Vault-13

LUMENT FINANCE TRUST INC

COM · CUSIP 55025L108

53 institutional holders -11 vs Q1 2026
10,041,08410.0m shares reported held*
$9.5mreported value*
13 new 15 added 22 reduced 22 sold out net sold ≈ $2.6m (-2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $0.95.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 29Q4 22: 29Q1 23: 30Q2 23: 33Q3 23: 36Q4 23: 39Q1 24: 41Q2 24: 46Q3 24: 49Q4 24: 50Q1 25: 59Q2 25: 58Q3 25: 63Q4 25: 63Q1 26: 64Q2 26: 5353Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202229
Q4 202229
Q1 202330
Q2 202333
Q3 202336
Q4 202339
Q1 202441
Q2 202446
Q3 202449
Q4 202450
Q1 202559
Q2 202558
Q3 202563
Q4 202563
Q1 202664
Q2 202653

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 23 bought or addedQ3 24: 17 cut or sold outQ4 24: 21 bought or addedQ4 24: 20 cut or sold outQ4 24Q1 25: 28 bought or addedQ1 25: 22 cut or sold outQ2 25: 37 bought or addedQ2 25: 31 cut or sold outQ2 25Q3 25: 34 bought or addedQ3 25: 21 cut or sold outQ4 25: 32 bought or addedQ4 25: 25 cut or sold outQ4 25Q1 26: 39 bought or addedQ1 26: 21 cut or sold outQ2 26: 28 bought or addedQ2 26: 44 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242317
Q4 20242120
Q1 20252822
Q2 20253731
Q3 20253421
Q4 20253225
Q1 20263921
Q2 20262844

Biggest buyers

MILLENNIUM MANAGEMENT LLC New +534,421+534.4k
JANE STREET GROUP, LLC New +221,876+221.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +164,996+165.0k
Callan Family Office, LLC New +77,015+77.0k
Qube Research & Technologies Ltd New +68,864+68.9k
Ground Swell Capital, LLC New +50,321+50.3k
Melia Wealth LLC Added +38,171+38.2k
J.W. COLE ADVISORS, INC. New +37,591+37.6k
AQR CAPITAL MANAGEMENT LLC Added +35,092+35.1k
GOLDMAN SACHS GROUP INC Added +29,391+29.4k

Biggest sellers

BlackRock, Inc. Reduced -1,843,448-1.8m
GEODE CAPITAL MANAGEMENT, LLC Reduced -763,121-763.1k
STATE STREET CORP Reduced -340,369-340.4k
VANGUARD PORTFOLIO MANAGEMENT LLC Sold out -263,645-263.6k
NORTHERN TRUST CORP Reduced -226,319-226.3k
Bank of New York Mellon Corp Sold out -113,007-113.0k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Sold out -111,291-111.3k
BANK OF AMERICA CORP /DE/ Sold out -38,628-38.6k
Invesco Ltd. Sold out -34,636-34.6k
DELTEC ASSET MANAGEMENT LLC Reduced -33,457-33.5k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AXA S.A. 3.64% of their portfolio PARIS, I0 3,340,7803.3m $3.3m $3.3m 3.64% Unchanged
2 Melia Wealth LLC 0.75% of their portfolio TULSA, OK 1,421,9091.4m $1.3m $1.3m 0.75% Added +38.2k +38,171
3 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 1,405,2941.4m $1.3m $1.3m 0.00% Reduced -13.5k -13,524
4 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 693,448693.4k $638.0k $638.0k 0.00% Added +3.9k +3,882
5 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 534,421534.4k $491.7k $491.7k 0.00% New
6 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 473,594473.6k $436.1k $436.1k 0.00% Reduced -763.1k -763,121
7 BlackRock, Inc. 0.00% of their portfolio New York, NY 374,136374.1k $344.2k $344.2k 0.00% Reduced -1.8m -1,843,448
8 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 272,508272.5k $250.7k $250.7k 0.00% Reduced -15.9k -15,942
9 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 221,876221.9k $204.1k $204.1k 0.00% New
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 182,226182.2k $167.6k $167.6k 0.00% Added +165.0k +164,996
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 169,207169.2k $155.7k $155.7k 0.00% Added +29.4k +29,391
12 DELTEC ASSET MANAGEMENT LLC 0.02% of their portfolio New York, NY 166,543166.5k $153.2k $153.2k 0.02% Reduced -33.5k -33,457
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 116,855116.9k $112.2k $112.2k 0.00% Reduced -340.4k -340,369
14 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 106,403106.4k $97.9k $97.9k 0.00% Reduced -226.3k -226,319
15 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 96,75196.8k $89.0k $89.0k 0.00% Added +35.1k +35,092
16 Callan Family Office, LLC 0.00% of their portfolio RADNOR, PA 77,01577.0k $70.9k $70.9k 0.00% New
17 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 68,86468.9k $63.4k $63.4k 0.00% New
18 Ground Swell Capital, LLC 0.05% of their portfolio FOLLY BEACH, SC 50,32150.3k $46.3k $46.3k 0.05% New
19 J.W. COLE ADVISORS, INC. 0.00% of their portfolio TAMPA, FL 37,59137.6k $34.6k $34.6k 0.00% New
20 Foundations Investment Advisors, LLC 0.00% of their portfolio PHOENIX, AZ 28,57628.6k $26.3k $26.3k 0.00% Added +112 +112
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 27,68827.7k $25.5k $25.5k 0.00% Reduced -8.4k -8,375
22 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 18,97319.0k $17.5k $17.5k 0.00% New
23 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 18,07418.1k $16.6k $16.6k 0.00% Added +26 +26
24 JAMES INVESTMENT RESEARCH, INC. 0.00% of their portfolio ALPHA, OH 18,00018.0k $16.6k $16.6k 0.00% Unchanged
25 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 16,74416.7k $15.4k $15.4k 0.00% Reduced -5.4k -5,389
26 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 13,96514.0k $12.8k $12.8k 0.00% Added +499 +499
27 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 11,79111.8k $10.8k $10.8k 0.00% New
28 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 11,43711.4k $10.5k $10.5k 0.00% Unchanged
29 180 WEALTH ADVISORS, LLC 0.00% of their portfolio FEDERAL WAY, WA 11,00011.0k $10.1k $10.1k 0.00% New
30 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 10,12010.1k $9.3k $9.3k 0.00% New
31 Itau Unibanco Holding S.A. 0.00% of their portfolio SAO PAULO, D5 9,6389.6k $8.9k $8.9k 0.00% New
32 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,2989.3k $8.6k $8.6k 0.00% Reduced -15.1k -15,069
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,6018.6k $8.0k $8.0k 0.00% Added +4.5k +4,453
34 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 4,6264.6k $4.3k $4.3k 0.00% Reduced -9.3k -9,336
35 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 4,1484.1k $3.8k $3.8k 0.00% Reduced -7.1k -7,071
36 FMR LLC 0.00% of their portfolio BOSTON, MA 2,9432.9k $2.7k $2.7k 0.00% Reduced -13.1k -13,059
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,1102.1k $1.9k $1.9k 0.00% Reduced -7.3k -7,329
38 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 1,8291.8k $1.7k $1.7k 0.00% Added +1.8k +1,828
39 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 1,1771.2k $1.1k $1.1k 0.00% Reduced -9.3k -9,294
40 SHP Wealth Management 0.00% of their portfolio PLYMOUTH, MA 1,0001.0k $920 $920 0.00% New
41 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 361361 $332 $332 0.00% Added +89 +89
42 GAMMA Investing LLC 0.00% of their portfolio FOSTER CITY, CA 231231 $213 $213 0.00% Reduced -4.6k -4,565
43 Essential Partners LLC 0.00% of their portfolio RANCHO SANTA FE, CA 212212 $195 $195 0.00% Reduced -585 -585
44 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 152152 $140 $140 0.00% New
45 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 149149 $138 $138 0.00% Added +84 +84
46 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 135135 $134 $134 0.00% Reduced -18.6k -18,583
47 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 8585 $79 $79 0.00% Added +76 +76
48 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 5454 $50 $50 0.00% Added +39 +39
49 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4545 $41 $41 0.00% Reduced -5 -5
50 SJS Investment Consulting Inc. 0.00% of their portfolio SYLVANIA, OH 77 $7 $7 0.00% Added +5 +5
51 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 11 $1 $1 0.00% Reduced -2.1k -2,119
52 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 11 $1 $1 0.00% Reduced -1 -1
53 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $0 $0 0.00% Reduced -17.2k -17,246