Vault-13

MAIN STR CAP CORP MAIN

COM · Common Stock · CUSIP 56035L104 · ISIN US56035L1044

American investment company

293 institutional holders +3 vs Q2 2023
17,639,66817.6m shares reported held*
21.1% of all shares outstanding*
$716.5mreported value*
25 new 119 added 68 reduced 26 sold out net bought ≈ $44.8m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 83.7m as of 2023-11-01, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $40.62. Options: 6 managers hold calls ($12.1m notional), 8 hold puts ($11.9m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 248Q4 22: 273Q1 23: 274Q2 23: 290Q3 23: 293293Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022248
Q4 2022273
Q1 2023274
Q2 2023290
Q3 2023293

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 150 bought or addedQ4 22: 78 cut or sold outQ4 22Q1 23: 143 bought or addedQ1 23: 98 cut or sold outQ1 23Q2 23: 138 bought or addedQ2 23: 94 cut or sold outQ2 23Q3 23: 144 bought or addedQ3 23: 94 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202215078
Q1 202314398
Q2 202313894
Q3 202314494

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ4 22 calls: $14.8mQ4 22 puts: $3.9mQ4 22P/C 0.26Q1 23 calls: $19.6mQ1 23 puts: $7.9mQ1 23P/C 0.40Q2 23 calls: $18.5mQ2 23 puts: $7.2mQ2 23P/C 0.39Q3 23 calls: $12.1mQ3 23 puts: $11.9mQ3 23P/C 0.98
Numbers
QuarterCallsPutsP/C
Q4 2022$14.8m$3.9m0.26
Q1 2023$19.6m$7.9m0.40
Q2 2023$18.5m$7.2m0.39
Q3 2023$12.1m$11.9m0.98

Biggest buyers

TWO SIGMA INVESTMENTS, LP Added +314,003+314.0k
TWO SIGMA ADVISERS, LP Added +267,000+267.0k
TUDOR INVESTMENT CORP ET AL New +160,906+160.9k
GOLDMAN SACHS GROUP INC New +137,212+137.2k
VAN ECK ASSOCIATES CORP Added +88,802+88.8k
HRT FINANCIAL LP Added +70,391+70.4k
OSAIC HOLDINGS, INC. Added +59,877+59.9k
Qube Research & Technologies Ltd Added +59,727+59.7k
DNB Asset Management AS New +50,908+50.9k
ADELL HARRIMAN & CARPENTER INC Added +46,010+46.0k

Biggest sellers

MILLENNIUM MANAGEMENT LLC Reduced -162,990-163.0k
BlackRock Inc. Reduced -85,602-85.6k
MARSHALL WACE, LLP Sold out -56,926-56.9k
Cubist Systematic Strategies, LLC Reduced -43,804-43.8k
PRICE T ROWE ASSOCIATES INC /MD/ Reduced -40,348-40.3k
Mid-American Wealth Advisory Group, Inc. Sold out -40,138-40.1k
SCOGGIN MANAGEMENT LP Sold out -38,792-38.8k
JANE STREET GROUP, LLC Reduced -37,146-37.1k
Balyasny Asset Management L.P. Reduced -30,151-30.2k
AE Wealth Management LLC Reduced -27,311-27.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.9m146.2k shares
CITADEL ADVISORS LLC Added $3.8m92.6k shares
JANE STREET GROUP, LLC Reduced $971.1k23.9k shares
GROUP ONE TRADING LLC Added $918.2k22.6k shares
SIMPLEX TRADING, LLC Reduced $495.0k12.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

PRELUDE CAPITAL MANAGEMENT, LLC New $6.5m160.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.5m85.3k shares
Squarepoint Ops LLC New $837.0k20.6k shares
CITADEL ADVISORS LLC Reduced $438.8k10.8k shares
JANE STREET GROUP, LLC Added $434.7k10.7k shares
SIMPLEX TRADING, LLC Reduced $121.0k3.0k shares
GROUP ONE TRADING LLC Reduced $85.3k2.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q4 21: 0 buyingQ4 21: 0 sellingQ1 22: 1 buyingQ1 22: 3 sellingQ1 22Q2 22: 1 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 1 buyingQ1 23: 2 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20210—0——
Q1 20221$76.0k3$8.5m—
Q2 20221$109.4k0——
Q3 20220—0——
Q4 20220—0——
Q1 20231$117.6k2$707.0k—
Q2 20230—0——
Q3 20230—0——

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRICE T ROWE ASSOCIATES INC /MD/ 0.02% of their portfolio BALTIMORE, MD 3,363,8103.4m $136.7m $136.7m 0.02% Reduced -40.3k -40,348
2 Burgundy Asset Management Ltd. 0.51% of their portfolio Toronto, A6 1,020,5351.0m $41.5m $41.5m 0.51% Added +21.1k +21,085
3 VAN ECK ASSOCIATES CORP 0.07% of their portfolio NEW YORK, NY 805,063805.1k $32.7m $32.7m 0.07% Added +88.8k +88,802
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 795,511795.5k $32.3m $32.3m 0.00% Added +36.7k +36,668
5 Legal & General Group Plc 0.01% of their portfolio London, X0 588,490588.5k $23.9m $23.9m 0.01% Added +8.1k +8,091
6 T. Rowe Price Investment Management, Inc. 0.01% of their portfolio BALTIMORE, MD 492,307492.3k $20.0m $20.0m 0.01% Unchanged
7 TWO SIGMA INVESTMENTS, LP 0.05% of their portfolio NEW YORK, NY 466,602466.6k $19.0m $19.0m 0.05% Added +314.0k +314,003
8 Sound Income Strategies, LLC 1.18% of their portfolio FT LAUDERDALE, FL 345,128345.1k $14.0m $14.0m 1.18% Added +311 +311
9 BlackRock Inc. 0.00% of their portfolio New York, NY 328,513328.5k $13.3m $13.3m 0.00% Reduced -85.6k -85,602
10 TWO SIGMA ADVISERS, LP 0.03% of their portfolio NEW YORK, NY 308,054308.1k $12.5m $12.5m 0.03% Added +267.0k +267,000
11 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 293,787293.8k $11.9m $11.9m 0.02% Added +59.9k +59,877
12 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 287,997288.0k $11.7m $11.7m 0.01% Reduced -163.0k -162,990
13 ADELL HARRIMAN & CARPENTER INC 1.16% of their portfolio HOUSTON, TX 274,615274.6k $11.2m $11.2m 1.16% Added +46.0k +46,010
14 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 271,879271.9k $11.0m $11.0m 0.01% Added +27.9k +27,875
15 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 226,003226.0k $9.2m $9.2m 0.01% Added +7.5k +7,489
16 SANDERS MORRIS HARRIS LLC 1.83% of their portfolio Houston, TX 218,898218.9k $8.9m $8.9m 1.83% Reduced -989 -989
17 Muzinich & Co., Inc. 6.82% of their portfolio NEW YORK, NY 191,279191.3k $7.8m $7.8m 6.82% Added +6 +6
18 Sumitomo Mitsui Trust Group, Inc. 0.01% of their portfolio CHIYODA-KU, TOKYO, M0 187,583187.6k $7.6m $7.6m 0.01% Added +6 +6
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 178,208178.2k $7.2m $7.2m 0.00% Reduced -13.9k -13,945
20 MCKINLEY CAPITAL MANAGEMENT LLC 1.01% of their portfolio ANCHORAGE, AK 177,666177.7k $7.2m $7.2m 1.01% Reduced -7.1k -7,105
21 Trinity Legacy Partners, LLC 2.39% of their portfolio HOUSTON, TX 170,128170.1k $6.9m $6.9m 2.39% Reduced -4.5k -4,495
22 TUDOR INVESTMENT CORP ET AL 0.10% of their portfolio STAMFORD, CT 160,906160.9k $6.5m $6.5m 0.10% New
23 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 155,694155.7k $6.3m $6.3m 0.03% Reduced -64 -64
24 U.S. Capital Wealth Advisors, LLC 0.25% of their portfolio AUSTIN, TX 137,410137.4k $5.6m $5.6m 0.25% Added +2.9k +2,905
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 137,212137.2k $5.6m $5.6m 0.00% New
26 Advisors Capital Management, LLC 0.14% of their portfolio RIDGEWOOD, NJ 131,416131.4k $5.3m $5.3m 0.14% Added +4.6k +4,623
27 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 131,372131.4k $5.3m $5.3m 0.00% Added +41.9k +41,857
28 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.08% of their portfolio ST. LOUIS, MO 129,166129.2k $5.2m $5.2m 0.08% Added +71 +71
29 CHILDRESS CAPITAL ADVISORS, LLC 1.67% of their portfolio HOUSTON, TX 125,425125.4k $5.1m $5.1m 1.67% Reduced -2.7k -2,667
30 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 124,691124.7k $5.1m $5.1m 0.00% Added +1.7k +1,684
31 HOURGLASS CAPITAL, LLC 1.76% of their portfolio HOUSTON, TX 122,498122.5k $5.0m $5.0m 1.76% Added +3.4k +3,400
32 Paradiem, LLC 1.46% of their portfolio COVINGTON, LA 119,562119.6k $4.9m $4.9m 1.46% Added +8.6k +8,647
33 TECTONIC ADVISORS LLC 0.44% of their portfolio FRISCO, TX 116,343116.3k $4.7m $4.7m 0.44% Added +12.7k +12,674
34 ALBION FINANCIAL GROUP /UT 0.43% of their portfolio SALT LAKE CITY, UT 115,156115.2k $4.7m $4.7m 0.43% Added +985 +985
35 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 114,974115.0k $4.7m $4.7m 0.00% Reduced -10.4k -10,380
36 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 114,740114.7k $4.7m $4.7m 0.04% Added +9.3k +9,335
37 Hamilton Point Investment Advisors, LLC 1.14% of their portfolio CHAPEL HILL, NC 114,045114.0k $4.6m $4.6m 1.14% Added +4.4k +4,370
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 109,195109.2k $4.4m $4.4m 0.00% Reduced -17.0k -16,997
39 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 104,526104.5k $4.2m $4.2m 0.01% Added +59.7k +59,727
40 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 103,749103.7k $4.2m $4.2m 0.01% Added +36.0k +35,984
41 Meridian Wealth Management, LLC 0.25% of their portfolio LEXINGTON, KY 98,88598.9k $4.0m $4.0m 0.25% Added +21.8k +21,809
42 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 95,24895.2k $3.9m $3.9m 0.01% Reduced -9.5k -9,546
43 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 95,13095.1k $3.9m $3.9m 0.01% Reduced -2.9k -2,882
44 HRT FINANCIAL LP 0.04% of their portfolio NEW YORK, NY 91,62191.6k $3.7m $3.7m 0.04% Added +70.4k +70,391
45 PUTNAM INVESTMENTS LLC 0.01% of their portfolio BOSTON, MA 88,06588.1k $3.6m $3.6m 0.01% Added +24.0k +24,035
46 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 86,81586.8k $3.5m $3.5m 0.04% Added +13 +13
47 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 80,82480.8k $3.3m $3.3m 0.01% Added +7.1k +7,108
48 Texas Yale Capital Corp. 0.15% of their portfolio ST. PETERSBURG, FL 80,08180.1k $3.3m $3.3m 0.15% Reduced -2.7k -2,674
49 Foundations Investment Advisors, LLC 0.10% of their portfolio PHOENIX, AZ 79,39979.4k $3.2m $3.2m 0.10% Added +8.0k +7,992
50 Americana Partners, LLC 0.31% of their portfolio Houston, TX 70,42170.4k $2.8m $2.8m 0.31% Added +1.6k +1,563
51 Carlson Capital Management 0.16% of their portfolio NORTHFIELD, MN 68,13068.1k $2.8m $2.8m 0.16% Unchanged
52 Schonfeld Strategic Advisors LLC 0.03% of their portfolio NEW YORK, NY 68,00068.0k $2.8m $2.8m 0.03% Added +2.3k +2,300
53 MILLER HOWARD INVESTMENTS INC /NY 0.09% of their portfolio KINGSTON, NY 62,00062.0k $2.5m $2.5m 0.09% Unchanged
54 IHT Wealth Management, LLC 0.13% of their portfolio Chicago, IL 61,09761.1k $2.5m $2.5m 0.13% Added +345 +345
55 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 60,31760.3k $2.5m $2.5m 0.00% Reduced -95 -95
56 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 59,55759.6k $2.4m $2.4m 0.00% Added +567 +567
57 Wambolt & Associates, LLC 0.82% of their portfolio LITTLETON, CO 56,29256.3k $2.3m $2.3m 0.82% Added +8.4k +8,414
58 Baker Avenue Asset Management, LP 0.11% of their portfolio SAN FRANCISCO, CA 56,27356.3k $2.3m $2.3m 0.11% Added +10.0k +9,986
59 B. Riley Wealth Advisors, Inc. 0.06% of their portfolio MEMPHIS, TN 52,93952.9k $2.2m $2.2m 0.06% Reduced -2.8k -2,839
60 Capital Investment Advisors, LLC 0.06% of their portfolio ATLANTA, GA 52,09852.1k $2.1m $2.1m 0.06% Reduced -350 -350
61 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 51,35051.4k $2.1m $2.1m 0.01% Unchanged
62 DNB Asset Management AS 0.01% of their portfolio Oslo, Q8 50,90850.9k $2.1m $2.1m 0.01% New
63 Jump Financial, LLC 0.08% of their portfolio Chicago, IL 49,80049.8k $2.0m $2.0m 0.08% Reduced -15.1k -15,117
64 Cubist Systematic Strategies, LLC 0.02% of their portfolio STAMFORD, CT 48,67048.7k $2.0m $2.0m 0.02% Reduced -43.8k -43,804
65 VESTOR CAPITAL, LLC 0.21% of their portfolio CHICAGO, IL 48,40048.4k $2.0m $2.0m 0.21% Unchanged
66 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 48,37248.4k $2.0m $2.0m 0.00% Reduced -929 -929
67 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 47,85347.9k $1.9m $1.9m 0.00% Added +2.0k +1,979
68 UBS Group AG 0.00% of their portfolio ZURICH, V8 47,70047.7k $1.9m $1.9m 0.00% Added +12.2k +12,210
69 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 44,89444.9k $1.8m $1.8m 0.01% Reduced -740 -740
70 Greenwich Investment Management, Inc. 1.43% of their portfolio NORWALK, CT 44,58944.6k $1.8m $1.8m 1.43% Added +1.5k +1,540
71 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 43,76943.8k $1.8m $1.8m 0.00% Reduced -1.8k -1,809
72 Golden Green, Inc. 1.81% of their portfolio Seneca, SC 42,45442.5k $1.7m $1.7m 1.81% Added +1.5k +1,474
73 Segment Wealth Management, LLC 0.17% of their portfolio HOUSTON, TX 42,06942.1k $1.7m $1.7m 0.17% Added +310 +310
74 KING LUTHER CAPITAL MANAGEMENT CORP 0.01% of their portfolio FORT WORTH, TX 41,75241.8k $1.7m $1.7m 0.01% Unchanged
75 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 41,20741.2k $1.7m $1.7m 0.06% Added +3.5k +3,544
76 Argent Trust Co 0.09% of their portfolio NASHVILLE, TN 40,93540.9k $1.7m $1.7m 0.09% Added +8.3k +8,292
77 Larson Financial Group LLC 0.16% of their portfolio ST LOUIS, MO 40,71040.7k $1.7m $1.7m 0.16% Added +267 +267
78 Taylor Frigon Capital Management LLC 0.91% of their portfolio SCOTTSDALE, AZ 40,27340.3k $1.6m $1.6m 0.91% Added +911 +911
79 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 40,05140.1k $1.6m $1.6m 0.04% Added +888 +888
80 CAHILL FINANCIAL ADVISORS INC 0.27% of their portfolio EDINA, MN 39,36139.4k $1.6m $1.6m 0.27% Added +150 +150
81 Venturi Wealth Management, LLC 0.12% of their portfolio AUSTIN, TX 38,11138.1k $1.5m $1.5m 0.12% Added +4.1k +4,090
82 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 38,10238.1k $1.5m $1.5m 0.00% Added +978 +978
83 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 37,90437.9k $1.5m $1.5m 0.01% New
84 Arkadios Wealth Advisors 0.14% of their portfolio ATLANTA, GA 36,44936.4k $1.5m $1.5m 0.14% Added +203 +203
85 Connor, Clark & Lunn Investment Management Ltd. 0.01% of their portfolio VANCOUVER, A1 35,26235.3k $1.4m $1.4m 0.01% New
86 Prospera Financial Services Inc 0.06% of their portfolio Dallas, TX 35,02035.0k $1.4m $1.4m 0.06% Added +11.1k +11,119
87 DEARBORN PARTNERS LLC 0.06% of their portfolio CHICAGO, IL 34,82034.8k $1.4m $1.4m 0.06% Reduced -395 -395
88 Legacy Capital Wealth Partners, LLC 0.38% of their portfolio LITTLE ROCK, AR 34,38834.4k $1.4m $1.4m 0.38% New
89 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 34,01634.0k $1.4m $1.4m 0.00% Added +4.0k +4,002
90 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 32,83032.8k $1.3m $1.3m 0.00% Reduced -2.1k -2,081
91 D.B. Root & Company, LLC 0.50% of their portfolio PITTSBURGH, PA 31,83831.8k $1.3m $1.3m 0.50% Added +229 +229
92 Advisors Asset Management, Inc. 0.03% of their portfolio Monument, CO 31,83531.8k $1.3m $1.3m 0.03% Reduced -56 -56
93 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 29,96930.0k $1.2m $1.2m 0.00% Reduced -99 -99
94 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 28,77628.8k $1.2m $1.2m 0.02% Reduced -7.0k -7,012
95 Quantbot Technologies LP 0.07% of their portfolio NEW YORK, NY 26,60326.6k $1.1m $1.1m 0.07% Reduced -4.4k -4,435
96 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 26,58126.6k $1.1m $1.1m 0.02% Added +5.7k +5,716
97 ADVISORY RESEARCH INC 0.15% of their portfolio CHICAGO, IL 26,36926.4k $1.1m $1.1m 0.15% Reduced -1.5k -1,481
98 BRASADA CAPITAL MANAGEMENT, LP 0.25% of their portfolio HOUSTON, TX 26,28826.3k $1.1m $1.1m 0.25% Unchanged
99 Belpointe Asset Management LLC 0.11% of their portfolio RENO, NV 26,11726.1k $1.1m $1.1m 0.11% Added +19.1k +19,090
100 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 25,28125.3k $1.0m $1.0m 0.04% Reduced -915 -915