Vault-13

MANNKIND CORP MNKD

COM NEW · Common Stock · CUSIP 56400P706 · ISIN US56400P7069

Biopharmaceutical company

191 institutional holders +15 vs Q3 2022
136,041,503136.0m shares reported held*
51.5% of all shares outstanding*
$717.0mreported value*
31 new 64 added 44 reduced 22 sold out net bought ≈ $35.8m (+6.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($273.4k this quarter). Holder counts are more reliable. Shares outstanding: 263.9m as of 2023-02-10, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $5.27. Options: 9 managers hold calls ($11.6m notional), 10 hold puts ($10.8m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 176Q4 22: 191191Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022176
Q4 2022191

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $4.8mQ3 22 puts: $7.8mQ3 22P/C 1.61Q4 22 calls: $11.6mQ4 22 puts: $10.8mQ4 22P/C 0.93
Numbers
QuarterCallsPutsP/C
Q3 2022$4.8m$7.8m1.61
Q4 2022$11.6m$10.8m0.93

Biggest buyers

MILLENNIUM MANAGEMENT LLC Added +3,695,224+3.7m
CITADEL ADVISORS LLC Added +2,679,299+2.7m
D. E. Shaw & Co., Inc. Added +2,124,534+2.1m
TWO SIGMA INVESTMENTS, LP Added +1,379,512+1.4m
LAZARD ASSET MANAGEMENT LLC Added +1,146,975+1.1m
BlackRock Inc. Added +740,704+740.7k
Invesco Ltd. Added +732,406+732.4k
UBS Group AG Added +674,505+674.5k
HRT FINANCIAL LP New +582,647+582.6k
VANGUARD GROUP INC Added +553,919+553.9k

Biggest sellers

STATE STREET CORP Reduced -3,573,447-3.6m
Polar Asset Management Partners Inc. Reduced -1,381,300-1.4m
Woodline Partners LP Reduced -1,128,529-1.1m
Walleye Capital LLC Sold out -981,608-981.6k
Nuveen Asset Management, LLC Reduced -843,373-843.4k
CITIGROUP INC Reduced -759,379-759.4k
GOLDMAN SACHS GROUP INC Reduced -679,290-679.3k
MORGAN STANLEY Reduced -662,256-662.3k
VOYA INVESTMENT MANAGEMENT LLC Reduced -643,942-643.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -525,968-526.0k

Biggest calls

GROUP ONE TRADING LLC Added $5.7m1.1m shares
SIMPLEX TRADING, LLC Added $2.0m373.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.8m348.2k shares
JANE STREET GROUP, LLC Added $1.0m191.6k shares
CITADEL ADVISORS LLC Reduced $690.4k131.0k shares
WOLVERINE TRADING, LLC Added $390.0k74.0k shares
HAP Trading, LLC Added $34.0k42.6k shares
JPMORGAN CHASE & CO Unchanged $8.0k1.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

GROUP ONE TRADING LLC Reduced $5.4m1.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.7m517.5k shares
CITADEL ADVISORS LLC Reduced $880.6k167.1k shares
WOLVERINE ASSET MANAGEMENT LLC New $698.3k132.5k shares
SIMPLEX TRADING, LLC Reduced $491.0k93.2k shares
JANE STREET GROUP, LLC Reduced $379.4k72.0k shares
WOLVERINE TRADING, LLC Added $202.0k38.3k shares
JPMORGAN CHASE & CO Reduced $24.0k4.5k shares
HAP Trading, LLC New $7.0k13.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
STATE STREET CORP 13G · institution new · filed 2026-05-12 6.1% new 18.7m≈ $79.6m 2026-05-12
Rubric Capital Management LP 13G · institution new · filed 2026-08-14 5.8% new 18.0m≈ $76.7m 2026-08-14
VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-07-31 5.0% new 15.5m≈ $65.8m 2026-07-31

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD CAPITAL MANAGEMENT LLC)

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q1 21: 0 buyingQ1 21: 0 sellingQ2 21: 0 buyingQ2 21: 0 sellingQ2 21Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 0 buyingQ4 21: 0 sellingQ4 21Q1 22: 6 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 2 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20210—0——
Q2 20210—0——
Q3 20210—0——
Q4 20210—0——
Q1 20226$608.4k0——
Q2 20220—0——
Q3 20220—2$43.5k—
Q4 20220—0——

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 21,008,79521.0m $110.7m $110.7m 0.00% Added +740.7k +740,704
2 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 17,258,79717.3m $91.0m $91.0m 0.01% Reduced -3.6m -3,573,447
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 13,664,22813.7m $72.0m $72.0m 0.00% Added +553.9k +553,919
4 Avoro Capital Advisors LLC 0.72% of their portfolio NEW YORK, NY 9,100,0009.1m $48.0m $48.0m 0.72% Unchanged
5 FMR LLC 0.00% of their portfolio BOSTON, MA 6,458,4746.5m $34.0m $34.0m 0.00% Reduced -132.8k -132,780
6 MILLENNIUM MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 6,249,9396.2m $32.9m $32.9m 0.04% Added +3.7m +3,695,224
7 D. E. Shaw & Co., Inc. 0.05% of their portfolio New York, NY 5,602,6955.6m $29.5m $29.5m 0.05% Added +2.1m +2,124,534
8 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 4,916,0164.9m $25.9m $25.9m 0.00% Added +249.1k +249,083
9 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 4,149,7024.1m $21.9m $21.9m 0.03% Added +2.7m +2,679,299
10 EMERALD ADVISERS, LLC 0.95% of their portfolio LEOLA, PA 3,714,7683.7m $19.6m $19.6m 0.95% Reduced -50.5k -50,516
11 Schonfeld Strategic Advisors LLC 0.13% of their portfolio NEW YORK, NY 2,862,9002.9m $15.1m $15.1m 0.13% Added +83.7k +83,668
12 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 2,428,9002.4m $12.8m $12.8m 0.00% Added +92.9k +92,930
13 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 1,945,4451.9m $10.3m $10.3m 0.01% Added +549.1k +549,099
14 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 1,926,6771.9m $10.2m $10.2m 0.00% Added +76.4k +76,369
15 EMERALD MUTUAL FUND ADVISERS TRUST 0.58% of their portfolio LEOLA, PA 1,789,5391.8m $9.4m $9.4m 0.58% Added +13.9k +13,930
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,550,1321.6m $8.2m $8.2m 0.00% Reduced -662.3k -662,256
17 TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio NEW YORK, NY 1,486,8881.5m $7.8m $7.8m 0.03% Added +1.4m +1,379,512
18 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 1,468,4641.5m $7.7m $7.7m 0.01% Added +1.1m +1,146,975
19 180 WEALTH ADVISORS, LLC 1.83% of their portfolio FEDERAL WAY, WA 1,468,1471.5m $7.8m $7.8m 1.83% Reduced -17.2k -17,188
20 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,362,6231.4m $7.2m $7.2m 0.00% Added +467.6k +467,576
21 Rafferty Asset Management, LLC 0.06% of their portfolio New York, NY 1,282,1971.3m $6.8m $6.8m 0.06% Reduced -173.4k -173,421
22 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,167,5981.2m $6.2m $6.2m 0.00% Reduced -679.3k -679,290
23 Parkman Healthcare Partners LLC 1.45% of their portfolio STAMFORD, CT 1,031,1091.0m $5.4m $5.4m 1.45% Added +106.1k +106,130
24 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 937,933937.9k $4.9m $4.9m 0.00% Added +89.2k +89,189
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 921,643921.6k $4.9m $4.9m 0.01% Reduced -526.0k -525,968
26 UBS Group AG 0.00% of their portfolio ZURICH, V8 901,394901.4k $4.8m $4.8m 0.00% Added +674.5k +674,505
27 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 829,441829.4k $4.4m $4.4m 0.00% Added +732.4k +732,406
28 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 789,457789.5k $4.2m $4.2m 0.00% Reduced -843.4k -843,373
29 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 781,244781.2k $4.1m $4.1m 0.00% Reduced -643.9k -643,942
30 Woodline Partners LP 0.05% of their portfolio San Francisco, CA 720,860720.9k $3.8m $3.8m 0.05% Reduced -1.1m -1,128,529
31 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 705,888705.9k $3.7m $3.7m 0.00% First filing
32 DUPONT CAPITAL MANAGEMENT CORP 0.17% of their portfolio Wilmington, DE 700,200700.2k $3.7m $3.7m 0.17% Reduced -26.0k -26,000
33 SCOPIA CAPITAL MANAGEMENT LP 0.37% of their portfolio NEW YORK, NY 694,961695.0k $3.7m $3.7m 0.37% Unchanged
34 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 619,267619.3k $3.3m $3.3m 0.00% Added +276.6k +276,588
35 Swiss National Bank 0.00% of their portfolio ZURICH, V8 590,300590.3k $3.1m $3.1m 0.00% Added +21.3k +21,300
36 HRT FINANCIAL LP 0.04% of their portfolio NEW YORK, NY 582,647582.6k $3.1m $3.1m 0.04% New
37 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 566,431566.4k $3.0m $3.0m 0.00% Reduced -759.4k -759,379
38 1492 Capital Management LLC 1.83% of their portfolio MILWAUKEE, WI 537,830537.8k $2.8m $2.8m 1.83% Reduced -8.9k -8,880
39 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 462,393462.4k $2.4m $2.4m 0.00% Added +435.4k +435,444
40 Informed Momentum Co LLC 0.48% of their portfolio SOLANA BEACH, CA 436,482436.5k $2.3m $2.3m 0.48% New
41 Polar Asset Management Partners Inc. 0.03% of their portfolio TORONTO, A6 426,133426.1k $2.2m $2.2m 0.03% Reduced -1.4m -1,381,300
42 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 402,658402.7k $2.1m $2.1m 0.00% Added +247.8k +247,808
43 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 395,697395.7k $2.1m $2.1m 0.00% Added +9.6k +9,649
44 Cubist Systematic Strategies, LLC 0.02% of their portfolio STAMFORD, CT 361,656361.7k $1.9m $1.9m 0.02% Added +144.9k +144,929
45 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio JUPITER, FL 359,428359.4k $1.9m $1.9m 0.01% New
46 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 351,259351.3k $1.9m $1.9m 0.00% Reduced -20.8k -20,779
47 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 336,618336.6k $1.8m $1.8m 0.00% Added +234.0k +233,964
48 Apollo Management Holdings, L.P. 0.01% of their portfolio New York, NY 334,226334.2k $1.8m $1.8m 0.01% Unchanged
49 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 314,177314.2k $1.7m $1.7m 0.00% Added +9.4k +9,427
50 Connor, Clark & Lunn Investment Management Ltd. 0.01% of their portfolio VANCOUVER, A1 313,409313.4k $1.7m $1.7m 0.01% New
51 Global IMC LLC 0.41% of their portfolio SOLANA BEACH, CA 299,013299.0k $1.6m $1.6m 0.41% New
52 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 269,279269.3k $1.4m $1.4m 0.00% New
53 Man Group plc 0.00% of their portfolio LONDON, X0 259,778259.8k $1.4m $1.4m 0.00% Added +194.2k +194,207
54 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 254,500254.5k $1.3m $1.3m 0.00% Added +5.1k +5,100
55 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 245,286245.3k $1.3m $1.3m 0.00% Added +2.2k +2,250
56 ExodusPoint Capital Management, LP 0.02% of their portfolio NEW YORK, NY 244,033244.0k $1.3m $1.3m 0.02% Reduced -11.2k -11,238
57 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 240,868240.9k $1.3m $1.3m 0.00% Added +18.1k +18,063
58 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 231,027231.0k $1.2m $1.2m 0.00% New
59 Jump Financial, LLC 0.06% of their portfolio Chicago, IL 212,845212.8k $1.1m $1.1m 0.06% Reduced -4.4k -4,355
60 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 208,216208.2k $1.1m $1.1m 0.00% Added +38.5k +38,528
61 Bruce & Co., Inc. 0.27% of their portfolio CHICAGO, IL 195,073195.1k $1.0m $1.0m 0.27% Unchanged
62 ALPS ADVISORS INC 0.01% of their portfolio Denver, CO 178,412178.4k $940.2k $940.2k 0.01% Added +37.9k +37,904
63 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 176,718176.7k $931.3k $931.3k 0.00% Added +169 +169
64 ClariVest Asset Management LLC 0.04% of their portfolio SAN DIEGO, CA 157,600157.6k $831.0k $831.0k 0.04% Reduced -2.2k -2,200
65 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 152,375152.4k $803.0k $803.0k 0.01% Added +64.0k +64,046
66 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 146,208146.2k $770.5k $770.5k 0.00% Added +5.2k +5,190
67 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 145,720145.7k $767.9k $767.9k 0.00% Added +1.3k +1,330
68 TUDOR INVESTMENT CORP ET AL 0.02% of their portfolio STAMFORD, CT 144,935144.9k $764.0k $764.0k 0.02% Added +16.4k +16,372
69 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 138,566138.6k $730.0k $730.0k 0.00% Added +5.4k +5,372
70 MetLife Investment Management, LLC 0.01% of their portfolio Whippany, NJ 133,420133.4k $703.1k $703.1k 0.01% Unchanged
71 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 120,414120.4k $634.6k $634.6k 0.00% Added +2.3k +2,252
72 GLOBEFLEX CAPITAL L P 0.07% of their portfolio SAN DIEGO, CA 111,234111.2k $586.2k $586.2k 0.07% New
73 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 100,430100.4k $529.3k $529.3k 0.00% Reduced -9.2k -9,238
74 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 97,60797.6k $514.4k $514.4k 0.00% Added +718 +718
75 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 96,97797.0k $511.0k $511.0k 0.00% Reduced -6.8k -6,793
76 Aaron Wealth Advisors LLC 0.08% of their portfolio Chicago, IL 96,45596.5k $508.3k $508.3k 0.08% New
77 Legal & General Group Plc 0.00% of their portfolio London, X0 88,13488.1k $464.5k $464.5k 0.00% Added +3.7k +3,720
78 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 78,18978.2k $412.1k $412.1k 0.00% New
79 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 74,33274.3k $391.6k $391.6k 0.00% Added +3.8k +3,831
80 TEACHER RETIREMENT SYSTEM OF TEXAS 0.00% of their portfolio AUSTIN, TX 73,39173.4k $387.0k $387.0k 0.00% Reduced -5.3k -5,266
81 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 68,98469.0k $363.5k $363.5k 0.00% Added +3.8k +3,781
82 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 68,46768.5k $360.8k $360.8k 0.00% Added +1.1k +1,130
83 E Fund Management Co., Ltd. 0.03% of their portfolio GUANGZHOU, F4 67,20167.2k $354.0k $354.0k 0.03% Reduced -32.9k -32,857
84 RVW Wealth, LLC 0.04% of their portfolio LOS ANGELES, CA 66,00066.0k $347.8k $347.8k 0.04% Reduced -35.0k -35,000
85 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 59,00259.0k $310.9k $310.9k 0.00% Added +3.0k +2,980
86 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 54,52354.5k $287.3k $287.3k 0.00% Added +5.4k +5,439
87 Campbell & CO Investment Adviser LLC 0.07% of their portfolio BALTIMORE, MD 54,26154.3k $286.0k $286.0k 0.07% New
88 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 48,06948.1k $253.1k $253.1k 0.00% Reduced -48.1k -48,079
89 Freestone Capital Holdings, LLC 0.01% of their portfolio Seattle, WA 48,00048.0k $253.0k $253.0k 0.01% Unchanged
90 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 46,63946.6k $245.8k $245.8k 0.00% Added +18.7k +18,669
91 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 45,31045.3k $238.8k $238.8k 0.00% Added +5.6k +5,644
92 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 44,95545.0k $236.9k $236.9k 0.01% Reduced -422.8k -422,847
93 GSA CAPITAL PARTNERS LLP 0.03% of their portfolio LONDON, X0 42,85642.9k $226.0k $226.0k 0.03% New
94 Sowell Financial Services LLC 0.01% of their portfolio NORTH LITTLE ROCK, AR 40,08640.1k $211.0k $211.0k 0.01% New
95 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 38,78638.8k $204.4k $204.4k 0.00% Reduced -791 -791
96 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 0.05% of their portfolio PITTSBURGH, PA 38,57038.6k $205.0k $205.0k 0.05% Reduced -2.4k -2,400
97 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 34,23634.2k $180.0k $180.0k 0.00% Added +2.0k +1,995
98 MISSION WEALTH MANAGEMENT, LP 0.01% of their portfolio Santa Barbara, CA 34,05034.0k $179.4k $179.4k 0.01% Added +550 +550
99 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 32,99033.0k $173.9k $173.9k 0.00% Reduced -27.6k -27,587
100 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 32,96733.0k $174.0k $174.0k 0.00% Added +700 +700