Vault-13

NYLI MACKAY DEFINEDTERM MUNI MMD

COM · Closed-End Fund · CUSIP 56064K100

62 institutional holders -5 vs Q1 2025
4,753,6884.8m shares reported held*
$70.3mreported value*
6 new 21 added 22 reduced 9 sold out net bought ≈ $7.1m (+521.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.79.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 58Q4 22: 61Q1 23: 57Q2 23: 58Q3 23: 61Q4 23: 75Q1 24: 75Q2 24: 69Q3 24: 66Q4 24: 64Q1 25: 67Q2 25: 6262Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202258
Q4 202261
Q1 202357
Q2 202358
Q3 202361
Q4 202375
Q1 202475
Q2 202469
Q3 202466
Q4 202464
Q1 202567
Q2 202562

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 23: 32 bought or addedQ3 23: 24 cut or sold outQ4 23: 29 bought or addedQ4 23: 36 cut or sold outQ4 23Q1 24: 34 bought or addedQ1 24: 34 cut or sold outQ2 24: 28 bought or addedQ2 24: 33 cut or sold outQ2 24Q3 24: 28 bought or addedQ3 24: 30 cut or sold outQ4 24: 27 bought or addedQ4 24: 46 cut or sold outQ4 24Q1 25: 38 bought or addedQ1 25: 30 cut or sold outQ2 25: 27 bought or addedQ2 25: 31 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20233224
Q4 20232936
Q1 20243434
Q2 20242833
Q3 20242830
Q4 20242746
Q1 20253830
Q2 20252731

Biggest buyers

GUGGENHEIM CAPITAL LLC Added +163,614+163.6k
ROYAL BANK OF CANADA Added +160,989+161.0k
Hennion & Walsh Asset Management, Inc. Added +121,741+121.7k
RAYMOND JAMES FINANCIAL INC Added +108,288+108.3k
Whipplewood Advisors, LLC Added +48,154+48.2k
Rockefeller Capital Management L.P. New +47,818+47.8k
Global Endowment Management, LP New +30,000+30.0k
CENTAURUS FINANCIAL, INC. New +28,212+28.2k
WealthPLAN Partners, LLC New +27,771+27.8k
Thomas J. Herzfeld Advisors, Inc. Added +24,685+24.7k

Biggest sellers

READYSTATE ASSET MANAGEMENT LP Sold out -55,429-55.4k
Logan Stone Capital, LLC Reduced -54,920-54.9k
Advisors Asset Management, Inc. Sold out -26,252-26.3k
WELLS FARGO & COMPANY/MN Reduced -26,034-26.0k
Pathstone Holdings, LLC Sold out -23,675-23.7k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Reduced -22,347-22.3k
NORTHERN TRUST CORP Sold out -20,000-20.0k
Arlington Capital Management, Inc. Sold out -17,417-17.4k
Summit Financial Wealth Advisors, LLC Reduced -14,500-14.5k
COMMONWEALTH EQUITY SERVICES, LLC Sold out -14,256-14.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.4 pts · filed 2026-10-14 9.1% -1.4 pts 1.7m≈ $26.4m 2026-10-14

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 570,743570.7k $8.4m $8.4m 0.00% Added +2.3k +2,313
2 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 501,635501.6k $7.4m $7.4m 0.00% Added +108.3k +108,288
3 Hennion & Walsh Asset Management, Inc. 0.29% of their portfolio Parsippany, NJ 481,723481.7k $7.1m $7.1m 0.29% Added +121.7k +121,741
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 326,646326.6k $4.8m $4.8m 0.00% Added +13.6k +13,581
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 323,180323.2k $4.8m $4.8m 0.00% Added +161.0k +160,989
6 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 291,477291.5k $4.3m $4.3m 0.03% Added +163.6k +163,614
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 273,776273.8k $4.0m $4.0m 0.00% Reduced -26.0k -26,034
8 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 135,245135.2k $2.0m $2.0m 0.01% Added +3.4k +3,357
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 118,560118.6k $1.8m $1.8m 0.00% Reduced -239 -239
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 114,635114.6k $1.7m $1.7m 0.00% Added +18.7k +18,687
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 105,540105.5k $1.6m $1.6m 0.00% Reduced -7.8k -7,780
12 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 104,127104.1k $1.5m $1.5m 0.01% Added +16.3k +16,341
13 Thomas J. Herzfeld Advisors, Inc. 0.51% of their portfolio MIAMI BEACH, FL 96,54496.5k $1.4m $1.4m 0.51% Added +24.7k +24,685
14 Intellus Advisors LLC 0.20% of their portfolio NAPLES, FL 90,80690.8k $1.3m $1.3m 0.20% Added +2.2k +2,248
15 ProVise Management Group, LLC 0.10% of their portfolio CLEARWATER, FL 89,58189.6k $1.3m $1.3m 0.10% Reduced -2.5k -2,526
16 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.12% of their portfolio London, X0 87,26787.3k $1.3m $1.3m 0.12% Reduced -22.3k -22,347
17 Stonebrook Private Inc. 0.21% of their portfolio NORTHVILLE, MI 60,49260.5k $894.7k $894.7k 0.21% Reduced -2.4k -2,385
18 Whipplewood Advisors, LLC 0.39% of their portfolio LITTLETON, CO 48,38248.4k $715.6k $715.6k 0.39% Added +48.2k +48,154
19 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 47,81847.8k $707.3k $707.3k 0.00% New
20 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio Englewood, NJ 46,00646.0k $680.4k $680.4k 0.05% Reduced -7.2k -7,207
21 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 43,68143.7k $646.0k $646.0k 0.00% Added +4.6k +4,560
22 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 40,54540.5k $599.7k $599.7k 0.00% Added +333 +333
23 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 40,54540.5k $599.7k $599.7k 0.00% Added +333 +333
24 XML Financial, LLC 0.05% of their portfolio BETHESDA, MD 38,38038.4k $567.6k $567.6k 0.05% Unchanged
25 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 36,88036.9k $545.5k $545.5k 0.01% Added +24.3k +24,308
26 Ackerman Capital Advisors, LLC 0.12% of their portfolio DALLAS, TX 34,94534.9k $516.8k $516.8k 0.12% Added +3.3k +3,328
27 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 33,80733.8k $500.0k $500.0k 0.02% Reduced -700 -700
28 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 32,02932.0k $473.7k $473.7k 0.00% Reduced -134 -134
29 Summit X, LLC 0.08% of their portfolio CHESTERFIELD, MO 30,16130.2k $446.1k $446.1k 0.08% Reduced -8.3k -8,258
30 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 30,00030.0k $444.0k $444.0k 0.00% Unchanged
31 Global Endowment Management, LP 0.06% of their portfolio CHARLOTTE, NC 30,00030.0k $443.7k $443.7k 0.06% New
32 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 29,43629.4k $435.4k $435.4k 0.00% Added +9.6k +9,636
33 ROVIN CAPITAL /UT/ /ADV 0.13% of their portfolio MESA, AZ 28,45528.5k $421.0k $421.0k 0.13% Added +11 +11
34 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 28,21228.2k $417.0k $417.0k 0.02% New
35 WealthPLAN Partners, LLC 0.07% of their portfolio OMAHA, NE 27,77127.8k $410.7k $410.7k 0.07% New
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 26,28026.3k $388.7k $388.7k 0.00% Reduced -4.7k -4,692
37 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 23,80123.8k $352.0k $352.0k 0.00% Reduced -10.8k -10,833
38 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 23,43723.4k $346.6k $346.6k 0.00% Reduced -6.5k -6,513
39 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 23,33623.3k $345.0k $345.0k 0.00% Unchanged
40 INTEGRATED CAPITAL MANAGEMENT, INC. 0.25% of their portfolio JESSUP, PA 22,46222.5k $332.2k $332.2k 0.25% Added +4.3k +4,327
41 BRANDYWINE OAK PRIVATE WEALTH LLC 0.03% of their portfolio Kennett Square, PA 20,00020.0k $295.8k $295.8k 0.03% Unchanged
42 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 17,06117.1k $252.3k $252.3k 0.00% Reduced -4.4k -4,449
43 Plancorp, LLC 0.01% of their portfolio SAINT LOUIS, MO 16,80716.8k $248.6k $248.6k 0.01% Unchanged
44 Gilliland Jeter Wealth Management LLC 0.08% of their portfolio LITTLE ROCK, AR 16,17716.2k $239.3k $239.3k 0.08% Reduced -4.4k -4,375
45 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 15,68615.7k $232.0k $232.0k 0.00% Reduced -338 -338
46 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 15,00015.0k $221.8k $221.8k 0.01% New
47 Compass Financial Group, INC/SD 0.03% of their portfolio Sioux Falls, SD 14,01414.0k $207.3k $207.3k 0.03% Unchanged
48 Summit Financial Wealth Advisors, LLC 0.04% of their portfolio Lafayette, LA 13,50013.5k $199.7k $199.7k 0.04% Reduced -14.5k -14,500
49 NewEdge Wealth, LLC 0.00% of their portfolio STAMFORD, CT 13,39013.4k $197.4k $197.4k 0.00% Unchanged
50 Logan Stone Capital, LLC 0.09% of their portfolio CHICAGO, IL 12,80212.8k $189.3k $189.3k 0.09% Reduced -54.9k -54,920
51 AlphaCore Capital LLC 0.01% of their portfolio LA JOLLA, CA 12,61712.6k $187.4k $187.4k 0.01% Unchanged
52 Main Street Financial Solutions, LLC 0.01% of their portfolio NEWTOWN, PA 12,23212.2k $180.9k $180.9k 0.01% Reduced -148 -148
53 Cyndeo Wealth Partners, LLC 0.01% of their portfolio ST. PETERSBURG, FL 12,12712.1k $179.4k $179.4k 0.01% Reduced -6.9k -6,913
54 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 11,00011.0k $162.7k $162.7k 0.00% Added +300 +300
55 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,1745.2k $76.5k $76.5k 0.00% Reduced -2.4k -2,357
56 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 3,9103.9k $57.8k $57.8k 0.00% Unchanged
57 Center for Financial Planning, Inc. 0.00% of their portfolio SOUTHFIED, MI 2,0002.0k $29.6k $29.6k 0.00% Unchanged
58 Smallwood Wealth Investment Management, LLC 0.01% of their portfolio RED BANK, NJ 745745 $11.0k $11.0k 0.01% Unchanged
59 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 600600 $8.0k $8.0k 0.00% New
60 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 500500 $7.4k $7.4k 0.00% Unchanged
61 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 250250 $3.7k $3.7k 0.00% Reduced -8.5k -8,515
62 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged