NYLI MACKAY DEFINEDTERM MUNI MMD
COM · Closed-End Fund · CUSIP 56064K100
57
institutional holders
-4 vs Q4 2022
6.2m
shares reported held*
$107.2mreported value*
5 new
27 added
15 reduced
8 sold out
net bought ≈ $4.9m (+281.9k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.39.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 58 |
| Q4 2022 | 61 |
| Q1 2023 | 57 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 31 | 28 |
| Q1 2023 | 32 | 23 |
Biggest buyers
| AMERIPRISE FINANCIAL INC | Added | +166.0k |
| XML Financial, LLC | Added | +48.5k |
| Advisors Asset Management, Inc. | Added | +35.7k |
| LPL Financial LLC | Added | +35.2k |
| Raymond James Financial Services Advisors, Inc. | Added | +30.1k |
| Bank of New York Mellon Corp | New | +24.6k |
| GUGGENHEIM CAPITAL LLC | Added | +24.5k |
| JANE STREET GROUP, LLC | New | +18.7k |
| BANK OF AMERICA CORP /DE/ | Added | +15.4k |
| WELLS FARGO & COMPANY/MN | Added | +14.8k |
Biggest sellers
| Weiss Asset Management LP | Sold out | -46.2k |
| MILLENNIUM MANAGEMENT LLC | Sold out | -25.1k |
| Woodline Partners LP | Sold out | -24.8k |
| UBS Group AG | Reduced | -23.5k |
| MORGAN STANLEY | Reduced | -19.4k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -16.8k |
| AlphaCentric Advisors LLC | Reduced | -14.8k |
| COHEN & STEERS, INC. | Reduced | -14.7k |
| Virtu Financial LLC | Sold out | -14.2k |
| Per Stirling Capital Management, LLC. | Sold out | -13.2k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| FIRST TRUST PORTFOLIOS LP 13G · institution -1.4 pts · filed 2026-10-14 | 9.1% |
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q1 2023.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.3m $21.7m | Reduced -19.4k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 980.8k $17.0m | Added +15.4k |
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 494.1k $8.6m | Reduced -16.8k |
| GUGGENHEIM CAPITAL LLC 0.06% of their portfolio | 416.2k $7.2m | Added +24.5k |
| XML Financial, LLC 0.72% of their portfolio | 338.7k $5.9m | Added +48.5k |
| Advisors Asset Management, Inc. 0.10% of their portfolio | 279.1k $4.9m | Added +35.7k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 196.4k $3.5m | Added +166.0k |
| UBS Group AG 0.00% of their portfolio | 186.2k $3.2m | Reduced -23.5k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 169.9k $3.0m | Reduced -4.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 169.6k $2.9m | Added +14.8k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 148.0k $2.6m | Added +30.1k |
| LPL Financial LLC 0.00% of their portfolio | 142.6k $2.5m | Added +35.2k |
| TRANSCEND CAPITAL ADVISORS, LLC 0.25% of their portfolio | 139.2k $2.4m | Added +9.6k |
| Equitable Holdings, Inc. 0.02% of their portfolio | 88.7k $1.5m | Added +3.9k |
| ProVise Management Group, LLC 0.12% of their portfolio | 75.1k $1.3m | Added +8.2k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 73.6k $1.3m | Added +11.0k |
| U.S. Capital Wealth Advisors, LLC 0.06% of their portfolio | 69.5k $1.2m | Unchanged |
| COHEN & STEERS, INC. 0.00% of their portfolio | 69.4k $1.2m | Reduced -14.7k |
| Summit Financial Wealth Advisors, LLC 0.26% of their portfolio | 63.5k $1.1m | Unchanged |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 54.0k $937.8k | Added +2.9k |
| Invesco Ltd. 0.00% of their portfolio | 52.6k $915.0k | Added +13.8k |
| ArchPoint Investors 0.33% of their portfolio | 44.2k $767.5k | Unchanged |
| Legacy Financial Strategies, LLC 0.27% of their portfolio | 42.5k $739.3k | Added +3.6k |
| Kingsview Wealth Management, LLC 0.03% of their portfolio | 42.5k $738.5k | Added +1.7k |
| Steward Partners Investment Advisory, LLC 0.01% of their portfolio | 42.0k $729.2k | Added +480 |
| Cetera Advisor Networks LLC 0.01% of their portfolio | 40.6k $706.1k | Added +3.8k |
| GOODWIN DANIEL L 0.31% of their portfolio | 35.0k $608.5k | Added +12.3k |
| Snowden Capital Advisors LLC 0.02% of their portfolio | 30.7k $533.7k | Reduced -2.9k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 30.4k $529.0k | Added +31 |
| Private Wealth Strategies, L.L.C. 0.13% of their portfolio | 30.2k $524.1k | Added +410 |
| NewEdge Wealth, LLC 0.02% of their portfolio | 29.5k $512.5k | Reduced -1.5k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 29.2k $507.9k | Reduced -4.9k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 27.9k $484.0k | Added +13.3k |
| Western Wealth Management, LLC 0.04% of their portfolio | 27.3k $474.1k | Reduced -297 |
| GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio | 26.2k $455.9k | Reduced -400 |
| Bank of New York Mellon Corp 0.00% of their portfolio | 24.6k $427.8k | New |
| NewEdge Advisors, LLC 0.00% of their portfolio | 21.0k $359.0k | Added +1.8k |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio | 18.8k $327.6k | Added +5.2k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 18.7k $324.8k | New |
| Cetera Advisors LLC 0.00% of their portfolio | 15.2k $264.3k | Reduced -5.2k |
| Summit X, LLC 0.06% of their portfolio | 14.3k $248.2k | New |
| Compass Financial Group, INC/SD 0.08% of their portfolio | 14.0k $243.6k | Unchanged |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 0.09% of their portfolio | 13.0k $225.9k | Unchanged |
| BRANDYWINE OAK PRIVATE WEALTH LLC 0.03% of their portfolio | 12.9k $224.2k | Reduced -3.8k |
| Next Level Private LLC 0.17% of their portfolio | 12.5k $217.2k | Reduced -5.0k |
| AlphaCentric Advisors LLC 0.13% of their portfolio | 11.2k $195.4k | Reduced -14.8k |
| Paragon Wealth Strategies, LLC 0.12% of their portfolio | 11.1k $192.4k | Added +69 |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 11.0k $191.5k | New |
| Parallel Advisors, LLC 0.01% of their portfolio | 9.1k $159.0k | Added +1.5k |
| Advisory Services Network, LLC 0.00% of their portfolio | 8.4k $146.0k | Unchanged |
| Syverson Strege & Co 0.05% of their portfolio | 6.3k $109.2k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 5.2k $90.2k | Unchanged |
| Ameritas Advisory Services, LLC 0.00% of their portfolio | 3.2k $55.8k | New |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 600 $10.0k | Reduced -460 |
| CWM, LLC 0.00% of their portfolio | 372 $6.0k | Added +5 |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 362 $6.3k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |