Vault-13

LUMINAR TECHNOLOGIES INC

COM CL A · CUSIP 550424105

251 institutional holders -5 vs Q2 2023
135,570,987135.6m shares reported held*
$617.3mreported value*
25 new 84 added 61 reduced 28 sold out net sold ≈ $7.2m (-1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($120.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $4.55. Options: 25 managers hold calls ($50.4m notional), 23 hold puts ($42.9m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 244Q4 22: 259Q1 23: 258Q2 23: 256Q3 23: 251251Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022244
Q4 2022259
Q1 2023258
Q2 2023256
Q3 2023251

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 129 bought or addedQ4 22: 89 cut or sold outQ4 22Q1 23: 122 bought or addedQ1 23: 106 cut or sold outQ1 23Q2 23: 122 bought or addedQ2 23: 95 cut or sold outQ2 23Q3 23: 109 bought or addedQ3 23: 89 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202212989
Q1 2023122106
Q2 202312295
Q3 202310989

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ4 22 calls: $73.8mQ4 22 puts: $75.9mQ4 22P/C 1.03Q1 23 calls: $101.9mQ1 23 puts: $127.1mQ1 23P/C 1.25Q2 23 calls: $79.5mQ2 23 puts: $84.1mQ2 23P/C 1.06Q3 23 calls: $50.4mQ3 23 puts: $42.9mQ3 23P/C 0.85
Numbers
QuarterCallsPutsP/C
Q4 2022$73.8m$75.9m1.03
Q1 2023$101.9m$127.1m1.25
Q2 2023$79.5m$84.1m1.06
Q3 2023$50.4m$42.9m0.85

Biggest buyers

MORGAN STANLEY Added +4,672,831+4.7m
FIRST TRUST ADVISORS LP Added +646,701+646.7k
VANGUARD GROUP INC Added +543,313+543.3k
RAYMOND JAMES & ASSOCIATES Added +472,778+472.8k
GEODE CAPITAL MANAGEMENT, LLC Added +326,659+326.7k
BlackRock Inc. Added +281,754+281.8k
BLAIR WILLIAM & CO/IL Added +221,929+221.9k
Holocene Advisors, LP Added +180,791+180.8k
SEVEN EIGHT CAPITAL, LP Added +157,148+157.1k
Squarepoint Ops LLC Added +130,335+130.3k

Biggest sellers

CITADEL ADVISORS LLC Reduced -6,038,377-6.0m
JANE STREET GROUP, LLC Reduced -830,476-830.5k
HSBC HOLDINGS PLC Reduced -562,961-563.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -457,225-457.2k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Sold out -392,636-392.6k
GOLDMAN SACHS GROUP INC Reduced -358,000-358.0k
State of New Jersey Common Pension Fund D Sold out -351,810-351.8k
Point72 Asset Management, L.P. Reduced -332,302-332.3k
NORGES BANK Reduced -208,581-208.6k
RENAISSANCE TECHNOLOGIES LLC Sold out -203,255-203.3k

Biggest calls

NATIONAL BANK OF CANADA /FI/ Added $14.2m31.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $7.0m1.5m shares
GROUP ONE TRADING LLC Added $3.9m847.7k shares
SIMPLEX TRADING, LLC Reduced $3.4m756.8k shares
Chescapmanager LLC Reduced $3.4m750.0k shares
CITADEL ADVISORS LLC Reduced $3.3m728.2k shares
HSBC HOLDINGS PLC Added $3.2m729.9k shares
JANE STREET GROUP, LLC Reduced $2.3m505.4k shares
Walleye Trading LLC Added $2.3m498.0k shares
IMC-Chicago, LLC Reduced $1.4m297.9k shares

Biggest puts

NATIONAL BANK OF CANADA /FI/ Reduced $10.7m23.9k shares
WOLVERINE ASSET MANAGEMENT LLC Added $8.0m1.8m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $6.3m1.4m shares
BARCLAYS PLC Added $4.6m1.0m shares
TWO SIGMA INVESTMENTS, LP Reduced $4.2m921.8k shares
SIMPLEX TRADING, LLC Reduced $1.7m363.9k shares
GTS SECURITIES LLC New $1.0m229.9k shares
GROUP ONE TRADING LLC Reduced $920.0k202.2k shares
Walleye Trading LLC Reduced $787.1k173.0k shares
North Fourth Asset Management, LP Added $773.5k170.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 24,033,65524.0m $109.4m $109.4m 0.00% Added +543.3k +543,313
2 BlackRock Inc. 0.00% of their portfolio New York, NY 19,687,19719.7m $89.6m $89.6m 0.00% Added +281.8k +281,754
3 G2VP I Associates, LLC 100.00% of their portfolio Portola Valley, CA 10,598,86510.6m $48.2m $48.2m 100.00% Unchanged
4 MOORE CAPITAL MANAGEMENT, LP 0.96% of their portfolio NEW YORK, NY 7,839,0237.8m $35.7m $35.7m 0.96% Unchanged
5 MACQUARIE GROUP LTD 0.04% of their portfolio Sydney, NSW 2000, C3 7,745,0357.7m $35.2m $35.2m 0.04% Unchanged
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,102,4156.1m $27.8m $27.8m 0.00% Added +4.7m +4,672,831
7 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 6,090,6046.1m $27.7m $27.7m 0.00% Added +96.3k +96,272
8 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 5,628,2665.6m $25.6m $25.6m 0.00% Added +326.7k +326,659
9 Vantage Investment Partners, LLC 2.29% of their portfolio KANSAS CITY, MO 3,834,9943.8m $17.4m $17.4m 2.29% Unchanged
10 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 3,041,9603.0m $13.8m $13.8m 0.00% Added +16.5k +16,480
11 EXCHANGE TRADED CONCEPTS, LLC 0.33% of their portfolio Oklahoma City, OK 2,550,1362.6m $11.6m $11.6m 0.33% Reduced -67.7k -67,730
12 PLATINUM EQUITY, LLC 5.67% of their portfolio Beverly Hills, CA 2,401,2532.4m $10.9m $10.9m 5.67% Unchanged
13 Legal & General Group Plc 0.00% of their portfolio London, X0 2,035,0482.0m $9.3m $9.3m 0.00% Reduced -86.0k -86,026
14 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 2,030,2902.0m $9.2m $9.2m 0.00% Added +126.1k +126,075
15 NORGES BANK 0.00% of their portfolio OSLO, Q8 1,888,5221.9m $8.6m $8.6m 0.00% Reduced -208.6k -208,581
16 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 1,764,2081.8m $8.0m $8.0m 0.02% Reduced -110.4k -110,420
17 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 1,723,5561.7m $7.8m $7.8m 0.01% Added +646.7k +646,701
18 Lido Advisors, LLC 0.07% of their portfolio Los Angeles, CA 1,332,6921.3m $6.1m $6.1m 0.07% Unchanged
19 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,221,3151.2m $5.6m $5.6m 0.00% Reduced -88.0k -87,989
20 Chescapmanager LLC 1.34% of their portfolio BALTIMORE, MD 1,199,0361.2m $5.5m $5.5m 1.34% Unchanged
21 North Star Investment Management Corp. 0.43% of their portfolio CHICAGO, IL 1,132,8181.1m $5.2m $5.2m 0.43% Reduced -4.0k -4,000
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,081,5861.1m $4.9m $4.9m 0.00% Reduced -13.9k -13,863
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 981,994982.0k $4.5m $4.5m 0.00% Reduced -125.6k -125,603
24 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 920,055920.1k $4.2m $4.2m 0.00% Added +17.4k +17,429
25 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 714,128714.1k $3.2m $3.2m 0.00% Added +472.8k +472,778
26 Allianz Asset Management GmbH 0.01% of their portfolio MUNICH, 2M 709,414709.4k $3.2m $3.2m 0.01% Reduced -2.9k -2,900
27 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 696,912696.9k $3.2m $3.2m 0.00% Reduced -4.1k -4,138
28 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 655,783655.8k $3.4m $3.4m 0.00% Reduced -89.1k -89,051
29 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 612,249612.2k $2.8m $2.8m 0.01% Added +221.9k +221,929
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 609,468609.5k $2.8m $2.8m 0.00% Reduced -69.0k -69,004
31 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 602,177602.2k $2.7m $2.7m 0.00% Reduced -358.0k -358,000
32 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 559,173559.2k $2.5m $2.5m 0.00% Added +86.6k +86,620
33 Swiss National Bank 0.00% of their portfolio ZURICH, V8 555,100555.1k $2.5m $2.5m 0.00% Added +51.4k +51,400
34 IDG China Venture Capital Fund IV Associates L.P. 0.33% of their portfolio HONG KONG, K3 551,304551.3k $2.5m $2.5m 0.33% Unchanged
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 509,209509.2k $2.3m $2.3m 0.00% Reduced -457.2k -457,225
36 SEVEN EIGHT CAPITAL, LP 0.26% of their portfolio New York, NY 491,479491.5k $2.2m $2.2m 0.26% Added +157.1k +157,148
37 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 482,111482.1k $2.2m $2.2m 0.00% Reduced -17.0k -16,958
38 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 462,110462.1k $2.1m $2.1m 0.01% Reduced -14.2k -14,202
39 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 368,220368.2k $1.7m $1.7m 0.00% Reduced -3.0k -2,975
40 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 361,072361.1k $1.6m $1.6m 0.00% Added +130 +130
41 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 356,942356.9k $1.6m $1.6m 0.00% Added +110.8k +110,816
42 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 344,448344.4k $1.6m $1.6m 0.00% Added +41.8k +41,828
43 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 326,990327.0k $1.5m $1.5m 0.00% Added +26.9k +26,856
44 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 283,450283.4k $1.3m $1.3m 0.00% Reduced -10.8k -10,756
45 Holocene Advisors, LP 0.01% of their portfolio New York, NY 270,803270.8k $1.2m $1.2m 0.01% Added +180.8k +180,791
46 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 266,217266.2k $1.2m $1.2m 0.01% Reduced -2.5k -2,530
47 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 265,790265.8k $1.2m $1.2m 0.00% Added +25.1k +25,090
48 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 254,627254.6k $1.2m $1.2m 0.01% Added +130.3k +130,335
49 UBS Group AG 0.00% of their portfolio ZURICH, V8 201,459201.5k $916.6k $916.6k 0.00% Added +80.1k +80,136
50 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 200,306200.3k $901.0k $901.0k 0.00% Reduced -65.0k -65,038
51 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 189,312189.3k $861.4k $861.4k 0.00% Added +29.3k +29,279
52 Frank, Rimerman Advisors LLC 0.20% of their portfolio Palo Alto, CA 186,229186.2k $847.3k $847.3k 0.20% Unchanged
53 Summit X, LLC 0.27% of their portfolio CHESTERFIELD, MO 183,999184.0k $837.3k $837.3k 0.27% Added +14.2k +14,188
54 Rafferty Asset Management, LLC 0.00% of their portfolio New York, NY 172,755172.8k $786.0k $786.0k 0.00% Added +28.0k +27,985
55 SVB WEALTH LLC 0.02% of their portfolio BOSTON, MA 171,771171.8k $781.6k $781.6k 0.02% Added +115.4k +115,422
56 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 158,042158.0k $719.1k $719.1k 0.00% Added +6.5k +6,549
57 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 151,350151.3k $688.6k $688.6k 0.00% Added +11.8k +11,804
58 Amundi 0.00% of their portfolio Paris, I0 151,312151.3k $623.4k $623.4k 0.00% Added +58.8k +58,847
59 Comprehensive Financial Management LLC 0.02% of their portfolio Los Gatos, CA 148,414148.4k $675.3k $675.3k 0.02% Added +6.1k +6,092
60 MetLife Investment Management, LLC 0.01% of their portfolio Whippany, NJ 144,481144.5k $657.4k $657.4k 0.01% Unchanged
61 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 141,012141.0k $641.6k $641.6k 0.00% Added +31.1k +31,132
62 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 136,991137.0k $623.3k $623.3k 0.01% Added +34.1k +34,089
63 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 135,975136.0k $618.7k $618.7k 0.00% Added +4.8k +4,835
64 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 133,634133.6k $608.0k $608.0k 0.00% Added +11.2k +11,178
65 DARK FOREST CAPITAL MANAGEMENT LP 0.05% of their portfolio NEW YORK, NY 132,780132.8k $604.1k $604.1k 0.05% Added +32.3k +32,279
66 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 131,313131.3k $598.0k $598.0k 0.00% Added +10.2k +10,152
67 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 126,606126.6k $576.0k $576.0k 0.00% Added +12.7k +12,651
68 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 125,633125.6k $571.6k $571.6k 0.00% New
69 DEBUSSY CAPITAL MANAGEMENT LP 0.19% of their portfolio CHICAGO, IL 125,000125.0k $568.8k $568.8k 0.19% Reduced -125.0k -125,000
70 Sculptor Capital LP 0.01% of their portfolio New York, NY 112,000112.0k $509.6k $509.6k 0.01% Reduced -60.8k -60,800
71 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 108,651108.7k $494.4k $494.4k 0.00% Added +1.1k +1,136
72 Ensign Peak Advisors, Inc 0.00% of their portfolio SALT LAKE CITY, UT 105,060105.1k $478.0k $478.0k 0.00% Unchanged
73 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 104,399104.4k $475.0k $475.0k 0.00% Reduced -398 -398
74 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 102,443102.4k $466.1k $466.1k 0.00% Reduced -830.5k -830,476
75 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 102,355102.4k $465.7k $465.7k 0.01% Added +87.9k +87,930
76 Wedmont Private Capital 0.04% of their portfolio WEST CHESTER, PA 102,000102.0k $421.3k $421.3k 0.04% Added +33.8k +33,800
77 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 101,010101.0k $459.6k $459.6k 0.00% Added +4.5k +4,460
78 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 95,22595.2k $433.7k $433.7k 0.00% Added +56 +56
79 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 91,78691.8k $418.0k $418.0k 0.00% Added +18.9k +18,928
80 Malaga Cove Capital, LLC 0.17% of their portfolio PV ESTATES, CA 78,61178.6k $357.7k $357.7k 0.17% Added +65.7k +65,711
81 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 77,75077.8k $353.8k $353.8k 0.00% Added +400 +400
82 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 75,13175.1k $341.8k $341.8k 0.00% Reduced -66.5k -66,461
83 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 74,00974.0k $336.7k $336.7k 0.00% Reduced -157.7k -157,662
84 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 71,89871.9k $327.1k $327.1k 0.00% Added +6.9k +6,916
85 HITE Hedge Asset Management LLC 0.03% of their portfolio BRAINTREE, MA 69,53469.5k $316.4k $316.4k 0.03% New
86 Gerber Kawasaki Wealth & Investment Management 0.02% of their portfolio SANTA MONICA, CA 69,37969.4k $315.7k $315.7k 0.02% Reduced -12.4k -12,371
87 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 68,84868.8k $313.3k $313.3k 0.01% New
88 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 68,22868.2k $304.7k $304.7k 0.00% Added +66.5k +66,515
89 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 67,46367.5k $307.0k $307.0k 0.01% Added +10.4k +10,356
90 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 62,27662.3k $283.4k $283.4k 0.00% Added +6.6k +6,633
91 Virtu Financial LLC 0.03% of their portfolio New York, NY 61,72861.7k $281.0k $281.0k 0.03% New
92 TCTC Holdings, LLC 0.01% of their portfolio DALLAS, TX 60,13560.1k $273.6k $273.6k 0.01% Unchanged
93 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 58,20058.2k $264.8k $264.8k 0.00% Added +8.9k +8,929
94 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 53,58453.6k $243.8k $243.8k 0.01% Added +5.0k +4,988
95 Centiva Capital, LP 0.01% of their portfolio New York, NY 53,48053.5k $243.3k $243.3k 0.01% New
96 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 53,15053.1k $241.8k $241.8k 0.01% Reduced -200 -200
97 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 50,52450.5k $229.9k $229.9k 0.01% Added +201 +201
98 Handelsbanken Fonder AB 0.00% of their portfolio STOCKHOLM, V7 50,00050.0k $228.0k $228.0k 0.00% Unchanged
99 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 49,01949.0k $223.0k $223.0k 0.00% New
100 FWG Holdings, LLC 0.13% of their portfolio WINTER PARK, FL 45,81345.8k $195.2k $195.2k 0.13% Unchanged