MFA FINL INC MFA 6.25 06.15.24
NOTE 6.250% 6/1 · US DOMESTIC · CUSIP 55272XAA0
28
institutional holders
-4 vs Q4 2023
14.1m
shares reported held*
$82.9mreported value*
3 new
4 added
0 reduced
8 sold out
net sold ≈ $34.5m (-50.0k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.88.
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 29 |
| Q4 2022 | 27 |
| Q1 2023 | 24 |
| Q2 2023 | 28 |
| Q3 2023 | 31 |
| Q4 2023 | 32 |
| Q1 2024 | 28 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 6 | 9 |
| Q1 2023 | 7 | 7 |
| Q2 2023 | 9 | 5 |
| Q3 2023 | 13 | 3 |
| Q4 2023 | 8 | 8 |
| Q1 2024 | 7 | 8 |
Biggest buyers
| PIPER SANDLER & CO. | Added | +5.7m |
| ZAZOVE ASSOCIATES LLC | Added | +162.0k |
| LPL Financial LLC | Added | +50.0k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | New | +35.0k |
| US BANCORP \DE\ | New | +20.0k |
| MORGAN STANLEY | Added | +9.0k |
| ROYAL BANK OF CANADA | New | +7.0k |
Biggest sellers
| Linden Advisors LP | Sold out | -26.3m |
| OAKTREE CAPITAL MANAGEMENT LP | Sold out | -11.0m |
| Russell Investments Group, Ltd. | Sold out | -2.5m |
| L & S Advisors Inc | Sold out | -470.0k |
| Regal Investment Advisors LLC | Sold out | -75.0k |
| BARCLAYS PLC | Sold out | -71.0k |
| Balboa Wealth Partners | Sold out | -20.0k |
| Forum Private Client Group LLC | Sold out | -10.0k |
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| BARINGS LLC 0.37% of their portfolio | 15.0m $14.9m | Unchanged |
| Ensign Peak Advisors, Inc 0.03% of their portfolio | 14.0m $14.1m | Unchanged |
| AMERICAN FINANCIAL GROUP INC 4.88% of their portfolio | 13.0m $13.0m | Unchanged |
| PIPER SANDLER & CO. 7.36% of their portfolio | 10.7m $10.7m | Added +5.7m |
| FMR LLC 0.00% of their portfolio | 9.7m $9.7m | Unchanged |
| SSI INVESTMENT MANAGEMENT LLC 0.58% of their portfolio | 7.8m $7.7m | Unchanged |
| Walleye Capital LLC 0.07% of their portfolio | 6.1m $6.1m | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 5.1m $5.1m | Unchanged |
| ZAZOVE ASSOCIATES LLC 0.02% of their portfolio | 324.0k $322.0k | Added +162.0k |
| AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio | 250.0k $250.5k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 177.0k $176.6k | Added +9.0k |
| LPL Financial LLC 0.00% of their portfolio | 141.0k $141.3k | Added +50.0k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 110.0k $109.7k | Unchanged |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 100.0k $99.8k | Unchanged |
| Obermeyer Wealth Partners 0.00% of their portfolio | 55.0k $55.1k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 35.0k $34.9k | New |
| UMB Bank, n.a. 0.00% of their portfolio | 33.0k $32.9k | Unchanged |
| Creative Planning 0.00% of their portfolio | 25.0k $25.0k | Unchanged |
| Dakota Wealth Management 0.00% of their portfolio | 25.0k $25.4k | Unchanged |
| FIRETHORN WEALTH PARTNERS, LLC 0.01% of their portfolio | 23.0k $23.0k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 20.0k $19.9k | New |
| Mayflower Financial Advisors, LLC 0.00% of their portfolio | 13.0k $13.0k | Unchanged |
| MN Wealth Advisors, LLC 0.01% of their portfolio | 10.0k $10.0k | Unchanged |
| City Center Advisors, LLC 0.01% of their portfolio | 10.0k $10.2k | First filing |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 7.0k $7.0k | New |
| HM PAYSON & CO 0.00% of their portfolio | 4.0k $4.1k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 201 $200.5k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |