Vault-13

MITEK SYS INC MITK 0.75 02.01.26

NOTE 0.750% 2/0 · US DOMESTIC · CUSIP 606710AA9

18 institutional holders +6 vs Q1 2023
2,568,2002.6m shares reported held*
$125.4mreported value*
6 new 0 added 2 reduced 0 sold out net sold ≈ $5.5m (+200 shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($982.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.20.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 15Q4 22: 14Q1 23: 12Q2 23: 1818Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202215
Q4 202214
Q1 202312
Q2 202318

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 4 bought or addedQ4 22: 7 cut or sold outQ4 22Q1 23: 3 bought or addedQ1 23: 3 cut or sold outQ1 23Q2 23: 6 bought or addedQ2 23: 2 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202247
Q1 202333
Q2 202362

Biggest buyers

DeepCurrents Investment Group LLC New +3,500,000+3.5m
Jefferies Financial Group Inc. New +1,085,000+1.1m
OAKTREE CAPITAL MANAGEMENT LP New +810,000+810.0k
Russell Investments Group, Ltd. New +190,000+190.0k
Verition Fund Management LLC New +1,120+1.1k
Alpine Global Management, LLC New +200+200

Biggest sellers

Wellesley Asset Management Reduced -7,914,063-7.9m
LAZARD ASSET MANAGEMENT LLC Reduced -4,039,000-4.0m

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Linden Advisors LP 0.30% of their portfolio New York, NY 33,100,00033.1m $28.5m $28.5m 0.30% Unchanged
2 WOLVERINE ASSET MANAGEMENT LLC 0.39% of their portfolio CHICAGO, IL 23,535,00023.5m $20.5m $20.5m 0.39% Unchanged
3 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 21,232,00021.2m $18.8m $18.8m 0.02% Unchanged
4 LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 20,280,00020.3m $17.8m $17.8m 0.02% Reduced -4.0m -4,039,000
5 Birch Grove Capital LP 20.03% of their portfolio New York, NY 16,216,00016.2m $13.6m $13.6m 20.03% Unchanged
6 Wellesley Asset Management 0.90% of their portfolio PORTSMOUTH, NH 12,475,73012.5m $11.0m $11.0m 0.90% Reduced -7.9m -7,914,063
7 READYSTATE ASSET MANAGEMENT LP 0.52% of their portfolio CHICAGO, IL 6,000,0006.0m $5.3m $5.3m 0.52% Unchanged
8 DeepCurrents Investment Group LLC 0.13% of their portfolio NEW YORK, NY 3,500,0003.5m $3.0m $3.0m 0.13% New
9 ABSOLUTE INVESTMENT ADVISERS, LLC 0.30% of their portfolio ROSEMARY BEACH, FL 2,450,0002.5m $2.1m $2.1m 0.30% Unchanged
10 SSI INVESTMENT MANAGEMENT LLC 0.12% of their portfolio Los Angeles, CA 2,000,0002.0m $1.7m $1.7m 0.12% Unchanged
11 Jefferies Financial Group Inc. 0.02% of their portfolio NEW YORK, NY 1,085,0001.1m $940.8k $940.8k 0.02% New
12 KORNITZER CAPITAL MANAGEMENT INC /KS 0.02% of their portfolio SHAWNEE MISSION, KS 1,000,0001.0m $867.4k $867.4k 0.02% Unchanged
13 OAKTREE CAPITAL MANAGEMENT LP 0.01% of their portfolio LOS ANGELES, CA 810,000810.0k $710.7k $710.7k 0.01% New
14 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 190,000190.0k $163.9k $163.9k 0.00% New
15 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 118,000118.0k $101.2k $101.2k 0.00% Unchanged
16 Verition Fund Management LLC 0.02% of their portfolio GREENWICH, CT 1,1201.1k $982.7k $982.7k 0.02% New
17 Alpine Global Management, LLC 0.03% of their portfolio NEW YORK, NY 200200 $173.5k $173.5k 0.03% New
18 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged