Vault-13

MESA LABS INC MLAB 1.375 08.15.25

NOTE 1.375% 8/1 · US DOMESTIC · CUSIP 59064RAA7

20 institutional holders +4 vs Q1 2023
11,147,00011.1m shares reported held*
$153.5mreported value*
4 new 2 added 4 reduced 1 sold out net sold ≈ $761.9k

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $13.90.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 24Q4 22: 22Q1 23: 16Q2 23: 2020Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202224
Q4 202222
Q1 202316
Q2 202320

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 9 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 6 bought or addedQ1 23: 9 cut or sold outQ1 23Q2 23: 6 bought or addedQ2 23: 5 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022912
Q1 202369
Q2 202365

Biggest buyers

CAPSTONE INVESTMENT ADVISORS, LLC Added +5,000,000+5.0m
OAKTREE CAPITAL MANAGEMENT LP New +4,655,000+4.7m
Linden Advisors LP Added +4,000,000+4.0m
Walleye Capital LLC New +3,000,000+3.0m
Russell Investments Group, Ltd. New +1,095,000+1.1m
Jefferies Financial Group Inc. New +303,000+303.0k

Biggest sellers

LMR Partners LLP Sold out -15,000,000-15.0m
FMR LLC Reduced -2,700,000-2.7m
LAZARD ASSET MANAGEMENT LLC Reduced -1,000,000-1.0m
ZAZOVE ASSOCIATES LLC Reduced -200,000-200.0k
Context Capital Management, LLC Reduced -2,000-2.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HIGHBRIDGE CAPITAL MANAGEMENT LLC 1.26% of their portfolio NEW YORK, NY 24,000,00024.0m $21.7m $21.7m 1.26% Unchanged
2 ZAZOVE ASSOCIATES LLC 1.95% of their portfolio INCLINE VILLAGE, NV 23,777,00023.8m $21.4m $21.4m 1.95% Reduced -200.0k -200,000
3 LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 22,500,00022.5m $20.2m $20.2m 0.02% Reduced -1.0m -1,000,000
4 CAPSTONE INVESTMENT ADVISORS, LLC 0.54% of their portfolio NEW YORK, NY 20,500,00020.5m $18.4m $18.4m 0.54% Added +5.0m +5,000,000
5 Linden Advisors LP 0.12% of their portfolio New York, NY 12,750,00012.8m $11.3m $11.3m 0.12% Added +4.0m +4,000,000
6 READYSTATE ASSET MANAGEMENT LP 1.11% of their portfolio CHICAGO, IL 12,500,00012.5m $11.2m $11.2m 1.11% Unchanged
7 WOLVERINE ASSET MANAGEMENT LLC 0.17% of their portfolio CHICAGO, IL 10,000,00010.0m $9.0m $9.0m 0.17% Unchanged
8 ABSOLUTE INVESTMENT ADVISERS, LLC 1.25% of their portfolio ROSEMARY BEACH, FL 9,982,00010.0m $8.9m $8.9m 1.25% Unchanged
9 DeepCurrents Investment Group LLC 0.20% of their portfolio NEW YORK, NY 5,388,0005.4m $4.7m $4.7m 0.20% Unchanged
10 Calamos Advisors LLC 0.02% of their portfolio NAPERVILLE, IL 5,000,0005.0m $4.5m $4.5m 0.02% Unchanged
11 OAKTREE CAPITAL MANAGEMENT LP 0.06% of their portfolio LOS ANGELES, CA 4,655,0004.7m $4.2m $4.2m 0.06% New
12 Walleye Capital LLC 0.05% of their portfolio NEW YORK, NY 3,000,0003.0m $2.7m $2.7m 0.05% New
13 FMR LLC 0.00% of their portfolio BOSTON, MA 2,700,0002.7m $2.4m $2.4m 0.00% Reduced -2.7m -2,700,000
14 SSI INVESTMENT MANAGEMENT LLC 0.09% of their portfolio Los Angeles, CA 1,500,0001.5m $1.3m $1.3m 0.09% Unchanged
15 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,165,0001.2m $0 $0 0.00% First filing
16 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 1,095,0001.1m $989.2k $989.2k 0.00% New
17 Jefferies Financial Group Inc. 0.01% of their portfolio NEW YORK, NY 303,000303.0k $273.1k $273.1k 0.01% New
18 Context Capital Management, LLC 0.94% of their portfolio LAJOLLA, CA 11,55011.6k $10.4m $10.4m 0.94% Reduced -2.0k -2,000
19 Verition Fund Management LLC 0.02% of their portfolio GREENWICH, CT 1,5921.6k $1.4m $1.4m 0.02% Unchanged
20 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged