Vault-13

NYLI MACKAY DEFINEDTERM MUNI MMD

COM · Closed-End Fund · CUSIP 56064K100

71 institutional holders -7 vs Q4 2025
5,520,5755.5m shares reported held*
$82.0mreported value*
6 new 23 added 24 reduced 12 sold out net sold ≈ $3.0m (-202.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.86.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 58Q4 22: 61Q1 23: 57Q2 23: 58Q3 23: 61Q4 23: 75Q1 24: 75Q2 24: 69Q3 24: 66Q4 24: 64Q1 25: 67Q2 25: 62Q3 25: 64Q4 25: 78Q1 26: 7171Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202258
Q4 202261
Q1 202357
Q2 202358
Q3 202361
Q4 202375
Q1 202475
Q2 202469
Q3 202466
Q4 202464
Q1 202567
Q2 202562
Q3 202564
Q4 202578
Q1 202671

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q2 24: 28 bought or addedQ2 24: 33 cut or sold outQ3 24: 28 bought or addedQ3 24: 30 cut or sold outQ3 24Q4 24: 27 bought or addedQ4 24: 46 cut or sold outQ1 25: 38 bought or addedQ1 25: 30 cut or sold outQ1 25Q2 25: 27 bought or addedQ2 25: 31 cut or sold outQ3 25: 26 bought or addedQ3 25: 29 cut or sold outQ3 25Q4 25: 38 bought or addedQ4 25: 27 cut or sold outQ1 26: 29 bought or addedQ1 26: 36 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20242833
Q3 20242830
Q4 20242746
Q1 20253830
Q2 20252731
Q3 20252629
Q4 20253827
Q1 20262936

Biggest buyers

RAYMOND JAMES FINANCIAL INC Added +73,651+73.7k
ROBINSON CAPITAL MANAGEMENT, LLC Added +52,947+52.9k
Noble Wealth Management PBC Added +34,007+34.0k
RIVERNORTH CAPITAL MANAGEMENT, LLC Added +28,321+28.3k
Invesco Ltd. Added +25,625+25.6k
OSAIC HOLDINGS, INC. Added +22,360+22.4k
MGO ONE SEVEN LLC New +17,905+17.9k
Cerity Partners LLC New +13,894+13.9k
Bank of New York Mellon Corp Added +13,468+13.5k
Rareview Capital LLC New +10,767+10.8k

Biggest sellers

WOLVERINE ASSET MANAGEMENT LLC Reduced -77,072-77.1k
Pathstone Holdings, LLC Sold out -69,607-69.6k
Balyasny Asset Management L.P. Sold out -62,636-62.6k
Thomas J. Herzfeld Advisors, Inc. Reduced -52,830-52.8k
Logan Stone Capital, LLC Reduced -32,204-32.2k
MILLENNIUM MANAGEMENT LLC Sold out -26,081-26.1k
Ackerman Capital Advisors, LLC Reduced -22,920-22.9k
JANE STREET GROUP, LLC Sold out -22,064-22.1k
BRANDYWINE OAK PRIVATE WEALTH LLC Sold out -20,000-20.0k
U.S. Capital Wealth Advisors, LLC Sold out -19,026-19.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.4 pts · filed 2026-10-14 9.1% -1.4 pts 1.7m≈ $26.4m 2026-10-14

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2026.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Hennion & Walsh Asset Management, Inc. 0.37% of their portfolio Parsippany, NJ 736,048736.0k $10.9m $10.9m 0.37% Reduced -3.4k -3,446
2 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 675,583675.6k $10.0m $10.0m 0.00% Added +73.7k +73,651
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 451,865451.9k $6.7m $6.7m 0.00% Reduced -15.5k -15,453
4 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 432,536432.5k $6.4m $6.4m 0.05% Reduced -17.4k -17,391
5 ROBINSON CAPITAL MANAGEMENT, LLC 2.89% of their portfolio GROSSE POINTE FARMS, MI 432,502432.5k $6.5m $6.5m 2.89% Added +52.9k +52,947
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 318,039318.0k $4.7m $4.7m 0.00% Reduced -5.2k -5,151
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 266,726266.7k $4.0m $4.0m 0.00% Added +10.6k +10,580
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 148,423148.4k $2.2m $2.2m 0.00% Reduced -4.2k -4,174
9 Noble Wealth Management PBC 0.91% of their portfolio GREENWOOD VILLAGE, CO 120,000120.0k $1.8m $1.8m 0.91% Added +34.0k +34,007
10 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 97,22097.2k $1.4m $1.4m 0.01% Added +1.3k +1,281
11 ProVise Management Group, LLC 0.10% of their portfolio CLEARWATER, FL 95,67695.7k $1.4m $1.4m 0.10% Added +4.3k +4,330
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 93,99794.0k $1.4m $1.4m 0.00% Added +2.2k +2,208
13 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.09% of their portfolio London, X0 87,26787.3k $1.3m $1.3m 0.09% Unchanged
14 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 83,13883.1k $1.2m $1.2m 0.01% Added +2.4k +2,428
15 Intellus Advisors LLC 0.15% of their portfolio NAPLES, FL 73,95874.0k $1.1m $1.1m 0.15% Reduced -9.4k -9,372
16 Hopwood Nicholas Hunter 0.34% of their portfolio PLYMOUTH, MI 72,59772.6k $1.1m $1.1m 0.34% Added +799 +799
17 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.05% of their portfolio WEST PALM BEACH, FL 68,56068.6k $1.0m $1.0m 0.05% Added +28.3k +28,321
18 Logan Stone Capital, LLC 0.27% of their portfolio CHICAGO, IL 65,10265.1k $966.8k $966.8k 0.27% Reduced -32.2k -32,204
19 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 63,19863.2k $938.5k $938.5k 0.00% Added +6.8k +6,766
20 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 62,64062.6k $930.2k $930.2k 0.00% Added +25.6k +25,625
21 Worthington Financial Partners, LLC 0.71% of their portfolio WORTHINGTON, OH 56,03256.0k $832.1k $832.1k 0.71% Reduced -5.2k -5,227
22 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 51,63951.6k $766.8k $766.8k 0.00% Added +598 +598
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 50,45450.5k $749.2k $749.2k 0.00% Reduced -14.8k -14,820
24 Whipplewood Advisors, LLC 0.38% of their portfolio LITTLETON, CO 48,81248.8k $724.9k $724.9k 0.38% Reduced -960 -960
25 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 45,00045.0k $668.0k $668.0k 0.00% Unchanged
26 Thomas J. Herzfeld Advisors, Inc. 0.22% of their portfolio MIAMI BEACH, FL 44,39644.4k $659.3k $659.3k 0.22% Reduced -52.8k -52,830
27 Ackerman Capital Advisors, LLC 0.13% of their portfolio DALLAS, TX 43,67543.7k $648.6k $648.6k 0.13% Reduced -22.9k -22,920
28 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 42,05542.1k $624.5k $624.5k 0.00% Added +516 +516
29 1607 Capital Partners, LLC 0.04% of their portfolio Richmond, VA 39,08839.1k $580.5k $580.5k 0.04% Added +4.0k +4,026
30 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 37,24937.2k $553.1k $553.1k 0.00% Added +13.5k +13,468
31 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 36,90636.9k $548.1k $548.1k 0.00% Added +22.4k +22,360
32 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 33,04333.0k $480.6k $480.6k 0.00% Reduced -4 -4
33 XML Financial, LLC 0.04% of their portfolio BETHESDA, MD 32,50532.5k $482.7k $482.7k 0.04% Unchanged
34 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 30,82230.8k $458.0k $458.0k 0.01% Reduced -1.2k -1,250
35 Global Endowment Management, LP 0.05% of their portfolio CHARLOTTE, NC 30,00030.0k $446.0k $446.0k 0.05% Unchanged
36 WealthPLAN Partners, LLC 0.08% of their portfolio OMAHA, NE 26,42026.4k $392.3k $392.3k 0.08% Unchanged
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 24,72024.7k $367.1k $367.1k 0.00% Reduced -266 -266
38 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 24,29424.3k $361.0k $361.0k 0.02% Reduced -31 -31
39 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 24,08224.1k $357.6k $357.6k 0.00% Added +59 +59
40 Plancorp, LLC 0.01% of their portfolio SAINT LOUIS, MO 23,80723.8k $361.2k $361.2k 0.01% Unchanged
41 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 23,44823.4k $348.2k $348.2k 0.00% Reduced -7.2k -7,227
42 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 20,97021.0k $311.4k $311.4k 0.00% Reduced -3.8k -3,819
43 Scarborough Advisors, LLC 0.03% of their portfolio ANNAPOLIS, MD 19,53019.5k $290.0k $290.0k 0.03% Unchanged
44 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 19,43019.4k $288.5k $288.5k 0.00% Reduced -212 -212
45 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 17,90517.9k $265.9k $265.9k 0.01% New
46 INTEGRATED CAPITAL MANAGEMENT, INC. 0.18% of their portfolio JESSUP, PA 17,74717.7k $263.5k $263.5k 0.18% Added +534 +534
47 Arlington Capital Management, Inc. 0.15% of their portfolio ARLINGTON HEIGHTS, IL 17,44117.4k $259.0k $259.0k 0.15% Added +82 +82
48 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 16,74016.7k $248.6k $248.6k 0.00% Added +2.9k +2,928
49 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 15,42215.4k $229.0k $229.0k 0.00% Added +8.9k +8,941
50 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 15,34915.3k $228.2k $228.2k 0.00% Reduced -10.2k -10,175
51 Compass Financial Group, INC/SD 0.03% of their portfolio Sioux Falls, SD 14,01414.0k $208.1k $208.1k 0.03% Unchanged
52 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 13,89413.9k $206.3k $206.3k 0.00% New
53 Main Street Financial Solutions, LLC 0.01% of their portfolio NEWTOWN, PA 13,75913.8k $204.3k $204.3k 0.01% Added +156 +156
54 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 12,96313.0k $192.5k $192.5k 0.00% Reduced -3.0k -3,032
55 NewEdge Wealth, LLC 0.00% of their portfolio STAMFORD, CT 11,52011.5k $171.1k $171.1k 0.00% Unchanged
56 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 11,10111.1k $164.8k $164.8k 0.00% Reduced -77.1k -77,072
57 Rareview Capital LLC 0.09% of their portfolio LAS VEGAS, NV 10,76710.8k $159.2k $159.2k 0.09% New
58 Financially in Tune, LLC 0.13% of their portfolio STONEHAM, MA 10,41510.4k $154.7k $154.7k 0.13% Unchanged
59 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 10,20810.2k $151.6k $151.6k 0.00% New
60 Pasadena Private Wealth, LLC 0.02% of their portfolio PASADENA, CA 10,00010.0k $148.5k $148.5k 0.02% Unchanged
61 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 8,9228.9k $132.5k $132.5k 0.00% Reduced -6.0k -6,000
62 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4,7204.7k $70.1k $70.1k 0.00% New
63 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 3,9103.9k $58.1k $58.1k 0.00% Unchanged
64 PlanVest Financial, Inc 0.04% of their portfolio GAITHERSBURG, MD 3,9003.9k $57.9k $57.9k 0.04% First filing
65 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 3,6473.6k $54.2k $54.2k 0.00% New
66 KELLEHER FINANCIAL ADVISORS 0.00% of their portfolio NEW YORK, NY 920920 $13.7k $13.7k 0.00% Unchanged
67 Smallwood Wealth Investment Management, LLC 0.01% of their portfolio RED BANK, NJ 745745 $11.1k $11.1k 0.01% Unchanged
68 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 600600 $8.0k $8.0k 0.00% Unchanged
69 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 500500 $7.5k $7.5k 0.00% Unchanged
70 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 166166 $2.5k $2.5k 0.00% Reduced -84 -84
71 Measured Wealth Private Client Group, LLC 0.00% of their portfolio PORTSMOUTH, NH 1414 $208 $208 0.00% Unchanged