246,500-2.2m
OLD MISSION CAPITAL LLC Sold out -860,420-860.4k
Martin Capital Partners, LLC Sold out -663,842-663.8k
BOOTHBAY FUND MANAGEMENT, LLC Sold out -630,378-630.4k
Capricorn Fund Managers Ltd Reduced -588,372-588.4k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Sold out -464,738-464.7k

Biggest calls

MASTERS CAPITAL MANAGEMENT LLC New $12.8m2.0m shares
Symmetry Investments LP New $398.1k62.3k shares
GROUP ONE TRADING LLC Added $206.4k32.3k shares
PEAK6 Investments LLC New $91.4k14.3k shares
Shay Capital LLC New $79.2k12.4k shares
MILLENNIUM MANAGEMENT LLC New $79.0k12.4k shares
SUMMIT SECURITIES GROUP LLC Unchanged $64.0k10.0k shares
SIMPLEX TRADING, LLC Added $26.0k4.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $105.4k16.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. New $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aristotle Capital Management, LLC 1.01% of their portfolio LOS ANGELES, CA 75,326,29375.3m $481.3m $481.3m 1.01% Reduced -3.1m -3,058,822
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 16,266,59316.3m $103.9m $103.9m 0.01% Reduced -2.5m -2,472,806
3 NATIXIS ADVISORS, LLC 0.25% of their portfolio Boston, MA 11,253,62111.3m $71.9m $71.9m 0.25% Added +372.6k +372,561
4 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 10,026,05710.0m $64.1m $64.1m 0.02% Reduced -268.1k -268,143
5 FMR LLC 0.00% of their portfolio BOSTON, MA 7,979,2408.0m $51.0m $51.0m 0.00% Added +4.0m +4,017,235
6 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 7,903,6457.9m $50.5m $50.5m 0.01% Reduced -247.0k -246,962
7 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 6,666,6996.7m $42.6m $42.6m 0.01% Reduced -64.1k -64,093
8 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 5,881,3845.9m $37.6m $37.6m 0.01% Added +13.4k +13,385
9 BlackRock Inc. 0.00% of their portfolio New York, NY 5,608,3685.6m $35.8m $35.8m 0.00% Added +156.7k +156,653
10 MARSHALL WACE, LLP 0.09% of their portfolio LONDON, X0 5,438,0105.4m $34.7m $34.7m 0.09% New
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 4,211,7844.2m $26.9m $26.9m 0.01% Reduced -97.2k -97,173
12 TODD ASSET MANAGEMENT LLC 0.58% of their portfolio Louisville, KY 3,763,9623.8m $24.1m $24.1m 0.58% Added +52.3k +52,281
13 SAMLYN CAPITAL, LLC 0.39% of their portfolio New York, NY 3,313,5123.3m $21.2m $21.2m 0.39% Added +2.5m +2,461,133
14 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 3,232,8723.2m $19.9m $19.9m 0.02% Added +3.1m +3,063,472
15 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 3,201,2743.2m $20.5m $20.5m 0.01% New
16 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 3,086,2143.1m $19.7m $19.7m 0.00% Added +1.5m +1,473,452
17 SEI INVESTMENTS CO 0.04% of their portfolio OAKS, PA 3,064,3713.1m $19.6m $19.6m 0.04% Reduced -178.3k -178,317
18 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 2,955,5183.0m $18.9m $18.9m 0.02% Added +31.3k +31,308
19 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 2,797,0342.8m $17.9m $17.9m 0.01% Added +57.5k +57,499
20 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.13% of their portfolio FRANKFORT, KY 1,992,1402.0m $12.7m $12.7m 0.13% Unchanged
21 ABN AMRO INVESTMENT SOLUTIONS 0.25% of their portfolio PARIS CEDEX 008, I0 1,905,0001.9m $12.2m $12.2m 0.25% First filing
22 BRANDES INVESTMENT PARTNERS, LP 0.24% of their portfolio LA JOLLA, CA 1,790,8421.8m $11.4m $11.4m 0.24% Added +1.6m +1,565,418
23 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 1,785,3851.8m $11.4m $11.4m 0.02% Added +1.1m +1,131,909
24 Herr Investment Group LLC 2.46% of their portfolio AUSTIN, TX 1,550,4311.6m $9.9m $9.9m 2.46% New
25 LMR Partners LLP 0.17% of their portfolio LONDON, X0 1,481,9431.5m $9.5m $9.5m 0.17% Reduced -2.3m -2,303,468
26 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 1,331,2001.3m $8.5m $8.5m 0.01% Reduced -67.2k -67,200
27 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 1,265,2891.3m $8.1m $8.1m 0.01% Reduced -215.0k -214,963
28 Qube Research & Technologies Ltd 0.04% of their portfolio LONDON, X0 1,218,2541.2m $7.8m $7.8m 0.04% New
