Vault-13

MITSUBISHI UFJ FINL GROUP IN MUFG

SPONSORED ADS · ADR · CUSIP 606822104

Japanese bank holding and financial services company

272 institutional holders +20 vs Q3 2022
212,791,734212.8m shares reported held*
$1.4bnreported value*
41 new 92 added 85 reduced 29 sold out net bought ≈ $39.9m (+6.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $6.67. Options: 6 managers hold calls ($267.8k notional), 1 hold puts ($7.3k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 252Q4 22: 272272Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022252
Q4 2022272

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $6.0kQ3 22 puts: $113.0kQ3 22P/C 18.83Q4 22 calls: $267.8kQ4 22 puts: $7.3kQ4 22P/C 0.03
Numbers
QuarterCallsPutsP/C
Q3 2022$6.0k$113.0k18.83
Q4 2022$267.8k$7.3k0.03

Biggest buyers

JANE STREET GROUP, LLC Added +3,936,735+3.9m
NATIXIS ADVISORS, LLC Added +3,236,371+3.2m
GOLDMAN SACHS GROUP INC Added +2,262,940+2.3m
Cowen Investment Management LLC New +2,246,500+2.2m
WELLINGTON MANAGEMENT GROUP LLP New +1,612,762+1.6m
LMR Partners LLP Added +1,285,154+1.3m
Capricorn Fund Managers Ltd Added +1,033,067+1.0m
SAMLYN CAPITAL, LLC New +852,379+852.4k
BlackRock Inc. Added +657,223+657.2k
Balyasny Asset Management L.P. New +503,514+503.5k

Biggest sellers

Aristotle Capital Management, LLC Reduced -4,246,412-4.2m
ICICI Prudential Asset Management Co Ltd Sold out -3,287,781-3.3m
Qube Research & Technologies Ltd Sold out -2,278,571-2.3m
BRANDES INVESTMENT PARTNERS, LP Reduced -2,108,657-2.1m
FMR LLC Reduced -2,042,050-2.0m
MORGAN STANLEY Reduced -313,746-313.7k
RENAISSANCE TECHNOLOGIES LLC Reduced -281,500-281.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -201,456-201.5k
ROYAL BANK OF CANADA Reduced -187,739-187.7k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Reduced -165,483-165.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $156.1k23.4k shares
SUMMIT SECURITIES GROUP LLC New $67.0k10.0k shares
CITADEL ADVISORS LLC New $37.4k5.6k shares
SIMPLEX TRADING, LLC Unchanged $4.0k600 shares
GROUP ONE TRADING LLC Reduced $3.3k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $7.3k1.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aristotle Capital Management, LLC 1.11% of their portfolio LOS ANGELES, CA 78,385,11578.4m $522.8m $522.8m 1.11% Reduced -4.2m -4,246,412
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 18,739,39918.7m $125.0m $125.0m 0.02% Added +168.9k +168,867
3 NATIXIS ADVISORS, LLC 0.27% of their portfolio Boston, MA 10,881,06010.9m $72.6m $72.6m 0.27% Added +3.2m +3,236,371
4 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 10,294,20010.3m $68.7m $68.7m 0.02% Added +2.3m +2,262,940
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 8,150,6078.2m $54.4m $54.4m 0.01% Reduced -313.7k -313,746
6 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 6,730,7926.7m $44.9m $44.9m 0.01% Added +31.0k +30,998
7 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 5,867,9995.9m $39.1m $39.1m 0.01% Reduced -8.6k -8,621
8 BlackRock Inc. 0.00% of their portfolio New York, NY 5,451,7155.5m $36.4m $36.4m 0.00% Added +657.2k +657,223
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 4,308,9574.3m $28.7m $28.7m 0.01% Reduced -187.7k -187,739
10 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 4,140,7294.1m $27.6m $27.6m 0.05% Added +3.9m +3,936,735
11 FMR LLC 0.00% of their portfolio BOSTON, MA 3,962,0054.0m $26.4m $26.4m 0.00% Reduced -2.0m -2,042,050
12 LMR Partners LLP 0.49% of their portfolio LONDON, X0 3,785,4113.8m $25.5m $25.5m 0.49% Added +1.3m +1,285,154
13 TODD ASSET MANAGEMENT LLC 0.60% of their portfolio Louisville, KY 3,711,6813.7m $24.8m $24.8m 0.60% Added +17.3k +17,340
14 SEI INVESTMENTS CO 0.05% of their portfolio OAKS, PA 3,242,6883.2m $21.6m $21.6m 0.05% Added +85.9k +85,946
15 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 2,924,2102.9m $19.5m $19.5m 0.02% Reduced -63.6k -63,618
16 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 2,739,5352.7m $18.3m $18.3m 0.01% Reduced -201.5k -201,456
17 Cowen Investment Management LLC 3.06% of their portfolio NEW YORK, NY 2,246,5002.2m $15.0m $15.0m 3.06% New
18 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.14% of their portfolio FRANKFORT, KY 1,992,1402.0m $13.3m $13.3m 0.14% Unchanged
19 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 1,612,7621.6m $10.8m $10.8m 0.00% New
20 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 1,480,2521.5m $9.9m $9.9m 0.02% Added +94.8k +94,843
21 Capricorn Fund Managers Ltd 2.40% of their portfolio LONDON, X0 1,405,0601.4m $9.4m $9.4m 2.40% Added +1.0m +1,033,067
22 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 1,398,4001.4m $9.3m $9.3m 0.01% Reduced -281.5k -281,500
23 XY Capital Ltd 7.07% of their portfolio CENTRAL, K3 1,293,6441.3m $8.6m $8.6m 7.07% First filing
24 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 1,154,2031.2m $7.7m $7.7m 0.01% Added +264.0k +264,026
25 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 950,708950.7k $6.3m $6.3m 0.00% Reduced -141.4k -141,374
26 CIBC WORLD MARKET INC. 0.02% of their portfolio TORONTO, A6 931,097931.1k $6.2m $6.2m 0.02% Added +11.0k +10,997
27 OLD MISSION CAPITAL LLC 0.25% of their portfolio CHICAGO, IL 860,420860.4k $5.7m $5.7m 0.25% Added +274.7k +274,678
28 SAMLYN CAPITAL, LLC 0.11% of their portfolio New York, NY 852,379852.4k $5.7m $5.7m 0.11% New
29 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 784,020784.0k $5.2m $5.2m 0.00% Reduced -17.0k -16,966
30 Crossmark Global Holdings, Inc. 0.12% of their portfolio HOUSTON, TX 750,375750.4k $5.0m $5.0m 0.12% Reduced -50.0k -49,977
31 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 668,542668.5k $4.5m $4.5m 0.02% Reduced -15.1k -15,070
32 Martin Capital Partners, LLC 1.83% of their portfolio EUGENE, OR 663,842663.8k $4.4m $4.4m 1.83% Added +18.9k +18,890
33 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 653,476653.5k $4.4m $4.4m 0.01% Added +35.5k +35,528
34 BOOTHBAY FUND MANAGEMENT, LLC 0.13% of their portfolio NEW YORK, NY 630,378630.4k $4.2m $4.2m 0.13% Added +333.7k +333,693
35 TUDOR INVESTMENT CORP ET AL 0.09% of their portfolio STAMFORD, CT 536,428536.4k $3.6m $3.6m 0.09% Added +75.0k +75,048
36 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 533,531533.5k $3.6m $3.6m 0.00% Reduced -19.6k -19,585
37 Dorsey Wright & Associates 1.01% of their portfolio PASADENA, CA 520,403520.4k $3.5m $3.5m 1.01% First filing
38 GUARDIAN CAPITAL ADVISORS LP 0.43% of their portfolio TORONTO, A6 514,561514.6k $3.8m $3.8m 0.43% Reduced -8.0k -8,030
39 UBS Group AG 0.00% of their portfolio ZURICH, V8 507,563507.6k $3.4m $3.4m 0.00% Added +437.8k +437,846
40 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 503,514503.5k $3.4m $3.4m 0.01% New
41 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 491,355491.4k $3.3m $3.3m 0.00% Added +34.0k +33,978
42 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 490,790490.8k $3.3m $3.3m 0.00% Added +215.3k +215,327
43 Clearbridge Investments, LLC 0.00% of their portfolio NEW YORK, NY 482,750482.8k $3.2m $3.2m 0.00% New
44 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio JUPITER, FL 464,738464.7k $3.1m $3.1m 0.02% Reduced -165.5k -165,483
45 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 455,656455.7k $3.0m $3.0m 0.00% Added +395.0k +394,977
46 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.05% of their portfolio New York, NY 409,720409.7k $2.7m $2.7m 0.05% Unchanged
47 First Trust Direct Indexing L.P. 0.31% of their portfolio Boston, MA 352,407352.4k $2.4m $2.4m 0.31% Added +87.3k +87,265
48 Te Ahumairangi Investment Management Ltd 0.37% of their portfolio WELLINGTON, Q2 351,769351.8k $2.3m $2.3m 0.37% Unchanged
49 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 351,176351.2k $2.3m $2.3m 0.01% Added +6.9k +6,944
50 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 350,673350.7k $2.3m $2.3m 0.00% Added +8.8k +8,844
51 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 343,348343.3k $2.3m $2.3m 0.05% Added +14.1k +14,066
52 SYNOVUS FINANCIAL CORP 0.02% of their portfolio Columbus, GA 315,129315.1k $2.1m $2.1m 0.02% Added +14.5k +14,507
53 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.03% of their portfolio Stamford, CT 307,598307.6k $2.1m $2.1m 0.03% Added +81.3k +81,280
54 Forum Financial Management, LP 0.07% of their portfolio LOMBARD, IL 298,216298.2k $2.0m $2.0m 0.07% Unchanged
55 HANTZ FINANCIAL SERVICES, INC. 0.05% of their portfolio SOUTHFIELD, MI 271,869271.9k $1.8m $1.8m 0.05% Added +435 +435
56 Mariner, LLC 0.01% of their portfolio Overland Park, KS 266,880266.9k $1.8m $1.8m 0.01% Reduced -14.7k -14,736
57 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 251,053251.1k $1.7m $1.7m 0.00% Added +37.7k +37,721
58 COWEN AND COMPANY, LLC 0.18% of their portfolio NEW YORK, NY 250,000250.0k $1.7m $1.7m 0.18% Unchanged
59 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 249,295249.3k $1.7m $1.7m 0.00% Unchanged
60 COMERICA BANK 0.01% of their portfolio DALLAS, TX 247,903247.9k $1.8m $1.8m 0.01% Reduced -10.3k -10,296
61 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 233,102233.1k $1.6m $1.6m 0.03% New
62 BRANDES INVESTMENT PARTNERS, LP 0.04% of their portfolio LA JOLLA, CA 225,424225.4k $1.5m $1.5m 0.04% Reduced -2.1m -2,108,657
63 Legacy Wealth Asset Management, LLC 0.56% of their portfolio WOODBURY, MN 222,106222.1k $1.5m $1.5m 0.56% Reduced -80.3k -80,281
64 YOUSIF CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BLOOMFIELD HILLS, MI 222,004222.0k $1.5m $1.5m 0.02% Unchanged
65 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 207,101207.1k $1.4m $1.4m 0.01% Added +64.4k +64,384
66 ADVISOR PARTNERS II, LLC 0.09% of their portfolio WALNUT CREEK, CA 206,637206.6k $1.4m $1.4m 0.09% Added +25.0k +25,029
67 Trexquant Investment LP 0.04% of their portfolio STAMFORD, CT 201,062201.1k $1.3m $1.3m 0.04% New
68 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 197,565197.6k $1.3m $1.3m 0.00% Reduced -36.3k -36,313
69 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 190,972191.0k $1.3m $1.3m 0.00% Reduced -66.1k -66,118
70 Vanguard Personalized Indexing Management, LLC 0.05% of their portfolio OAKLAND, CA 185,665185.7k $1.2m $1.2m 0.05% Added +10.8k +10,840
71 Schechter Investment Advisors, LLC 0.11% of their portfolio BIRMINGHAM, MI 182,259182.3k $1.2m $1.2m 0.11% Reduced -20.7k -20,722
72 SIGNATUREFD, LLC 0.03% of their portfolio ATLANTA, GA 172,163172.2k $1.1m $1.1m 0.03% Added +37.7k +37,688
73 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 171,879171.9k $1.1m $1.1m 0.00% Added +70.8k +70,831
74 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 169,400169.4k $1.1m $1.1m 0.00% Added +147.1k +147,084
75 Laird Norton Wetherby Wealth Management, LLC 0.06% of their portfolio Seattle, WA 148,930148.9k $993.4k $993.4k 0.06% Added +39.6k +39,595
76 GREENLEAF TRUST 0.01% of their portfolio KALAMAZOO, MI 147,176147.2k $982.0k $982.0k 0.01% Added +2.7k +2,726
77 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 144,653144.7k $964.8k $964.8k 0.02% Added +17.1k +17,134
78 Naviter Wealth, LLC 0.28% of their portfolio LITTLE ROCK, AR 136,944136.9k $1.0m $1.0m 0.28% Added +11.6k +11,559
79 BAILARD, INC. 0.03% of their portfolio Foster City, CA 134,827134.8k $899.3k $899.3k 0.03% Reduced -4.7k -4,742
80 EAGLE ASSET MANAGEMENT INC 0.01% of their portfolio ST PETERSBURG, FL 129,768129.8k $883.0k $883.0k 0.01% Reduced -2.7k -2,745
81 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 122,416122.4k $817.0k $817.0k 0.00% Reduced -76.7k -76,697
82 PATHSTONE FAMILY OFFICE, LLC 0.00% of their portfolio ENGLEWOOD, NJ 121,852121.9k $526.9k $526.9k 0.00% Added +46.4k +46,384
83 Ergoteles LLC 0.03% of their portfolio NEW YORK, NY 118,382118.4k $789.6k $789.6k 0.03% New
84 TELEMUS CAPITAL, LLC 0.07% of their portfolio Southfield, MI 110,488110.5k $766.8k $766.8k 0.07% Added +7.7k +7,680
85 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 108,167108.2k $722.0k $722.0k 0.00% Reduced -10.0k -9,991
86 Quantinno Capital Management LP 0.05% of their portfolio NEW YORK, NY 102,672102.7k $685.0k $685.0k 0.05% Added +89.5k +89,537
87 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 99,46199.5k $663.5k $663.5k 0.00% First filing
88 BTC Capital Management, Inc. 0.08% of their portfolio DES MOINES, IA 98,85098.8k $659.3k $659.3k 0.08% Added +974 +974
89 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 97,30197.3k $649.0k $649.0k 0.00% Reduced -14.6k -14,633
90 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 96,71796.7k $645.0k $645.0k 0.00% Reduced -170 -170
91 Pacer Advisors, Inc. 0.00% of their portfolio Malvern, PA 96,16696.2k $641.4k $641.4k 0.00% New
92 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 94,46494.5k $630.0k $630.0k 0.00% Added +5.3k +5,297
93 QUADRANT CAPITAL GROUP LLC 0.07% of their portfolio CINCINNATI, OH 90,79190.8k $605.6k $605.6k 0.07% Added +5.4k +5,371
94 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 88,37488.4k $589.5k $589.5k 0.00% Reduced -20.9k -20,926
95 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 84,02584.0k $557.8k $557.8k 0.02% Reduced -18.3k -18,272
96 Qtron Investments LLC 0.12% of their portfolio Boston, MA 83,45483.5k $556.6k $556.6k 0.12% Unchanged
97 Rehmann Capital Advisory Group 0.06% of their portfolio LANSING, MI 80,60180.6k $537.6k $537.6k 0.06% Reduced -12.3k -12,274
98 Simplicity Solutions, LLC 0.07% of their portfolio MINNEAPOLIS, MN 74,18374.2k $494.8k $494.8k 0.07% Added +5.4k +5,389
99 Bleakley Financial Group, LLC 0.02% of their portfolio PARSIPPANY, NJ 74,04074.0k $493.8k $493.8k 0.02% First filing
100 Moors & Cabot, Inc. 0.03% of their portfolio BOSTON, MA 72,43772.4k $483.2k $483.2k 0.03% Added +500 +500