Vault-13

LUMINAR TECHNOLOGIES INC

COM CL A · CUSIP 550424105

256 institutional holders -2 vs Q1 2023
137,201,697137.2m shares reported held*
$944.6mreported value*
41 new 81 added 53 reduced 42 sold out net sold ≈ $60.5m (-9.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($216.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $6.88. Options: 21 managers hold calls ($79.5m notional), 26 hold puts ($84.1m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 244Q4 22: 259Q1 23: 258Q2 23: 256256Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022244
Q4 2022259
Q1 2023258
Q2 2023256

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 129 bought or addedQ4 22: 89 cut or sold outQ4 22Q1 23: 122 bought or addedQ1 23: 106 cut or sold outQ1 23Q2 23: 122 bought or addedQ2 23: 95 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202212989
Q1 2023122106
Q2 202312295

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 22 calls: $118.0mQ3 22 puts: $141.2mQ3 22P/C 1.20Q4 22 calls: $73.8mQ4 22 puts: $75.9mQ4 22P/C 1.03Q1 23 calls: $101.9mQ1 23 puts: $127.1mQ1 23P/C 1.25Q2 23 calls: $79.5mQ2 23 puts: $84.1mQ2 23P/C 1.06
Numbers
QuarterCallsPutsP/C
Q3 2022$118.0m$141.2m1.20
Q4 2022$73.8m$75.9m1.03
Q1 2023$101.9m$127.1m1.25
Q2 2023$79.5m$84.1m1.06

Biggest buyers

BlackRock Inc. Added +1,602,206+1.6m
EXCHANGE TRADED CONCEPTS, LLC Added +966,950+967.0k
MOORE CAPITAL MANAGEMENT, LP Added +900,000+900.0k
VANGUARD GROUP INC Added +770,801+770.8k
Legal & General Group Plc Added +735,921+735.9k
STATE STREET CORP Added +642,796+642.8k
FIRST TRUST ADVISORS LP Added +548,871+548.9k
GEODE CAPITAL MANAGEMENT, LLC Added +473,661+473.7k
JANE STREET GROUP, LLC Added +456,319+456.3k
Baird Financial Group, Inc. Added +328,784+328.8k

Biggest sellers

RENAISSANCE TECHNOLOGIES LLC Reduced -3,295,045-3.3m
D. E. Shaw & Co., Inc. Reduced -2,112,062-2.1m
MORGAN STANLEY Reduced -2,057,276-2.1m
BANK OF MONTREAL /CAN/ Reduced -1,936,846-1.9m
Allianz Asset Management GmbH Reduced -1,908,242-1.9m
Point72 Asset Management, L.P. Reduced -1,148,100-1.1m
BANK OF AMERICA CORP /DE/ Reduced -1,021,403-1.0m
BARCLAYS PLC Reduced -841,981-842.0k
MILLENNIUM MANAGEMENT LLC Sold out -623,825-623.8k
Dorsal Capital Management, LP Sold out -500,000-500.0k

Biggest calls

NATIONAL BANK OF CANADA /FI/ Reduced $18.0m26.5k shares
JANE STREET GROUP, LLC Added $14.4m2.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $12.1m1.8m shares
CITADEL ADVISORS LLC Reduced $6.9m997.5k shares
Chescapmanager LLC Unchanged $6.5m950.0k shares
SIMPLEX TRADING, LLC Reduced $5.7m832.1k shares
GROUP ONE TRADING LLC Added $3.8m557.6k shares
Walleye Trading LLC Added $2.9m416.1k shares
IMC-Chicago, LLC Reduced $2.4m343.1k shares
JPMORGAN CHASE & CO Unchanged $1.7m253.8k shares

Biggest puts

NATIONAL BANK OF CANADA /FI/ Added $19.5m28.8k shares
WOLVERINE ASSET MANAGEMENT LLC Added $11.9m1.7m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $10.3m1.5m shares
TWO SIGMA INVESTMENTS, LP Added $9.9m1.4m shares
Portman Square Capital LLP Added $8.4m1.2m shares
SIMPLEX TRADING, LLC Added $5.7m830.8k shares
BARCLAYS PLC Reduced $3.4m500.0k shares
CITADEL ADVISORS LLC Reduced $2.8m401.2k shares
IMC-Chicago, LLC Added $1.9m280.6k shares
Walleye Trading LLC Added $1.6m229.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 23,490,34223.5m $161.6m $161.6m 0.00% Added +770.8k +770,801
2 BlackRock Inc. 0.00% of their portfolio New York, NY 19,405,44319.4m $133.5m $133.5m 0.00% Added +1.6m +1,602,206
3 G2VP I Associates, LLC 100.00% of their portfolio Portola Valley, CA 10,598,86510.6m $72.9m $72.9m 100.00% Unchanged
4 MOORE CAPITAL MANAGEMENT, LP 1.31% of their portfolio NEW YORK, NY 7,839,0237.8m $53.9m $53.9m 1.31% Added +900.0k +900,000
5 MACQUARIE GROUP LTD 0.06% of their portfolio Sydney, NSW 2000, C3 7,745,0357.7m $53.3m $53.3m 0.06% Unchanged
6 CITADEL ADVISORS LLC 0.05% of their portfolio MIAMI, FL 6,058,2016.1m $41.7m $41.7m 0.05% Reduced -230.8k -230,756
7 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 5,994,3326.0m $41.2m $41.2m 0.00% Added +642.8k +642,796
8 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 5,301,6075.3m $36.5m $36.5m 0.00% Added +473.7k +473,661
9 Vantage Investment Partners, LLC 3.42% of their portfolio KANSAS CITY, MO 3,834,9943.8m $26.4m $26.4m 3.42% Unchanged
10 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 3,025,4803.0m $20.8m $20.8m 0.00% Added +177.2k +177,242
11 EXCHANGE TRADED CONCEPTS, LLC 0.44% of their portfolio Oklahoma City, OK 2,617,8662.6m $18.0m $18.0m 0.44% Added +967.0k +966,950
12 PLATINUM EQUITY, LLC 8.88% of their portfolio Beverly Hills, CA 2,401,2532.4m $16.5m $16.5m 8.88% Unchanged
13 Legal & General Group Plc 0.00% of their portfolio London, X0 2,121,0742.1m $14.6m $14.6m 0.00% Added +735.9k +735,921
14 NORGES BANK 0.00% of their portfolio OSLO, Q8 2,097,1032.1m $14.4m $14.4m 0.00% Unchanged
15 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 1,904,2151.9m $13.1m $13.1m 0.00% Added +122.2k +122,213
16 Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio SEOUL, M5 1,874,6281.9m $12.9m $12.9m 0.03% Added +4.0k +4,001
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,429,5841.4m $9.8m $9.8m 0.00% Reduced -2.1m -2,057,276
18 Lido Advisors, LLC 0.10% of their portfolio Los Angeles, CA 1,332,6921.3m $9.2m $9.2m 0.10% Unchanged
19 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 1,309,3041.3m $9.0m $9.0m 0.01% Reduced -842.0k -841,981
20 Chescapmanager LLC 1.98% of their portfolio BALTIMORE, MD 1,199,0361.2m $8.2m $8.2m 1.98% Unchanged
21 North Star Investment Management Corp. 0.63% of their portfolio CHICAGO, IL 1,136,8181.1m $7.8m $7.8m 0.63% Reduced -31.9k -31,900
22 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,107,5971.1m $7.6m $7.6m 0.00% Added +63.6k +63,634
23 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,095,4491.1m $7.5m $7.5m 0.00% Added +95.0k +94,986
24 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 1,076,8551.1m $7.4m $7.4m 0.01% Added +548.9k +548,871
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 966,434966.4k $6.6m $6.6m 0.01% Reduced -7.3k -7,292
26 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 960,177960.2k $6.6m $6.6m 0.00% Reduced -323.6k -323,620
27 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 932,919932.9k $6.4m $6.4m 0.01% Added +456.3k +456,319
28 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 902,626902.6k $6.2m $6.2m 0.00% Reduced -45.9k -45,949
29 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 744,834744.8k $5.1m $5.1m 0.00% Reduced -1.9m -1,936,846
30 Allianz Asset Management GmbH 0.01% of their portfolio MUNICH, 2M 712,314712.3k $4.9m $4.9m 0.01% Reduced -1.9m -1,908,242
31 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 701,050701.0k $4.8m $4.8m 0.00% Reduced -206.3k -206,265
32 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 678,472678.5k $4.7m $4.7m 0.00% Added +4.6k +4,571
33 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 585,694585.7k $4.1m $4.1m 0.00% Reduced -301.2k -301,228
34 IDG China Venture Capital Fund IV Associates L.P. 0.66% of their portfolio HONG KONG, K3 551,304551.3k $3.8m $3.8m 0.66% Unchanged
35 Swiss National Bank 0.00% of their portfolio ZURICH, V8 503,700503.7k $3.5m $3.5m 0.00% Added +45.0k +45,000
36 Mitsubishi UFJ Asset Management Co., Ltd. 0.01% of their portfolio TOKYO, M0 499,069499.1k $3.4m $3.4m 0.01% Added +79.4k +79,393
37 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 476,312476.3k $3.3m $3.3m 0.01% Added +328.8k +328,784
38 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 472,553472.6k $3.3m $3.3m 0.00% Reduced -188.8k -188,837
39 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio JUPITER, FL 392,636392.6k $2.7m $2.7m 0.01% Reduced -287.8k -287,806
40 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 390,320390.3k $2.7m $2.7m 0.01% Reduced -80.0k -80,002
41 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 371,195371.2k $2.6m $2.6m 0.00% Reduced -1.0m -1,021,403
42 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 360,942360.9k $2.5m $2.5m 0.00% Added +36.3k +36,317
43 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 351,810351.8k $2.4m $2.4m 0.01% Added +49.7k +49,694
44 Point72 Asset Management, L.P. 0.01% of their portfolio STAMFORD, CT 351,302351.3k $2.4m $2.4m 0.01% Reduced -1.1m -1,148,100
45 SEVEN EIGHT CAPITAL, LP 0.38% of their portfolio New York, NY 334,331334.3k $2.3m $2.3m 0.38% Added +179.5k +179,494
46 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 302,620302.6k $2.0m $2.0m 0.00% Unchanged
47 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 300,134300.1k $2.1m $2.1m 0.00% Added +22.3k +22,251
48 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 294,206294.2k $2.0m $2.0m 0.00% Added +14.0k +14,039
49 Vontobel Holding Ltd. 0.02% of their portfolio ZURICH, V8 268,747268.7k $1.8m $1.8m 0.02% Added +83.5k +83,472
50 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 265,344265.3k $1.8m $1.8m 0.00% Added +162.7k +162,710
51 DEBUSSY CAPITAL MANAGEMENT LP 0.53% of their portfolio CHICAGO, IL 250,000250.0k $1.7m $1.7m 0.53% Unchanged
52 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 246,126246.1k $1.7m $1.7m 0.00% Added +100.8k +100,806
53 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 241,350241.3k $1.7m $1.7m 0.00% Added +218.9k +218,911
54 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 240,700240.7k $1.7m $1.7m 0.00% Added +1.0k +1,000
55 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 231,671231.7k $1.6m $1.6m 0.00% Reduced -2.1m -2,112,062
56 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 203,255203.3k $1.4m $1.4m 0.00% Reduced -3.3m -3,295,045
57 Frank, Rimerman Advisors LLC 0.31% of their portfolio Palo Alto, CA 186,229186.2k $1.3m $1.3m 0.31% Unchanged
58 Sculptor Capital LP 0.03% of their portfolio New York, NY 172,800172.8k $1.2m $1.2m 0.03% Unchanged
59 Summit X, LLC 0.28% of their portfolio CHESTERFIELD, MO 169,811169.8k $1.2m $1.2m 0.28% Added +133 +133
60 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 160,033160.0k $1.1m $1.1m 0.00% First filing
61 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 151,493151.5k $1.0m $1.0m 0.00% Reduced -8.5k -8,485
62 Rafferty Asset Management, LLC 0.01% of their portfolio New York, NY 144,770144.8k $996.0k $996.0k 0.01% Added +122.7k +122,719
63 MetLife Investment Management, LLC 0.01% of their portfolio Whippany, NJ 144,481144.5k $994.0k $994.0k 0.01% Added +11.4k +11,362
64 Comprehensive Financial Management LLC 0.03% of their portfolio Los Gatos, CA 142,322142.3k $979.2k $979.2k 0.03% Added +2.8k +2,797
65 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 141,592141.6k $974.2k $974.2k 0.00% Added +72.6k +72,615
66 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 139,546139.5k $960.1k $960.1k 0.00% Reduced -7.9k -7,865
67 AMERICAN INTERNATIONAL GROUP, INC. 0.01% of their portfolio New York, NY 131,140131.1k $902.2k $902.2k 0.01% Added +9.9k +9,908
68 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 124,292124.3k $855.1k $855.1k 0.00% Reduced -480.8k -480,774
69 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 122,456122.5k $842.5k $842.5k 0.00% Added +12.6k +12,647
70 UBS Group AG 0.00% of their portfolio ZURICH, V8 121,323121.3k $834.7k $834.7k 0.00% Added +87.9k +87,920
71 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 121,161121.2k $834.0k $834.0k 0.00% Added +10.7k +10,697
72 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 113,955114.0k $784.0k $784.0k 0.00% Added +5.8k +5,775
73 Baader Bank Aktiengesellschaft 0.07% of their portfolio Unterschleissheim, 2M 110,000110.0k $756.8k $756.8k 0.07% New
74 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 109,880109.9k $756.0k $756.0k 0.00% Added +9.2k +9,232
75 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 107,515107.5k $739.7k $739.7k 0.00% Added +12.8k +12,759
76 Ensign Peak Advisors, Inc 0.00% of their portfolio SALT LAKE CITY, UT 105,060105.1k $722.8k $722.8k 0.00% Unchanged
77 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 104,797104.8k $721.0k $721.0k 0.00% Reduced -27.9k -27,873
78 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 103,155103.2k $710.0k $710.0k 0.01% New
79 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 102,902102.9k $708.0k $708.0k 0.01% New
80 DARK FOREST CAPITAL MANAGEMENT LP 0.07% of their portfolio NEW YORK, NY 100,501100.5k $691.4k $691.4k 0.07% Added +89.1k +89,059
81 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 96,55096.5k $664.3k $664.3k 0.00% New
82 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 95,16995.2k $655.7k $655.7k 0.00% Reduced -47 -47
83 Amundi 0.00% of their portfolio Paris, I0 92,46592.5k $626.9k $626.9k 0.00% Added +81.5k +81,504
84 Holocene Advisors, LP 0.00% of their portfolio New York, NY 90,01290.0k $619.3k $619.3k 0.00% Unchanged
85 Gerber Kawasaki Wealth & Investment Management 0.04% of their portfolio SANTA MONICA, CA 81,75081.8k $559.9k $559.9k 0.04% Added +2.5k +2,549
86 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 77,35077.3k $532.2k $532.2k 0.00% Added +40.6k +40,610
87 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 72,85872.9k $502.0k $502.0k 0.00% Added +8.8k +8,761
88 Wedmont Private Capital 0.05% of their portfolio WEST CHESTER, PA 68,20068.2k $476.7k $476.7k 0.05% New
89 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 64,98265.0k $447.1k $447.1k 0.00% Added +3.4k +3,399
90 TCTC Holdings, LLC 0.02% of their portfolio DALLAS, TX 60,13560.1k $413.7k $413.7k 0.02% Unchanged
91 Ten Capital Wealth Advisors, LLC 0.12% of their portfolio SPOKANE, WA 58,17558.2k $400.0k $400.0k 0.12% Added +58.2k +58,175
92 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 57,10757.1k $392.9k $392.9k 0.01% Added +23.0k +22,954
93 SVB WEALTH LLC 0.01% of their portfolio BOSTON, MA 56,34956.3k $387.7k $387.7k 0.01% Added +84 +84
94 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 55,64355.6k $382.8k $382.8k 0.00% Reduced -6.9k -6,939
95 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 53,35053.4k $367.0k $367.0k 0.01% Added +15.2k +15,200
96 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 51,51751.5k $354.4k $354.4k 0.00% Added +21.1k +21,105
97 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 50,32350.3k $346.2k $346.2k 0.01% Reduced -139 -139
98 Handelsbanken Fonder AB 0.00% of their portfolio STOCKHOLM, V7 50,00050.0k $344.0k $344.0k 0.00% Unchanged
99 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 49,27149.3k $339.0k $339.0k 0.00% Reduced -8.6k -8,619
100 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 48,59648.6k $334.3k $334.3k 0.02% Added +5.0k +5,000