29 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 1,142,3001.1m $7.3m $7.3m 0.01% Reduced -11.9k -11,903
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,134,1051.1m $7.2m $7.2m 0.00% Added +183.4k +183,397
31 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 1,070,1751.1m $6.8m $6.8m 0.01% Added +536.6k +536,644
32 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 915,073915.1k $5.8m $5.8m 0.02% Reduced -16.0k -16,024
33 XY Capital Ltd 4.67% of their portfolio CENTRAL, K3 865,409865.4k $5.5m $5.5m 4.67% Reduced -428.2k -428,235
34 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 829,181829.2k $5.3m $5.3m 0.00% Added +45.2k +45,161
35 UBS Group AG 0.00% of their portfolio ZURICH, V8 820,831820.8k $5.2m $5.2m 0.00% Added +313.3k +313,268
36 Capricorn Fund Managers Ltd 1.59% of their portfolio LONDON, X0 816,688816.7k $5.2m $5.2m 1.59% Reduced -588.4k -588,372
37 Crossmark Global Holdings, Inc. 0.11% of their portfolio HOUSTON, TX 753,875753.9k $4.8m $4.8m 0.11% Added +3.5k +3,500
38 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 608,421608.4k $3.9m $3.9m 0.02% Reduced -60.1k -60,121
39 BAMCO INC /NY/ 0.01% of their portfolio NEW YORK, NY 544,010544.0k $3.5m $3.5m 0.01% New
40 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 528,599528.6k $3.4m $3.4m 0.00% Added +37.2k +37,244
41 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 518,281518.3k $3.3m $3.3m 0.00% Added +27.5k +27,491
42 GUARDIAN CAPITAL ADVISORS LP 0.38% of their portfolio TORONTO, A6 511,706511.7k $3.3m $3.3m 0.38% Reduced -2.9k -2,855
43 Clearbridge Investments, LLC 0.00% of their portfolio NEW YORK, NY 506,094506.1k $3.2m $3.2m 0.00% Added +23.3k +23,344
44 Dorsey Wright & Associates 0.95% of their portfolio PASADENA, CA 490,186490.2k $3.1m $3.1m 0.95% Reduced -30.2k -30,217
45 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.05% of their portfolio New York, NY 409,720409.7k $2.6m $2.6m 0.05% Unchanged
46 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 403,994404.0k $2.6m $2.6m 0.00% Reduced -3.7m -3,736,735
47 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.04% of their portfolio Stamford, CT 377,781377.8k $2.4m $2.4m 0.04% Added +70.2k +70,183
48 First Trust Direct Indexing L.P. 0.29% of their portfolio Boston, MA 375,898375.9k $2.4m $2.4m 0.29% Added +23.5k +23,491
49 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 351,466351.5k $2.2m $2.2m 0.03% Added +8.1k +8,118
50 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 351,466351.5k $2.2m $2.2m 0.03% New
51 Ninety One UK Ltd 0.01% of their portfolio London, X0 339,476339.5k $2.2m $2.2m 0.01% New
52 TUDOR INVESTMENT CORP ET AL 0.04% of their portfolio STAMFORD, CT 329,117329.1k $2.1m $2.1m 0.04% Reduced -207.3k -207,311
53 Te Ahumairangi Investment Management Ltd 0.30% of their portfolio WELLINGTON, Q2 325,895325.9k $2.1m $2.1m 0.30% Reduced -25.9k -25,874
54 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 313,352313.4k $2.0m $2.0m 0.00% Reduced -37.8k -37,824
55 Forum Financial Management, LP 0.06% of their portfolio LOMBARD, IL 299,016299.0k $1.9m $1.9m 0.06% Added +800 +800
56 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 280,417280.4k $1.8m $1.8m 0.00% Reduced -70.3k -70,256
57 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 279,762279.8k $1.8m $1.8m 0.04% Added +258.5k +258,526
58 SYNOVUS FINANCIAL CORP 0.02% of their portfolio Columbus, GA 273,871273.9k $1.8m $1.8m 0.02% Reduced -41.3k -41,258
59 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 273,028273.0k $1.7m $1.7m 0.00% Added +65.9k +65,927
60 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 270,847270.8k $1.7m $1.7m 0.00% Added +19.8k +19,794
61 ADVISOR PARTNERS II, LLC 0.08% of their portfolio WALNUT CREEK, CA 235,867235.9k $1.5m $1.5m 0.08% Added +29.2k +29,230
62 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 233,731233.7k $1.5m $1.5m 0.03% Added +629 +629
63 HANTZ FINANCIAL SERVICES, INC. 0.04% of their portfolio SOUTHFIELD, MI 230,908230.9k $1.5m $1.5m 0.04% Reduced -41.0k -40,961
64 Mariner, LLC 0.00% of their portfolio Overland Park, KS 222,018222.0k $1.4m $1.4m 0.00% Reduced -44.9k -44,862
65 YOUSIF CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BLOOMFIELD HILLS, MI 213,604213.6k $1.4m $1.4m 0.02% Reduced -8.4k -8,400
66 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 208,885208.9k $1.3m $1.3m 0.00% Added +100.7k +100,718
67 Candriam S.C.A. 0.01% of their portfolio STRASSEN, N4 205,172205.2k $1.2m $1.2m 0.01% New
68 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 204,525204.5k $1.3m $1.3m 0.00% Added +13.6k +13,553
69 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 204,113204.1k $1.3m $1.3m 0.00% Added +32.2k +32,234
70 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 201,908201.9k $1.3m $1.3m 0.00% Added +4.3k +4,343
71 Legacy Wealth Asset Management, LLC 0.46% of their portfolio WOODBURY, MN 201,546201.5k $1.3m $1.3m 0.46% Reduced -20.6k -20,560
72 Altman Advisors, Inc. 0.00% of their portfolio CHICAGO, IL 196,353196.4k $1.2k $1.2k 0.00% New
73 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 195,715195.7k $1.3m $1.3m 0.00% Added +96.3k +96,254
74 Georgetown University 0.43% of their portfolio WASHINGTON, DC 192,838192.8k $1.2m $1.2m 0.43% New
75 Vanguard Personalized Indexing Management, LLC 0.04% of their portfolio OAKLAND, CA 192,742192.7k $1.2m $1.2m 0.04% Added +7.1k +7,077
76 Pekin Hardy Strauss, Inc. 0.19% of their portfolio CHICAGO, IL 191,650191.7k $1.2m $1.2m 0.19% New
77 Ethic Inc. 0.05% of their portfolio NEW YORK, NY 190,560190.6k $1.2m $1.2m 0.05% Added +137.9k +137,887
78 Schechter Investment Advisors, LLC 0.11% of their portfolio BIRMINGHAM, MI 185,739185.7k $1.2m $1.2m 0.11% Added +3.5k +3,480
79 SIGNATUREFD, LLC 0.03% of their portfolio ATLANTA, GA 184,052184.1k $1.2m $1.2m 0.03% Added +11.9k +11,889
80 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 168,177168.2k $1.1m $1.1m 0.01% New
81 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 159,763159.8k $1.0m $1.0m 0.00% Added +127.1k +127,142
82 Laird Norton Wetherby Wealth Management, LLC 0.06% of their portfolio Seattle, WA 158,489158.5k $1.0m $1.0m 0.06% Added +9.6k +9,559
83 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 155,663155.7k $994.7k $994.7k 0.00% New
84 Naviter Wealth, LLC 0.35% of their portfolio LITTLE ROCK, AR 155,302155.3k $992.4k $992.4k 0.35% Added +18.4k +18,358
85 GREENLEAF TRUST 0.01% of their portfolio KALAMAZOO, MI 147,388147.4k $941.8k $941.8k 0.01% Added +212 +212
86 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 146,444146.4k $935.8k $935.8k 0.02% Added +1.8k +1,791
87 BAILARD, INC. 0.03% of their portfolio Foster City, CA 145,622145.6k $930.5k $930.5k 0.03% Added +10.8k +10,795
88 Quantinno Capital Management LP 0.06% of their portfolio NEW YORK, NY 135,266135.3k $864.0k $864.0k 0.06% Added +32.6k +32,594
89 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 134,359134.4k $858.6k $858.6k 0.00% Reduced -369.2k -369,155
90 Y-Intercept (Hong Kong) Ltd 0.10% of their portfolio HONG KONG, K3 132,580132.6k $847.2k $847.2k 0.10% Added +86.6k +86,623
91 EAGLE ASSET MANAGEMENT INC 0.00% of their portfolio ST PETERSBURG, FL 130,730130.7k $835.0k $835.0k 0.00% Added +962 +962
92 Dynamic Technology Lab Private Ltd 0.08% of their portfolio SINGAPORE, U0 129,314129.3k $826.0k $826.0k 0.08% New
93 TELEMUS CAPITAL, LLC 0.07% of their portfolio Southfield, MI 117,895117.9k $753.3k $753.3k 0.07% Added +7.4k +7,407
94 Ergoteles LLC 0.03% of their portfolio NEW YORK, NY 103,923103.9k $664.1k $664.1k 0.03% Reduced -14.5k -14,459
95 Pacer Advisors, Inc. 0.00% of their portfolio Malvern, PA 99,37099.4k $635.0k $635.0k 0.00% Added +3.2k +3,204
96 QUADRANT CAPITAL GROUP LLC 0.07% of their portfolio CINCINNATI, OH 99,15799.2k $633.6k $633.6k 0.07% Added +8.4k +8,366
97 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 96,93496.9k $619.0k $619.0k 0.00% Reduced -25.5k -25,482
98 EWA, LLC 0.45% of their portfolio PITTSBURGH, PA 95,00395.0k $609.0k $609.0k 0.45% First filing
99 Qtron Investments LLC 0.12% of their portfolio Boston, MA 93,07893.1k $594.8k $594.8k 0.12% Added +9.6k +9,624
100 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 90,84390.8k $580.5k $580.5k 0.00% Added +2.5k +2,469