Vault-13

MATTHEWS ASIA FDS MINV

ASIA INNOV ACTIV · ETP · CUSIP 577125826

14 institutional holders +4 vs Q4 2022
4,681,7894.7m shares reported held*
$115.9mreported value*
5 new 4 added 3 reduced 1 sold out net bought ≈ $26.5m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.75.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 4Q4 22: 10Q1 23: 1414Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 20224
Q4 202210
Q1 202314

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 7 bought or addedQ4 22: 2 cut or sold outQ4 22Q1 23: 9 bought or addedQ1 23: 4 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202272
Q1 202394

Biggest buyers

HighTower Advisors, LLC New +940,546+940.5k
Arlington Financial Advisors, LLC Added +95,841+95.8k
SAXON INTERESTS, INC. New +95,432+95.4k
ALTFEST L J & CO INC Added +33,256+33.3k
Catalyst Wealth Management, LLC Added +22,302+22.3k
TMD Wealth Management, LLC Added +18,503+18.5k
Matisse Capital New +13,800+13.8k
Atria Wealth Solutions, Inc. New +8,485+8.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO New +441+441

Biggest sellers

FLOW TRADERS U.S. LLC Reduced -114,000-114.0k
Corient Private Wealth LP Reduced -41,778-41.8k
JANE STREET GROUP, LLC Reduced -2,029-2.0k
UBS Group AG Sold out -76-76

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Corient Private Wealth LP 0.08% of their portfolio MIAMI, FL 1,152,2941.2m $28.5m $28.5m 0.08% Reduced -41.8k -41,778
2 ALTFEST L J & CO INC 3.99% of their portfolio NEW YORK, NY 1,030,0911.0m $25.5m $25.5m 3.99% Added +33.3k +33,256
3 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 940,546940.5k $23.3m $23.3m 0.05% New
4 Arlington Financial Advisors, LLC 7.16% of their portfolio SANTA BARBARA, CA 751,002751.0k $18.6m $18.6m 7.16% Added +95.8k +95,841
5 TMD Wealth Management, LLC 4.20% of their portfolio SCOTTSDALE, AZ 601,046601.0k $14.9m $14.9m 4.20% Added +18.5k +18,503
6 SAXON INTERESTS, INC. 1.34% of their portfolio HOUSTON, TX 95,43295.4k $2.4m $2.4m 1.34% New
7 Catalyst Wealth Management, LLC 1.36% of their portfolio ATLANTA, GA 58,41558.4k $1.4m $1.4m 1.36% Added +22.3k +22,302
8 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 19,35319.4k $479.1k $479.1k 0.00% Reduced -2.0k -2,029
9 Matisse Capital 0.22% of their portfolio PORTLAND, OR 13,80013.8k $341.6k $341.6k 0.22% New
10 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 9,6699.7k $239.0k $239.0k 0.01% Reduced -114.0k -114,000
11 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 8,4858.5k $210.0k $210.0k 0.00% New
12 HHM Wealth Advisors, LLC 0.01% of their portfolio CHATTANOOGA, TN 1,2151.2k $30.1k $30.1k 0.01% Unchanged
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 441441 $10.9k $10.9k 0.00% New
14 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged