Vault-13

LUMINAR TECHNOLOGIES INC

COM CL A · CUSIP 550424105

257 institutional holders +6 vs Q3 2023
133,312,832133.3m shares reported held*
$448.8mreported value*
36 new 84 added 63 reduced 36 sold out net bought ≈ $26.4m (+7.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.37. Options: 23 managers hold calls ($28.9m notional), 28 hold puts ($36.4m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 244Q4 22: 259Q1 23: 258Q2 23: 256Q3 23: 251Q4 23: 257257Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022244
Q4 2022259
Q1 2023258
Q2 2023256
Q3 2023251
Q4 2023257

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 129 bought or addedQ4 22: 89 cut or sold outQ4 22Q1 23: 122 bought or addedQ1 23: 106 cut or sold outQ1 23Q2 23: 122 bought or addedQ2 23: 95 cut or sold outQ2 23Q3 23: 109 bought or addedQ3 23: 89 cut or sold outQ3 23Q4 23: 120 bought or addedQ4 23: 99 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202212989
Q1 2023122106
Q2 202312295
Q3 202310989
Q4 202312099

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ1 23 calls: $101.9mQ1 23 puts: $127.1mQ1 23P/C 1.25Q2 23 calls: $79.5mQ2 23 puts: $84.1mQ2 23P/C 1.06Q3 23 calls: $50.4mQ3 23 puts: $42.9mQ3 23P/C 0.85Q4 23 calls: $28.9mQ4 23 puts: $36.4mQ4 23P/C 1.26
Numbers
QuarterCallsPutsP/C
Q1 2023$101.9m$127.1m1.25
Q2 2023$79.5m$84.1m1.06
Q3 2023$50.4m$42.9m0.85
Q4 2023$28.9m$36.4m1.26

Biggest buyers

EXCHANGE TRADED CONCEPTS, LLC Added +2,561,252+2.6m
Legal & General Group Plc Added +2,072,056+2.1m
BlackRock Inc. Added +1,864,491+1.9m
VANGUARD GROUP INC Added +1,671,708+1.7m
FIRST TRUST ADVISORS LP Added +1,511,020+1.5m
JPMORGAN CHASE & CO Added +1,158,250+1.2m
STATE STREET CORP Added +758,816+758.8k
HSBC HOLDINGS PLC Added +628,400+628.4k
NATIONAL BANK OF CANADA /FI/ Added +607,242+607.2k
GEODE CAPITAL MANAGEMENT, LLC Added +534,701+534.7k

Biggest sellers

MOORE CAPITAL MANAGEMENT, LP Reduced -4,201,592-4.2m
MORGAN STANLEY Reduced -2,543,409-2.5m
NORGES BANK Reduced -1,597,119-1.6m
SEVEN EIGHT CAPITAL, LP Sold out -491,479-491.5k
BLAIR WILLIAM & CO/IL Reduced -361,644-361.6k
Holocene Advisors, LP Sold out -270,803-270.8k
North Star Investment Management Corp. Reduced -249,835-249.8k
CREDIT SUISSE AG/ Reduced -217,067-217.1k
DEUTSCHE BANK AG\ Reduced -183,263-183.3k
SVB WEALTH LLC Sold out -171,771-171.8k

Biggest calls

GROUP ONE TRADING LLC Added $5.1m1.5m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.1m1.5m shares
SIMPLEX TRADING, LLC Added $2.8m843.6k shares
CITADEL ADVISORS LLC Reduced $2.4m725.2k shares
JANE STREET GROUP, LLC Added $1.9m549.4k shares
NATIONAL BANK OF CANADA /FI/ Reduced $1.8m5.9k shares
Walleye Trading LLC Added $1.8m541.2k shares
JPMORGAN CHASE & CO Added $1.7m507.6k shares
GOLDMAN SACHS GROUP INC New $1.7m500.0k shares
GTS SECURITIES LLC Added $996.8k295.8k shares

Biggest puts

WOLVERINE ASSET MANAGEMENT LLC Added $7.6m2.3m shares
Shaolin Capital Management LLC New $7.6m2.2m shares
NATIONAL BANK OF CANADA /FI/ Reduced $3.9m12.7k shares
JPMORGAN CHASE & CO New $3.4m1.0m shares
TWO SIGMA INVESTMENTS, LP Reduced $3.0m875.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.2m650.1k shares
Man Group plc New $2.2m645.0k shares
BARCLAYS PLC Reduced $1.7m500.5k shares
GTS SECURITIES LLC Reduced $655.5k194.5k shares
GROUP ONE TRADING LLC Reduced $561.1k166.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 25,705,36325.7m $86.6m $86.6m 0.00% Added +1.7m +1,671,708
2 BlackRock Inc. 0.00% of their portfolio New York, NY 21,551,68821.6m $72.6m $72.6m 0.00% Added +1.9m +1,864,491
3 MACQUARIE GROUP LTD 0.03% of their portfolio Sydney, NSW 2000, C3 7,745,0357.7m $26.1m $26.1m 0.03% Unchanged
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 6,849,4206.8m $23.1m $23.1m 0.00% Added +758.8k +758,816
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 6,162,9676.2m $20.8m $20.8m 0.00% Added +534.7k +534,701
6 EXCHANGE TRADED CONCEPTS, LLC 0.46% of their portfolio Oklahoma City, OK 5,111,3885.1m $17.2m $17.2m 0.46% Added +2.6m +2,561,252
7 Legal & General Group Plc 0.00% of their portfolio London, X0 4,107,1044.1m $13.8m $13.8m 0.00% Added +2.1m +2,072,056
8 Vantage Investment Partners, LLC 1.29% of their portfolio KANSAS CITY, MO 3,834,9943.8m $12.9m $12.9m 1.29% Unchanged
9 MOORE CAPITAL MANAGEMENT, LP 0.30% of their portfolio NEW YORK, NY 3,637,4313.6m $12.3m $12.3m 0.30% Reduced -4.2m -4,201,592
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,559,0063.6m $12.0m $12.0m 0.00% Reduced -2.5m -2,543,409
11 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 3,234,5763.2m $10.9m $10.9m 0.01% Added +1.5m +1,511,020
12 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 3,200,0573.2m $10.8m $10.8m 0.00% Added +158.1k +158,097
13 PLATINUM EQUITY, LLC 5.48% of their portfolio Beverly Hills, CA 2,401,2532.4m $8.1m $8.1m 5.48% Unchanged
14 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 1,859,6331.9m $6.3m $6.3m 0.00% Reduced -170.7k -170,657
15 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 1,850,9741.9m $6.2m $6.2m 0.01% Added +86.8k +86,766
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,767,7181.8m $6.0m $6.0m 0.00% Added +1.2m +1,158,250
17 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,503,3511.5m $5.1m $5.1m 0.00% Added +421.8k +421,765
18 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 1,332,7021.3m $4.5m $4.5m 0.04% Added +10 +10
19 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,296,6111.3m $4.4m $4.4m 0.00% Added +75.3k +75,296
20 Chescapmanager LLC 0.94% of their portfolio BALTIMORE, MD 1,199,0361.2m $4.0m $4.0m 0.94% Unchanged
21 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 1,022,1531.0m $3.4m $3.4m 0.00% Added +325.2k +325,241
22 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 994,903994.9k $3.4m $3.4m 0.00% Added +280.8k +280,775
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 911,334911.3k $3.1m $3.1m 0.00% Reduced -70.7k -70,660
24 North Star Investment Management Corp. 0.23% of their portfolio CHICAGO, IL 882,983883.0k $3.0m $3.0m 0.23% Reduced -249.8k -249,835
25 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 736,792736.8k $2.5m $2.5m 0.00% Reduced -183.3k -183,263
26 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 714,135714.1k $2.1m $2.1m 0.00% Added +232.0k +232,024
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 706,838706.8k $2.4m $2.4m 0.00% Added +505.4k +505,379
28 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 706,014706.0k $2.4m $2.4m 0.00% Reduced -3.4k -3,400
29 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 675,470675.5k $2.1m $2.1m 0.00% Added +607.2k +607,242
30 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 651,133651.1k $2.2m $2.2m 0.00% Added +628.4k +628,400
31 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 620,139620.1k $2.2m $2.2m 0.00% Reduced -35.6k -35,644
32 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 604,893604.9k $2.0m $2.0m 0.00% Added +479.3k +479,260
33 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 594,854594.9k $2.0m $2.0m 0.01% Added +405.5k +405,542
34 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 557,564557.6k $1.9m $1.9m 0.00% Added +95.5k +95,454
35 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 528,334528.3k $1.8m $1.8m 0.00% Reduced -73.8k -73,843
36 Swiss National Bank 0.00% of their portfolio ZURICH, V8 520,200520.2k $1.8m $1.8m 0.00% Reduced -34.9k -34,900
37 IDG China Venture Capital Fund IV Associates L.P. 0.25% of their portfolio HONG KONG, K3 509,160509.2k $1.7m $1.7m 0.25% Reduced -42.1k -42,144
38 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 496,676496.7k $1.7m $1.7m 0.00% Added +394.2k +394,233
39 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 457,054457.1k $1.5m $1.5m 0.00% Added +88.8k +88,834
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 438,122438.1k $1.5m $1.5m 0.00% Reduced -71.1k -71,087
41 Marex Group Ltd 0.05% of their portfolio London, X0 386,678386.7k $1.3m $1.3m 0.05% New
42 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 377,382377.4k $1.3m $1.3m 0.01% Added +122.8k +122,755
43 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 373,932373.9k $1.3m $1.3m 0.00% Added +17.0k +16,990
44 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 371,714371.7k $1.3m $1.3m 0.00% Added +27.3k +27,266
45 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 368,099368.1k $1.2m $1.2m 0.01% Added +101.9k +101,882
46 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 361,020361.0k $1.2m $1.2m 0.00% Reduced -52 -52
47 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 342,106342.1k $1.2m $1.2m 0.00% Reduced -217.1k -217,067
48 Amundi 0.00% of their portfolio Paris, I0 307,476307.5k $977.8k $977.8k 0.00% Added +156.2k +156,164
49 Rafferty Asset Management, LLC 0.00% of their portfolio New York, NY 301,371301.4k $1.0m $1.0m 0.00% Added +128.6k +128,616
50 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 293,850293.9k $990.3k $990.3k 0.01% Added +192.8k +192,840
51 NORGES BANK 0.00% of their portfolio OSLO, Q8 291,403291.4k $982.0k $982.0k 0.00% Reduced -1.6m -1,597,119
52 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 279,858279.9k $943.1k $943.1k 0.00% Reduced -3.6k -3,592
53 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 275,638275.6k $928.9k $928.9k 0.00% Added +142.0k +142,004
54 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 265,790265.8k $895.7k $895.7k 0.00% Unchanged
55 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 250,605250.6k $844.5k $844.5k 0.00% Reduced -361.6k -361,644
56 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 196,032196.0k $661.0k $661.0k 0.01% Added +170.2k +170,161
57 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 196,004196.0k $660.5k $660.5k 0.00% Reduced -131.0k -130,986
58 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 191,044191.0k $643.8k $643.8k 0.00% Added +117.0k +117,035
59 Frank, Rimerman Advisors LLC 0.13% of their portfolio Palo Alto, CA 186,229186.2k $627.6k $627.6k 0.13% Unchanged
60 Summit X, LLC 0.18% of their portfolio CHESTERFIELD, MO 185,697185.7k $625.8k $625.8k 0.18% Added +1.7k +1,698
61 Susquehanna Portfolio Strategies, LLC 0.01% of their portfolio Bala Cynwyd, PA 184,464184.5k $621.6k $621.6k 0.01% First filing
62 Caerus Investment Advisors, LLC 0.59% of their portfolio WEST LAKE HILLS, TX 182,385182.4k $614.6k $614.6k 0.59% New
63 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 157,737157.7k $513.0k $513.0k 0.00% Reduced -42.6k -42,569
64 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 157,411157.4k $530.5k $530.5k 0.00% Added +82.3k +82,280
65 MIZUHO MARKETS AMERICAS LLC 0.02% of their portfolio NEW YORK, NY 151,700151.7k $511.2k $511.2k 0.02% New
66 Comprehensive Financial Management LLC 0.02% of their portfolio Los Gatos, CA 148,414148.4k $500.2k $500.2k 0.02% Unchanged
67 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 145,936145.9k $491.8k $491.8k 0.00% Reduced -12.1k -12,106
68 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 144,864144.9k $488.2k $488.2k 0.00% Added +3.9k +3,852
69 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 144,481144.5k $486.9k $486.9k 0.00% Unchanged
70 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 136,184136.2k $458.9k $458.9k 0.00% Reduced -15.2k -15,166
71 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 135,428135.4k $456.4k $456.4k 0.00% Reduced -547 -547
72 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 129,028129.0k $434.8k $434.8k 0.01% Reduced -8.0k -7,963
73 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 127,500127.5k $429.7k $429.7k 0.01% Added +58.7k +58,652
74 Malaga Cove Capital, LLC 0.18% of their portfolio PV ESTATES, CA 126,284126.3k $425.6k $425.6k 0.18% Added +47.7k +47,673
75 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 126,271126.3k $426.0k $426.0k 0.00% Reduced -335 -335
76 DEBUSSY CAPITAL MANAGEMENT LP 0.10% of their portfolio CHICAGO, IL 125,375125.4k $317.2k $317.2k 0.10% Added +375 +375
77 CAZ INVESTMENTS LP 1.01% of their portfolio HOUSTON, TX 120,000120.0k $404.0k $404.0k 1.01% Added +80.0k +80,000
78 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 114,464114.5k $386.0k $386.0k 0.00% Reduced -16.8k -16,849
79 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 112,792112.8k $380.1k $380.1k 0.00% Added +8.4k +8,393
80 Sculptor Capital LP 0.01% of their portfolio New York, NY 112,000112.0k $377.4k $377.4k 0.01% Unchanged
81 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 107,614107.6k $362.7k $362.7k 0.00% Reduced -1.0k -1,037
82 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 100,705100.7k $339.4k $339.4k 0.00% Reduced -1.6k -1,650
83 FIRST FOUNDATION ADVISORS 0.02% of their portfolio Irvine, CA 100,000100.0k $337.0k $337.0k 0.02% Added +49.5k +49,476
84 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 96,35696.4k $324.0k $324.0k 0.00% Added +4.6k +4,570
85 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 95,10895.1k $321.0k $321.0k 0.00% Reduced -117 -117
86 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 94,81294.8k $319.5k $319.5k 0.01% Added +27.3k +27,349
87 NinePointTwo Capital LLC 0.13% of their portfolio LOS ANGELES, CA 93,98394.0k $316.0k $316.0k 0.13% New
88 Engineers Gate Manager LP 0.01% of their portfolio NEW YORK, NY 85,05185.1k $286.6k $286.6k 0.01% New
89 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 77,75077.8k $262.0k $262.0k 0.00% Unchanged
90 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 77,41777.4k $260.9k $260.9k 0.00% Added +39.3k +39,285
91 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 73,78973.8k $248.7k $248.7k 0.00% Added +1.9k +1,891
92 Granite Group Advisors, LLC 0.09% of their portfolio Stamford, CT 66,44166.4k $128.2k $128.2k 0.09% First filing
93 Wedmont Private Capital 0.02% of their portfolio WEST CHESTER, PA 61,60961.6k $203.9k $203.9k 0.02% Reduced -40.4k -40,391
94 TCTC Holdings, LLC 0.01% of their portfolio DALLAS, TX 60,13560.1k $202.7k $202.7k 0.01% Unchanged
95 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 59,93359.9k $202.0k $202.0k 0.00% Added +1.7k +1,733
96 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 59,71059.7k $201.2k $201.2k 0.00% Reduced -2.6k -2,566
97 Scientech Research LLC 0.20% of their portfolio JERSEY CITY, NJ 58,87958.9k $198.4k $198.4k 0.20% First filing
98 Handelsbanken Fonder AB 0.00% of their portfolio STOCKHOLM, V7 58,20058.2k $196.0k $196.0k 0.00% Added +8.2k +8,200
99 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 56,69956.7k $191.1k $191.1k 0.00% New
100 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 53,15053.1k $179.1k $179.1k 0.00% Unchanged