Vault-13

LYFT INC LYFT 1.5 05.15.25

NOTE 1.500% 5/1 · US DOMESTIC · CUSIP 55087PAB0

57 institutional holders -4 vs Q1 2023
16,624,00016.6m shares reported held*
$697.2mreported value*
8 new 16 added 13 reduced 13 sold out net bought ≈ $10.4m (-15.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $41.94.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 69Q4 22: 67Q1 23: 61Q2 23: 5757Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202269
Q4 202267
Q1 202361
Q2 202357

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 24 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 31 bought or addedQ1 23: 40 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 26 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222432
Q1 20233140
Q2 20232426

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 22 calls: $3.0mQ3 22 puts: $3.5mQ3 22P/C 1.18Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$3.0m$3.5m1.18
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$0—

Biggest buyers

CITADEL ADVISORS LLC New +21,500,000+21.5m
MILLENNIUM MANAGEMENT LLC New +19,570,000+19.6m
Opti Capital Management, LP Added +18,750,000+18.8m
SSI INVESTMENT MANAGEMENT LLC New +10,600,000+10.6m
Point72 Asset Management, L.P. Added +4,800,000+4.8m
STATE STREET CORP Added +4,050,000+4.0m
HIGHBRIDGE CAPITAL MANAGEMENT LLC New +4,000,000+4.0m
STEELHEAD PARTNERS LLC Added +4,000,000+4.0m
Linden Advisors LP Added +2,030,000+2.0m
BANK OF AMERICA CORP /DE/ Added +2,002,000+2.0m

Biggest sellers

Nuveen Asset Management, LLC Sold out -28,000,000-28.0m
Polar Capital Holdings Plc Sold out -15,750,000-15.8m
SOROS FUND MANAGEMENT LLC Reduced -11,900,000-11.9m
FMR LLC Reduced -5,006,000-5.0m
TENOR CAPITAL MANAGEMENT Co., L.P. Sold out -3,500,000-3.5m
Man Group plc Sold out -3,300,000-3.3m
Walleye Capital LLC Sold out -3,000,000-3.0m
JANE STREET GROUP, LLC Sold out -2,550,000-2.5m
Centiva Capital, LP Reduced -2,500,000-2.5m
SILVERBACK ASSET MANAGEMENT LLC Reduced -2,000,000-2.0m

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Linden Advisors LP 1.13% of their portfolio New York, NY 119,202,000119.2m $107.2m $107.2m 1.13% Added +2.0m +2,030,000
2 SOROS FUND MANAGEMENT LLC 1.95% of their portfolio NEW YORK, NY 100,100,000100.1m $90.0m $90.0m 1.95% Reduced -11.9m -11,900,000
3 FRANKLIN RESOURCES INC 0.03% of their portfolio San Mateo, CA 77,500,00077.5m $69.8m $69.8m 0.03% Unchanged
4 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.03% of their portfolio NEW YORK, NY 59,600,00059.6m $52.7m $52.7m 0.03% Unchanged
5 ADVENT CAPITAL MANAGEMENT /DE/ 0.91% of their portfolio NEW YORK, NY 50,209,00050.2m $45.2m $45.2m 0.91% Reduced -560.0k -560,000
6 STEELHEAD PARTNERS LLC 2.57% of their portfolio SEATTLE, WA 45,000,00045.0m $40.5m $40.5m 2.57% Added +4.0m +4,000,000
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 42,510,00042.5m $38.3m $38.3m 0.00% Reduced -861.0k -861,000
8 Opti Capital Management, LP 1.91% of their portfolio New York, NY 25,000,00025.0m $22.6m $22.6m 1.91% Added +18.8m +18,750,000
9 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 21,500,00021.5m $19.4m $19.4m 0.02% New
10 Calamos Advisors LLC 0.09% of their portfolio NAPERVILLE, IL 20,000,00020.0m $18.0m $18.0m 0.09% Unchanged
11 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 19,570,00019.6m $17.6m $17.6m 0.02% New
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 19,250,00019.2m $17.3m $17.3m 0.00% Added +4.0m +4,050,000
13 AQR Arbitrage LLC 0.72% of their portfolio Greenwich, CT 18,450,00018.4m $16.6m $16.6m 0.72% Unchanged
14 Point72 Asset Management, L.P. 0.05% of their portfolio STAMFORD, CT 15,300,00015.3m $13.8m $13.8m 0.05% Added +4.8m +4,800,000
15 M&G INVESTMENT MANAGEMENT LTD 0.08% of their portfolio London, X0 14,808,00014.8m $13.3m $13.3m 0.08% Reduced -509.0k -509,000
16 SSI INVESTMENT MANAGEMENT LLC 0.67% of their portfolio Los Angeles, CA 10,600,00010.6m $9.5m $9.5m 0.67% New
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 8,380,0008.4m $7.5m $7.5m 0.00% Unchanged
18 Centiva Capital, LP 0.34% of their portfolio New York, NY 7,500,0007.5m $6.8m $6.8m 0.34% Reduced -2.5m -2,500,000
19 LORD, ABBETT & CO. LLC 0.01% of their portfolio JERSEY CITY, NJ 6,700,0006.7m $6.0m $6.0m 0.01% Reduced -249.0k -249,000
20 LORD, ABBETT & CO. LLC 0.01% of their portfolio JERSEY CITY, NJ 6,700,0006.7m $6.0m $6.0m 0.01% Reduced -249.0k -249,000
21 SILVERBACK ASSET MANAGEMENT LLC 0.78% of their portfolio DURHAM, NC 6,376,0006.4m $5.7m $5.7m 0.78% Reduced -2.0m -2,000,000
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,802,0005.8m $5.2m $5.2m 0.00% Added +500.0k +500,000
23 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 5,625,0005.6m $5.1m $5.1m 0.00% Unchanged
24 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 5,111,0005.1m $4.6m $4.6m 0.01% Added +1.3m +1,320,000
25 FMR LLC 0.00% of their portfolio BOSTON, MA 5,092,0005.1m $4.6m $4.6m 0.00% Reduced -5.0m -5,006,000
26 BlackRock Inc. 0.00% of their portfolio New York, NY 4,665,0004.7m $4.2m $4.2m 0.00% Added +300.0k +300,000
27 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,559,0004.6m $4.1m $4.1m 0.00% Added +2.0m +2,002,000
28 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.21% of their portfolio NEW YORK, NY 4,000,0004.0m $3.6m $3.6m 0.21% New
29 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 4,000,0004.0m $3.6m $3.6m 0.00% Added +2.0m +2,000,000
30 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 3,770,0003.8m $3.4m $3.4m 0.00% Unchanged
31 OAKTREE CAPITAL MANAGEMENT LP 0.03% of their portfolio LOS ANGELES, CA 2,855,0002.9m $2.6m $2.6m 0.03% Unchanged
32 ONTARIO TEACHERS PENSION PLAN BOARD 0.02% of their portfolio Toronto, A6 2,000,0002.0m $1.8m $1.8m 0.02% Unchanged
33 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,358,0001.4m $1.2m $1.2m 0.00% New
34 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,060,0001.1m $955.7k $955.7k 0.00% Reduced -1.4m -1,359,000
35 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 1,000,0001.0m $871.7k $871.7k 0.00% Reduced -500.0k -500,000
36 Cutler Capital Management, LLC 0.37% of their portfolio WORCESTER, MA 885,000885.0k $792.5k $792.5k 0.37% Unchanged
37 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 725,000725.0k $649.2k $649.2k 0.00% Unchanged
38 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 512,000512.0k $458.5k $458.5k 0.00% Unchanged
39 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 450,000450.0k $405.7k $405.7k 0.00% Unchanged
40 Amundi 0.00% of their portfolio Paris, I0 411,000411.0k $370.0k $370.0k 0.00% Unchanged
41 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 265,000265.0k $237.5k $237.5k 0.01% Added +50.0k +50,000
42 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 264,000264.0k $236.4k $236.4k 0.00% Reduced -25.0k -25,000
43 ZAZOVE ASSOCIATES LLC 0.02% of their portfolio INCLINE VILLAGE, NV 250,000250.0k $225.0k $225.0k 0.02% Unchanged
44 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 210,000210.0k $188.4k $188.4k 0.01% Added +10.0k +10,000
45 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 141,000141.0k $127.0k $127.0k 0.00% Reduced -1.1m -1,150,000
46 FIRST HAWAIIAN BANK 0.00% of their portfolio HONOLULU, HI 130,000130.0k $116.4k $116.4k 0.00% New
47 SG Americas Securities, LLC 0.03% of their portfolio NEW YORK, NY 41,92041.9k $3.8m $3.8m 0.03% Added +14.0k +13,970
48 Verition Fund Management LLC 0.28% of their portfolio GREENWICH, CT 20,12120.1k $18.1m $18.1m 0.28% Added +2.6k +2,621
49 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,00020.0k $17.9k $17.9k 0.00% Unchanged
50 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 13,00013.0k $11.6k $11.6k 0.00% Added +1.0k +1,000
51 Impact Partnership Wealth, LLC 0.00% of their portfolio MARIETTA, GA 5,0005.0k $4.5k $4.5k 0.00% First filing
52 Alken Asset Management Ltd 0.06% of their portfolio LONDON, X0 2,5552.6k $2.3k $2.3k 0.06% Added +450 +450
53 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,0002.0k $1.8k $1.8k 0.00% New
54 K2 PRINCIPAL FUND, L.P. 0.57% of their portfolio TORONTO, A6 2,0002.0k $1.8m $1.8m 0.57% Unchanged
55 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,0001.0k $896 $896 0.00% Unchanged
56 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 250250 $223.9k $223.9k 0.00% New
57 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged