Vault-13

MACQUARIE / FIRST TR GLOBAL

COM · CUSIP 55607W100

30 institutional holders +0 vs Q4 2022
1,407,6041.4m shares reported held*
$11.7mreported value*
3 new 8 added 11 reduced 4 sold out net bought ≈ $371.8k (+45.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.29.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 30Q4 22: 30Q1 23: 3030Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202230
Q4 202230
Q1 202330

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 12 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 11 bought or addedQ1 23: 15 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221210
Q1 20231115

Biggest buyers

LPL Financial LLC Added +47,713+47.7k
AE Wealth Management LLC New +36,740+36.7k
WOLVERINE ASSET MANAGEMENT LLC Added +30,704+30.7k
Shaker Financial Services, LLC New +22,469+22.5k
Moors & Cabot, Inc. Added +10,150+10.2k
Capital Investment Advisors, LLC Added +7,250+7.2k
Retirement Planning Co of New England, Inc. Added +1,446+1.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +576+576
Cetera Investment Advisers Added +300+300
WealthPLAN Partners, LLC New +165+165

Biggest sellers

UBS Group AG Reduced -39,794-39.8k
OSAIC HOLDINGS, INC. Reduced -15,452-15.5k
Apollon Wealth Management, LLC Sold out -13,468-13.5k
Smith Salley Wealth Management Sold out -13,000-13.0k
BDO Wealth Advisors, LLC Reduced -7,830-7.8k
Old Port Advisors Reduced -6,046-6.0k
ROYAL BANK OF CANADA Reduced -5,216-5.2k
MONEY CONCEPTS CAPITAL CORP Sold out -3,710-3.7k
WEDBUSH SECURITIES INC Reduced -2,552-2.6k
WELLS FARGO & COMPANY/MN Reduced -1,839-1.8k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 327,964328.0k $2.7m $2.7m 0.00% Added +47.7k +47,713
2 Old Port Advisors 0.72% of their portfolio PORTLAND, ME 236,439236.4k $2.0m $2.0m 0.72% Reduced -6.0k -6,046
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 116,155116.2k $959.4k $959.4k 0.00% Reduced -39.8k -39,794
4 Capital Investment Advisors, LLC 0.02% of their portfolio ATLANTA, GA 85,80085.8k $708.7k $708.7k 0.02% Added +7.2k +7,250
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 79,97580.0k $660.6k $660.6k 0.00% Reduced -1.6k -1,634
6 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 79,18579.2k $654.1k $654.1k 0.00% Reduced -15.5k -15,452
7 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 58,44658.4k $482.0k $482.0k 0.00% Added +576 +576
8 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 42,39442.4k $350.2k $350.2k 0.01% Added +30.7k +30,704
9 Moors & Cabot, Inc. 0.02% of their portfolio BOSTON, MA 39,67539.7k $327.7k $327.7k 0.02% Added +10.2k +10,150
10 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 36,74036.7k $303.5k $303.5k 0.00% New
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 36,17136.2k $298.8k $298.8k 0.00% Reduced -1.8k -1,839
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 35,67835.7k $295.0k $295.0k 0.00% Reduced -5.2k -5,216
13 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 34,99735.0k $289.1k $289.1k 0.00% Added +300 +300
14 Csenge Advisory Group 0.02% of their portfolio CLEARWATER, FL 30,48830.5k $251.8k $251.8k 0.02% Reduced -1.3k -1,256
15 Retirement Planning Co of New England, Inc. 0.15% of their portfolio Warwick, RI 29,44729.4k $243.2k $243.2k 0.15% Added +1.4k +1,446
16 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 27,00827.0k $223.0k $223.0k 0.01% Reduced -2.6k -2,552
17 NWF Advisory Services Inc. 0.05% of their portfolio Los Angeles, CA 26,40026.4k $205.9k $205.9k 0.05% First filing
18 Shaker Financial Services, LLC 0.08% of their portfolio Arlington, VA 22,46922.5k $185.6k $185.6k 0.08% New
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 22,28222.3k $184.1k $184.1k 0.00% Reduced -258 -258
20 Wealth Alliance Advisory Group, LLC 0.04% of their portfolio Wichita, KS 13,00013.0k $107.4k $107.4k 0.04% Unchanged
21 AlphaStar Capital Management, LLC 0.01% of their portfolio CORNELIUS, NC 11,13411.1k $92.0k $92.0k 0.01% Unchanged
22 BDO Wealth Advisors, LLC 0.00% of their portfolio JACKSONVILLE, FL 3,9894.0k $33.0k $33.0k 0.00% Reduced -7.8k -7,830
23 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 3,6373.6k $30.0k $30.0k 0.00% Added +2 +2
24 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 2,9633.0k $24.5k $24.5k 0.00% Unchanged
25 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,0502.0k $16.9k $16.9k 0.00% Reduced -450 -450
26 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,0002.0k $16.5k $16.5k 0.00% Unchanged
27 Sandy Spring Bank 0.00% of their portfolio Olney, MD 870870 $7.2k $7.2k 0.00% Unchanged
28 WealthPLAN Partners, LLC 0.00% of their portfolio OMAHA, NE 165165 $1.4k $1.4k 0.00% New
29 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8383 $686 $686 0.00% Unchanged
30 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged